Synlett 2002(10): 1736-1738
DOI: 10.1055/s-2002-34248
LETTER
© Georg Thieme Verlag Stuttgart · New York

Novel Short-Step Synthesis of Optically Active Tetronic Acids from Chiral α-Hydroxy Acids Mediated by 1-Hydroxybenzotriazole

Giorgos Athanasellisa, Olga Igglessi-Markopoulou*a, John Markopoulosb
a National Technical University of Athens, Department of Chemical Engineering, Laboratory of Organic Chemistry, Zografou Campus, Athens 157 73, Greece
Fax: +30(10)7723072; e-Mail: ojmark@orfeas.chemeng.ntua.gr;
b University of Athens, Department of Chemistry, Laboratory of Inorganic Chemistry, Athens, Greece
Further Information

Publication History

Received 25 June 2002
Publication Date:
23 September 2002 (online)

Abstract

A novel method for the synthesis of functionalized γ-hydroxy acids and optically active tetronic acids is reported. The synthesis is simple and the compounds are produced in good yields (45-81%). Measurements of their optical rotations show that the reaction proceeds without or with partial racemization of the starting materials.

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Athanasellis, G.; Gavrielatos, E.; Igglessi-Markopoulou, O. Bull. Chem. Soc. Jpn. 2002, in press.

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General Procedure for the Synthesis of Compounds4-21:
In a typical reaction, 10 mmol of the appropriate O-acetyl hydroxy acid 1a-e was treated with 10 mmol of 1-hydroxybenzotriazole 2 and 10 mmol DCC in anhyd THF (40 mL) at 0 °C for 1 h. The resulting suspension was refrigerated overnight at 3-5 °C. The precipitated solid (DCCU) was filtered off and discarded, the THF filtrate was added to a solution of 20 mmol NaH and 10 mmol of dimethyl malonate 3a, diethyl malonate 3b or butyryl acetate 3c in anhyd THF. The resulting mixture was stirred at r.t. for 2.5 h and then concd in vacuo. The obtained gummy solid was diluted with water and washed with diethyl ether. The aq extract was acidified with 10% HCl in an ice water bath to afford a white solid (1-hydroxybenzotriazole) which was filtered off. The aq filtrate was extracted with DCM (3 ×) and the combined organic extracts were dried (Na2SO4) and concentrated in vacuo to afford either 3-substituted tetronic acids 4-6 as white solids or the C-acylation compounds
7-14 as oils. The oily products 7-14 were dissolved in methanol and treated with 10% HCl for 24 h (7 and 8) or 48 h (9-14) at r.t. to afford the corresponding tetronic acids
15-21 as white solids. The solid products were filtered off, washed with light petrol and dried in vacuo.

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Spectroscopic and Analytical Data of Selected Compounds:
3-Methoxycarbonyl Tetronic Acid (4). 59% Yield, mp: 166-167 °C. IR (KBr): 1720/1703 (C=O), 1605 (C=C)
cm-1. 1H NMR (300 MHz, CDCl3): δ = 3.96 (s, 3 H, COOCH3), 4.81 (s, 2 H, CH2) ppm. 13C NMR (75 MHz, CDCl3): δ = 52.3 (COOCH3), 66.0 (C-5), 100.2 (C-3), 167.0 (C-6), 169.4 (C-2), 189.4 (C-4) ppm. Anal. Calcd for C6H6O5: C, 45.57; H, 3.80. Found: C, 45.49; H, 3.86.
4-Acetoxy-3-hydroxy-2-methoxycarbonyl-4-methyl-2-pentenoate (9). 78% Yield. IR (KBr): 1743/1739/1735/1732/1728/1724 (C=O) cm-1. 1H NMR (300 MHz, CDCl3): δ = 1.58 (s, 6 H, 2 × CH3), 2.05/2.06 (two s, 3 H, OCOCH3), 3.77 (s, 6 H, 2 × COOCH3), 4.96 (s, 0.5 H, O=C-CH), 13.38 (s, 0.5 H, OH) ppm. 13C NMR (75 MHz, CDCl3): δ = 23.2 (CH3), 24.4 (CH3), 41.1 (O=C-CH), 53.2 (COOCH3), 59.5 (OCOCH3), 77.8 (C-4), 84.7 (C-2), 164.5 (OCOCH3), 170.1 (C-1), 197.7 (C-3) ppm.
3-Methoxycarbonyl-5-phenyl Tetronic Acid (15). 81% Yield, mp: 188-189 °C. [α]D 21: +86.6 (c1, MeOH). IR (KBr): 1759/1716 (C=O), 1610 (C=C) cm-1. 1H NMR (300 MHz, CDCl3): δ = 3.97 (s, 3 H, COOCH3), 5.84 (s, 1 H, HCPh), 7.39-7.44 (m, 5 H, PhH) ppm. 13C NMR (75 MHz, CDCl3): (ppm) 52.7 (COOCH3), 78.6 (C-5), 94.2 (C-3), 126.5/129.2/130.0/132.3 (phenyl carbons), 166.3 (C-6), 166.9 (C-2), 190.3 (C-4). Anal. Calcd for C12H10O5: C, 61.54; H, 4.27. Found: C, 61.60; H, 4.21.
3-Ethoxycarbonyl-5-phenyl Tetronic Acid (16). 80% Yield, mp: 156-157 °C. [α]D 21: +71.1 (c1, MeOH). IR (KBr): 1758/1714 (C=O), 1607 (C=C) cm-1. 1H NMR (300 MHz, CDCl3): δ = 1.41 (t, J = 7.5 Hz, 3 H, COOCH2CH 3), 4.43 (q, J = 6.6 Hz, 2 H, COOCH 2CH3), 5.83 (s, 1 H, HCPh), 7.39-7.44 (m, 5 H, PhH) ppm. 13C NMR (75 MHz, CDCl3): δ = 14.0 (COOCH2 CH3), 62.2 (COOCH2CH3), 78.5 (C-5), 94.2 (C-3), 126.5/129.2/129.9/132.4/(phenyl carbons), 166.3 (C-6), 166.6 (C-2), 190.3 (C-4) ppm. Anal. Calcd for C13H12O5: C, 62.90; H, 4.84. Found: C, 62.98; H, 4.94.
3-Methoxycarbonyl-5-dimethyl Tetronic Acid (17). 50% Yield, mp: 118-120 °C. IR (KBr): 1748/1721 (C=O), 1625 (C=C) cm-1. 1H NMR (300 MHz, CDCl3): δ = 1.56 (s, 6 H, 2 × CH3), 3.78/3.94 (two s, 3 H, COOCH3) ppm. 13C NMR (75 MHz, CDCl3): δ = 23.6 (CH3), 52.6 (COOCH3), 80.9
(C-5), 99.9 (C-3), 165.5 (C-6), 167.0 (C-2), 194.6 (C-4) ppm. Anal. Calcd for C8H10O5: C, 51.61; H, 5.38. Found: C, 51.79; H, 5.48.