Appl Clin Inform 2014; 05(03): 642-650
DOI: 10.4338/ACI-2014-02-CR-0016
Case Report
Schattauer GmbH

A Case Report in Health Information Exchange for Inter-organizational Patient Transfers

J.E. Richardson
1   Department of Healthcare Policy and Research, Center for Healthcare Informatics and Policy, Weill Cornell Medical College, New York, USA Health Information Technology Evaluation Collaborative (HITEC), New York, USA
,
S. Malhotra
2   Weill Cornell Physicians Organization, New York, NY
,
R. Kaushal
1   Department of Healthcare Policy and Research, Center for Healthcare Informatics and Policy, Weill Cornell Medical College, New York, USA Health Information Technology Evaluation Collaborative (HITEC), New York, USA
,
with the HITEC Investigators › Author Affiliations
Further Information

Correspondence to:

Joshua E. Richardson
Weill Cornell Medical College
1300 York Ave.
New York, NY 10065
Phone: 646.962.2564   
Fax: 646.962.0105   

Publication History

received: 04 March 2014

accepted: 02 June 2014

Publication Date:
19 December 2017 (online)

 

Summary

Objective: To provide a case report of barriers and promoters to implementing a health information exchange (HIE) tool that supports patient transfers between hospitals and skilled nursing facilities.

Methods: A multi-disciplinary team conducted semi-structured telephone and in-person interviews in a purposive sample of HIE organizational informants and providers in New York City who implemented HIE to share patient transfer information. The researchers conducted grounded theory analysis to identify themes of barriers and promoters and took steps to improve the trustworthiness of the results including vetting from a knowledgeable study participant.

Results: Between May and October 2011, researchers recruited 18 participants: informaticians, healthcare administrators, software engineers, and providers from a skilled nursing facility. Subjects perceived the HIE tool’s development a success in that it brought together stakeholders who had traditionally not partnered for informatics work, and that they could successfully share patient transfer information between a hospital and a skilled nursing facility. Perceived barriers included lack of hospital stakeholder buy-in and misalignment with clinical workflows that inhibited use of HIE-based patient transfer data. Participants described barriers and promoters in themes related to organizational, technical, and user-oriented issues.

The investigation revealed that stakeholders could develop and implement health information technology that technically enables clinicians in both hospitals and skilled nursing facilities to exchange real-time information in support of patient transfers. User level barriers, particularly in the emergency department, should give pause to developers and implementers who plan to use HIE in support of patient transfers.

Conclusions: Participants’ experiences demonstrate how stakeholders may succeed in developing and piloting an electronic transfer form that relies on HIE to aggregate, communicate, and display relevant patient transfer data across health care organizations. Their experiences also provide insights for others seeking to develop HIE applications to improve patient transfers between emergency departments and skilled nursing facilities.

Citation: Richardson JE, Malhotra S, Kaushal R. A case report in health information exchange for inter-organizational patient transfers. Appl Clin Inf 2014; 5: 642–650

http://dx.doi.org/10.4338/ACI-2014-02-CR-0016


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Conflicts of interest

The authors declare that they have no conflicts of interest in the research.

  • References

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  • 2 Coleman EA. Falling through the cracks: challenges and opportunities for improving transitional care for persons with continuous complex care needs. J Am Geriatr Soc 2003; 51 (04) 549-555.
  • 3 Mor V, Intrator O, Feng Z, Grabowski DC. The revolving door of rehospitalization from skilled nursing facilities. Health Aff (Millwood) 2010; 29 (01) 57-64.
  • 4 Teno JM, Mitchell SL, Skinner J, Kuo S, Fisher E, Intrator O, Rhodes R, Mor V. Churning: the association between health care transitions and feeding tube insertion for nursing home residents with advanced cognitive impairment. J Palliat Med 2009; 12 (04) 359-362.
  • 5 Coleman EA, Min S, Chomiak A, Kramer AM. Posthospital care transitions: patterns, complications, and risk identification. Health Serv Res 2004; 39 (05) 1449-1465.
  • 6 Cwinn MA, Forster AJ, Cwinn AA, Hebert G, Calder L, Stiell IG. Prevalence of information gaps for seniors transferred from nursing homes to the emergency department. CJEM 2009; 11 (05) 462-471.
  • 7 Olsen RM, Østnor BH, Enmarker I, Hellzén O. Barriers to information exchange during older patients’ transfer: nurses’ experiences. Journal of Clinical Nursing 2013; 22 19–20 2964-2973.
  • 8 The Patient Protection and Affordable Care Act [Internet].. 42 USC. Sect. 3025, 111–148 Mar 23, 2010 p. 124. Available from: http://www.gpo.gov/fdsys/pkg/PLAW-111publ148/html/PLAW-111publ148.htm
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  • 13 Schnipper JL, Hamann C, Ndumele CD, Liang CL, Carty MG, Karson AS, Bhan I, Coley CM, Poon E, Tur-chin A, Labonville SA, Diedrichsen EK, Lipsitz S, Broverman CA, McCarthy P, Gandhi TK. Effect of an electronic medication reconciliation application and process redesign on potential adverse drug events: a cluster-randomized trial. Arch Intern Med 2009; 169 (08) 771-780.
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  • 17 Dalawari P, Duggan J, Vangimalla V, Paniagua M, Armbrecht ES. Patient Transfer Forms Enhance Key Information Between Nursing Homes and Emergency Department. Geriatric Nursing. 2011; 32 (04) 270-275.
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  • 24 Crabtree BF, Miller WL. Doing qualitative research. 2nd ed. Thousand Oaks, Calif: Sage Publications; 1999. 406 p.
  • 25 Jeffs L, Lyons RF, Merkley J, Bell CM. Clinicians’ views on improving inter-organizational care transitions. BMC Health Services Research 2013; 13 (01) 289.
  • 26 Miller RH, Miller BS. The Santa Barbara County Care Data Exchange: what happened?. Health Aff (Mill-wood) 2007; 26 (05) w568-w580.
  • 27 Vest JR, Campion Jr TR, Kaushal R. HITEC Investigators. Challenges, alternatives, and paths to sustainability for health information exchange efforts. J Med Syst 2013; 37 (06) 9987.
  • 28 Short A, Taylor R, Nugus P, Dugdale P, Greenfield D. Developing an inter-organizational community-based health network: an Australian investigation. Health Promotion International [Internet].. 2014 Apr22[cited 2014 Apr 28]; Available from: http://www.heapro.oxfordjournals.org/cgi/doi/10.1093/heaprodau021
  • 29 CCITI NY Project Participants [Internet].. CCITI NY: Improving Care Coordination with Communication Technology. 2013 [cited 2014 May 1]. Available from: http://ccitiny.org/?page_id=93

Correspondence to:

Joshua E. Richardson
Weill Cornell Medical College
1300 York Ave.
New York, NY 10065
Phone: 646.962.2564   
Fax: 646.962.0105   

  • References

  • 1 Rokos IC, Sanddal ND, Pancioli AM, Wolff C, Gaieski DF. 2010 Academic emergency medicine consensus conference Beyond regionalization: Intergrated networks of emergency care. Inter-hospital communications and transport: turning one-way funnels into two-way networks. Acad Emerg Med 2010; 17 (12) 1279-1285.
  • 2 Coleman EA. Falling through the cracks: challenges and opportunities for improving transitional care for persons with continuous complex care needs. J Am Geriatr Soc 2003; 51 (04) 549-555.
  • 3 Mor V, Intrator O, Feng Z, Grabowski DC. The revolving door of rehospitalization from skilled nursing facilities. Health Aff (Millwood) 2010; 29 (01) 57-64.
  • 4 Teno JM, Mitchell SL, Skinner J, Kuo S, Fisher E, Intrator O, Rhodes R, Mor V. Churning: the association between health care transitions and feeding tube insertion for nursing home residents with advanced cognitive impairment. J Palliat Med 2009; 12 (04) 359-362.
  • 5 Coleman EA, Min S, Chomiak A, Kramer AM. Posthospital care transitions: patterns, complications, and risk identification. Health Serv Res 2004; 39 (05) 1449-1465.
  • 6 Cwinn MA, Forster AJ, Cwinn AA, Hebert G, Calder L, Stiell IG. Prevalence of information gaps for seniors transferred from nursing homes to the emergency department. CJEM 2009; 11 (05) 462-471.
  • 7 Olsen RM, Østnor BH, Enmarker I, Hellzén O. Barriers to information exchange during older patients’ transfer: nurses’ experiences. Journal of Clinical Nursing 2013; 22 19–20 2964-2973.
  • 8 The Patient Protection and Affordable Care Act [Internet].. 42 USC. Sect. 3025, 111–148 Mar 23, 2010 p. 124. Available from: http://www.gpo.gov/fdsys/pkg/PLAW-111publ148/html/PLAW-111publ148.htm
  • 9 Murray EG. Fiscal Year 2014: Annual Performance Report and Performance Plan [Internet]. Washington D. C.: United States Department of Health and Human Services; 2013. Apr p. 152. Available from: http://www.hhs.gov/budget/fy2014/opa_040513.pdf
  • 10 Kocher R, Sahni NR. Physicians versus hospitals as leaders of accountable care organizations. N Engl J Med 2010; 363 (27) 2579-2582.
  • 11 Donelan-McCall N, Eilertsen TB, Fish R, Kramer A. Small Patient Population and Low Frequency Event Effects on the Stability of SNF Quality Measures: A study conducted by staff from the Division of Health Care Policy and Research University of Colorado at Denver and Health Sciences Center (UCDHSC) for the [Internet]. Aurora, CO: Medicare Payment Advisory Commission; 2006 Jun p. 31. Report No.: 06–5. Available from: http://permanent.access.gpo.gov/lps78983/Sep06_SNF_CONTRACTOR.pdf
  • 12 LaMantia MA, Scheunemann LP, Viera AJ, Busby-Whitehead J, Hanson LC. Interventions to improve transitional care between nursing homes and hospitals: a systematic review. J Am Geriatr Soc 2010; 58 (04) 777-782.
  • 13 Schnipper JL, Hamann C, Ndumele CD, Liang CL, Carty MG, Karson AS, Bhan I, Coley CM, Poon E, Tur-chin A, Labonville SA, Diedrichsen EK, Lipsitz S, Broverman CA, McCarthy P, Gandhi TK. Effect of an electronic medication reconciliation application and process redesign on potential adverse drug events: a cluster-randomized trial. Arch Intern Med 2009; 169 (08) 771-780.
  • 14 McCloskey RM. A qualitative study on the transfer of residents between a nursing home and an emergency department. J Am Geriatr Soc 2011; 59 (04) 717-724.
  • 15 Terrell KM, Miller DK. Strategies to improve care transitions between nursing homes and emergency departments. J Am Med Dir Assoc 2011; 12 (08) 602-605.
  • 16 Madden C, Garrett J, Busby-Whitehead J. The Interface between Nursing Homes and Emergency Departments: A Community Effort to Improve Transfer of Information. Academic Emergency Medicine 1998; 5 (11) 1123-6.
  • 17 Dalawari P, Duggan J, Vangimalla V, Paniagua M, Armbrecht ES. Patient Transfer Forms Enhance Key Information Between Nursing Homes and Emergency Department. Geriatric Nursing. 2011; 32 (04) 270-275.
  • 18 IS 09 –Consultations and Transfers of Care [Internet].. HITSP. 2009 [cited 2014 Mar 4]. Available from: http://www.hitsp.org/InteroperabilitySet_Details.aspx?MasterIS=true&InteroperabilityId=362&PrefixAl pha=1&APrefix=IS&PrefixNumeric=09
  • 19 Delone WH, McLean ER. The DeLone and McLean model of information systems success: A ten-year update. Journal of management information systems 2003; 19 (04) 9-30.
  • 20 Noy C. Sampling Knowledge: The Hermeneutics of Snowball Sampling in Qualitative Research. International Journal of Social Research Methodology 2008; 11 (04) 327-344.
  • 21 Glaser B, Strauss A. Grounded Theory: The Discovery of Grounded Theory. New York: de Gruyter; 1967
  • 22 Patton MQ. Qualitative research and evaluation methods. 3 ed. Thousand Oaks, Calif: Sage Publications; 2002
  • 23 Thomas DR. A General Inductive Approach for Analyzing Qualitative Evaluation Data. American Journal of Evaluation 2006; 27 (02) 237-246.
  • 24 Crabtree BF, Miller WL. Doing qualitative research. 2nd ed. Thousand Oaks, Calif: Sage Publications; 1999. 406 p.
  • 25 Jeffs L, Lyons RF, Merkley J, Bell CM. Clinicians’ views on improving inter-organizational care transitions. BMC Health Services Research 2013; 13 (01) 289.
  • 26 Miller RH, Miller BS. The Santa Barbara County Care Data Exchange: what happened?. Health Aff (Mill-wood) 2007; 26 (05) w568-w580.
  • 27 Vest JR, Campion Jr TR, Kaushal R. HITEC Investigators. Challenges, alternatives, and paths to sustainability for health information exchange efforts. J Med Syst 2013; 37 (06) 9987.
  • 28 Short A, Taylor R, Nugus P, Dugdale P, Greenfield D. Developing an inter-organizational community-based health network: an Australian investigation. Health Promotion International [Internet].. 2014 Apr22[cited 2014 Apr 28]; Available from: http://www.heapro.oxfordjournals.org/cgi/doi/10.1093/heaprodau021
  • 29 CCITI NY Project Participants [Internet].. CCITI NY: Improving Care Coordination with Communication Technology. 2013 [cited 2014 May 1]. Available from: http://ccitiny.org/?page_id=93