Background
Background
Major progress in the accuracy and efficacy of diagnostic and therapeutic colonoscopy
has been achieved over the last 30 years. Patient safety and comfort has increased
with the advent of new endoscopic techniques [1 ]
[2 ] and methods of sedation [3 ]
[4 ]
[5 ]. The number of colonoscopic procedures performed is steadily increasing, as indicated
by a recent survey in the USA that has shown a three- to fourfold increase in the
number of colonoscopies between 1998 and 2004 [6 ]. Colonoscopy is currently the most frequently performed gastroenterological endoscopic
procedure in the USA [7 ]. This rapid growth in colonoscopy services can be partly attributed to the growing
prevalence of colorectal cancer (CRC) screening [8 ]. An increase in the number of endoscopies performed has also been observed in Europe
[4 ]
[9 ]. Colonoscopy may, however, be challenged in the future by other technologies such
as computed tomography (CT) colonography (virtual colonoscopy) or wireless capsule
endoscopy [10 ]
[11 ], and indeed many studies have already compared the performance of colonoscopy with
CT colonography [12 ]
[13 ]
[14 ]
[15 ]
[16 ]
[17 ].
Maximizing the appropriateness of healthcare interventions is a key component of quality
care. The indication for an intervention is deemed appropriate when the expected benefits
are greater than the expected risks or inconvenience to the patient by a sufficiently
large margin that the intervention is worth performing. Assessment of appropriateness
should ideally be based on high-quality evidence; unfortunately, however, in many
domains and for multiple clinical situations, the evidence base is poor or nonexistent.
In such situations, an explicit multidisciplinary expert panel approach (the RAND/UCLA
Appropriateness Method) has been used as a complement to evidence-based data [18 ]
[19 ]. This approach has previously been employed to establish appropriateness criteria
in various clinical fields, such as coronarography [20 ], Crohn’s disease treatment [21 ], or surgery [22 ]
[23 ]. The 2008 European Panel on the Appropriateness of Gastrointestinal Endoscopy, EPAGE
II, constitutes a necessary update of the first gastrointestinal endoscopy panel criteria
established in 1998 (EPAGE I) [24 ]
[25 ]
[26 ]
[27 ]
[28 ]
[29 ]
[30 ]
[31 ]
[32 ]
[33 ]
[34 ]
[35 ]
[36 ]
[37 ]
[38 ]
[39 ]
[40 ]. The appropriateness criteria developed in 1998 were widely used to assess the appropriateness
or the over- and underuse of colonoscopy [37 ]
[41 ]
[42 ]
[43 ]
[44 ], and could be used as a decision support tool for general practitioners [45 ]. In addition, because appropriateness implies a balance between the expected benefits
and risks for the patient, the best available evidence on risks of colonoscopy complications
should be examined. The aim of this project was thus to update the EPAGE appropriateness
criteria, using the methods described in this report together with an executive overview
of the risk of the procedure, while the benefits are reported by cluster of diagnostic
indications in companion articles [46 ]
[47 ]
[48 ]
[49 ]
[50 ].
Methods
Methods
The RAND/UCLA Appropriateness Method
The same methodological approach as for the 1998 EPAGE I panel was used [18 ]
[38 ]. Briefly, a comprehensive literature review was undertaken (see below) to identify
studies evaluating the benefits, effectiveness, safety, side effects, and possible
complications of colonoscopy. A multidisciplinary panel of 14 European experts, who
all have expertise in referral for or performance of colonoscopy was identified (Table e1 ): eight gastroenterologists, three primary care physicians and three surgeons. Four
out of these 14 panelists were already familiar with the process as they had participated
as panelists or organizers in EPAGE I.
A series of clinical indications was identified and categorized into 11 clinically
relevant chapters corresponding to customary use of diagnostic colonoscopy. These
chapters were: iron-deficiency anemia, hematochezia, nonspecific abdominal symptoms
(uncomplicated lower abdominal pain and/or constipation and/or bloating), uncomplicated
chronic diarrhea, evaluation of known inflammatory bowel disease (IBD), screening
for colorectal cancer (CRC) in asymptomatic individuals and in IBD patients, surveillance
after colonic polypectomy or after curative intent resection of CRC, and miscellaneous
indications. A detailed description, including situations that were explicitly excluded
from assessment, is shown in [Table 2 ].
Table 2 EPAGE II: main clinical categories (chapters).
Chapter
Title
Situations explicitly excluded from assessment
Number of clinical scenarios
Round 1
Round 2
1
Iron-deficiency anemia
Malabsorption syndrome Obvious cause of blood loss
57
48
2
Hematochezia
IBD Hemodynamic instability
24
54
3
Lower abdominal symptoms (chronic constipation/lower abdominal pain/bloating)
Duration < 3 months Known IBD FOBT-positive stools Unexplained iron-deficiency anemia Melena, hematochezia Weight loss Risk factors for CRC
24
12
4
Uncomplicated diarrhea
Acute diarrhea (< 4 weeks) Infectious origin Malabsorption syndrome Known IBD Anemia/ bleeding Laxative or sorbitol abuse Risk factors for CRC HIV/AIDS
22
6
5
Evaluation of ulcerative colitis
Prior colonoscopy Cancer surveillance colonoscopy
26
27
6
Evaluation of Crohn’s disease
Prior colonoscopy Cancer surveillance colonoscopy
28
23
7
Screening for CRC in known IBD
Other specific colitides (or ileitis): Infectious Ischemic Radiation Microscopic colitis Urogenital ulcer Eosinophilic enteritis
27
43
8
Surveillance (follow-up colonoscopy) after colonic polypectomy
Symptomatic individuals FAP HNPCC (Lynch syndrome) Hyperplastic polyposis
84
77
9
Surveillance after curative-intent resection of colorectal cancer
Palliation
17
16
10
Screening for CRC
Symptomatic individuals Personal history of CRC Personal history of polyps
64
97
11
Miscellaneous indications (lesion detected at recent barium enema or sigmoidoscopy,
preoperative colonoscopy, FOBT-positive stools, fulminant colitis, stenosis in IBD,
acute diverticulitis, endometriosis, unexplained weight loss, melena, massive hematochezia,
iron-deficiency without anemia, hyperplastic polyps at sigmoidoscopy)
All situations covered by other chapters
40
60
Total
413
463
EPAGE II, 2008 European Panel on the Appropriateness of Gastrointestinal Endoscopy;
CRC, colorectal cancer; FAP, familial adenomatous polyposis; FOBT, fecal occult blood
test; HNPCC, hereditary nonpolyposis colorectal cancer (Lynch syndrome); IBD, inflammatory
bowel disease.
Literature review
An update of the literature review was established, covering from 1997 to February
2008 (the previous literature review covered publications up to 1997), based on a
three-step search strategy. First, a systematic search of Medline (1997 to February
2008) and the Cochrane Database was conducted to identify selected published guidelines,
systematic reviews and/or meta-analyses, as well as primary studies assessing the
use of colonoscopy in adults in the various clinical categories. Details of these
OVID searches using Mesh words, keywords and specific limits are available online
(Table e3 ). A comprehensive search of clinical and medical scientific websites issuing guidelines
and recommendations for endoscopy was also performed. Details of websites that contributed
useful information are available in Table e4 . Finally, a complementary manual search was carried out based on the reference lists
of retrieved guidelines, reviews and articles.
Only articles in English, French or German, and dealing with adults, were considered
for this literature review. One search strategy aimed to collect information about
risks and complications of colonoscopy and the results are reported here.
Rating of clinical indications for appropriateness and necessity
About 3 months before the panel meeting, the panel experts received the list of clinical
indications, the literature review, and detailed instructions on how to rate the level
of appropriateness of each indication. Given the very low risk of complications related
to the procedure, as shown below, and complementing the usual definition of appropriateness,
as indicated above, a modification of the definition of appropriateness was used:
an indication was considered appropriate if there is a reasonable likelihood of a
significant finding, if such a finding would alter therapy or prognosis, and if therapy
would be beneficial. In rating the appropriateness of colonoscopy, panelists were
asked to imagine a “typical” patient with the described set of clinical features receiving
care from a “typical” physician performing the procedure. Financial considerations
were not included in the judgment process at this stage. Costs, social and other related
health technology evaluation features may be introduced at a later stage, i. e. when
developing guidelines from appropriateness criteria. The experts used a scale graded
from 1 to 9 to rate the appropriateness of each of the several hundred indications
for which colonoscopy could, in practice or in theory, be considered, using the following
scores: 1 = extremely inappropriate, 5 = uncertain, 9 = extremely appropriate. The
clinical indications were presented as a rating matrix which allowed a tabular presentation
of the various scenarios by chapter. An indication for colonoscopy was considered
appropriate if the median of the panelists’ ratings was between 7 and 9, without disagreement,
and inappropriate if the median was between 1 and 3, without disagreement. Scenarios
with a median rating of 4 to 6, or those revealing disagreement among the panelists,
were considered “uncertain” as to the appropriateness of colonoscopy in such cases.
Disagreement was defined as occurring when at least four panellists rated an indication
from 1 to 3 and four others from 7 to 9. [Fig. 1 ] displays an example of the rating matrix which was used by the experts. The first
round of individual ratings were analysed and a telephone interview took place with
each panelist to review potential problems with the indications rated, and to receive
their suggestions for changes in the list of indications and the literature review.
Fig. 1 Rating matrix for the first round (example). Example for iron-deficiency anemia (extract
showing scenarios 1 – 30). The symptoms evaluated are represented in columns. The
scenarios are further described in detail, with color coding for greater clarity.
In each box, values are shown on a 9-point scale. Appropriateness scale: 1 = extremely
inappropriate; 5 = uncertain; 9 = extremely appropriate.
The panel meeting took place in Montreux, Switzerland, over 2 days (April 17 – 19
2008). All chapters were discussed in the light of existing evidence that was summarized
before the discussion and emphasized by the moderators, focusing on those indications
for which there was disagreement between experts or uncertainty. A second round of
ratings was then carried out during the panel meeting, followed by a third necessity
rating round for those indications which were considered appropriate. An indication
that the procedure was considered necessary fulfilled all of the following criteria
[51 ]:
The procedure is appropriate (that is, it must have a median rating of 7, 8 or 9 without
disagreement at the second appropriateness rating round).
It would be considered improper care or negligence not to provide this procedure.
There is a reasonable chance that this procedure will benefit the patient. (A procedure
could be deemed appropriate even if it had a low likelihood of benefit but there were
few risks; such procedures should not be considered necessary.)
The benefit to the patient is not small. (A procedure could be considered appropriate
if it had a minor, but almost certain benefit to the patient, but would not, however,
be considered necessary.)
A general description of the results of the second round of ratings, including the
proportion of appropriate, uncertain and inappropriate ratings, globally and by chapter,
is reported here. Additional information about the variation in agreement in panel
ratings between the first and second round of ratings was established.
Results
Results
Appropriateness and necessity ratings
A total of 413 indications were submitted to the panelists for the first round of
ratings. The analyses of the votes, experts’ comments, and new evidence published
during the process led to some slight modifications of the scenarios submitted for
discussion by the panel and to the second round of ratings: 463 scenarios were rated
by all experts, an increase of 11 % on average. These indications were considered
appropriate, uncertain, or inappropriate, in 255 (55 %), 73 (16 %), and 135 (29 %)
of the clinical indications, respectively. [Table 5 ] presents these results by chapter of indications.
Table 5 EPAGE II appropriateness results by main clinical categories (chapters).
Chapter*
Scenarios
Appropriateness, % of scenarios
Number
% of total
Appropriate
Uncertain
Inappropriate
1
48
10
58
27
15
2
54
11
83
13
4
3
12
3
42
25
33
4
6
1
67
0
33
5
27
6
41
4
55
6
23
5
30
30
40
7
43
9
47
19
35
8
77
17
56
7
38
9
16
4
63
25
12
10
97
21
51
20
29
11
60
13
53
10
37
Total
463
100.0
55
16
29
EPAGE II, 2008 European Panel on the Appropriateness of Gastrointestinal Endoscopy *For complete chapter titles see [Table 2 ].
There was an increase in the proportion of agreement between panelists between the
first and second round of ratings. Disagreement between experts and the percentage
of uncertain indications decreased between round 1 and round 2, from 15 % to 9 % and
23 % to 16 %, respectively. Detailed results by category of indication are presented
in the companion articles. A total of 255 appropriate ratings were evaluated for necessity;
in 160 (63 %) a colonoscopy was considered necessary.
Risks and complications of colonoscopy
A total of 39 articles, published between 1997 and February 2008 and describing the
complication rates of colonoscopy, were identified (Table e6 ) [1 ]
[2 ]
[52 ]
[53 ]
[54 ]
[55 ]
[56 ]
[57 ]
[58 ]
[59 ]
[60 ]
[61 ]
[62 ]
[63 ]
[64 ]
[65 ]
[66 ]
[67 ]
[68 ]
[69 ]
[70 ]
[71 ]
[72 ]
[73 ]
[74 ]
[75 ]
[76 ]
[77 ]
[78 ]
[79 ]
[80 ]
[81 ]
[82 ]
[83 ]
[84 ]
[85 ]
[86 ]
[87 ]
[88 ], including minor complications (i. e. abdominal pain or discomfort) or other negative
outcomes (i. e. work days lost). Few studies made a distinction between diagnostic
and therapeutic procedures and/or accurately assessed severity of complications.
Perforation and hemorrhage rates were generally < 0.1 % and < 0.3 %, respectively.
The highest rates reported were 0.25 % for perforation [73 ] and 2.1 % for bleeding [88 ]. Reported complication rates for therapeutic procedures were twice those of diagnostic
colonoscopies, in particular for bleeding events.
Cardiovascular events were the most frequent complication occurring in between < 0.001 %
and < 2 % of colonoscopies [64 ]. Mortality occurring during or after colonoscopy was assessed in 24 studies. In
two-thirds of the studies, no death related to the endoscopic procedure was reported
[54 ]
[55 ]
[60 ]
[62 ]
[63 ]
[68 ]
[74 ]
[75 ]
[76 ]
[77 ]
[78 ]
[81 ]
[84 ]
[85 ]
[88 ]. Authors who considered minor adverse events suggested that additional complications
may occur subsequently outside the endoscopy suite setting [55 ]
[62 ]
[70 ]
[74 ]
[88 ]. As reported in three studies focusing on older patients undergoing colonoscopy
[69 ]
[78 ]
[87 ], older patients do not seem to be at higher risk of complications than younger patients.
Complication rates also seem to have decreased slightly since the mid-1990s [1 ], and screening colonoscopies seem to be associated with a lower rate of complications
than therapeutic colonoscopies [5 ]
[81 ]
[89 ]
[90 ].
Conclusion
Conclusion
An update of the EPAGE appropriateness criteria for the use of colonoscopy was undertaken
in the spring of 2008. The majority of the indications rated were considered appropriate,
whereas about a third were considered inappropriate. The panel meeting led to enhanced
agreement between panelists and, indeed, disagreement decreased to less than 10 %
and the proportion of uncertain indications was reduced by a third. For almost two-thirds
of the indications rated as appropriate, the experts considered that colonoscopy was
necessary. Given the large number of indications considered by the panel, tabular
presentation is not feasible. A presentation by chapter, according to the constituent
characteristics of the clinical indications, is, however, available in a convenient
internet presentation. Answering a small number of questions allows the physician
to determine, in a few simple steps, the degree of appropriateness of colonoscopy
for any clinical indication (www.epage.ch).
It is difficult to assess complications of colonoscopy precisely, since there is no
consensus on the definition of what constitutes a complication. While accurate data
may be, and often are, obtained for severe and acute complications, the extent of
delayed and/or minor complications is probably underestimated because of underreporting
and the difficulties entailed in data collection. There are also minimal data for
minor adverse events, and indirect negative outcomes such as work days lost secondary
to colonoscopy, are rarely considered and recorded.
Acknowledgments
Acknowledgments
The authors gratefully acknowledge the selfless commitment and invaluable contribution
of the expert panel members, who made this project possible: Lars Agréus (SE), Christoph
Beglinger (CH), Peter Bytzer (DK), Michel Delvaux (FR), Volker F. Eckardt (DE), Peter
D. Fairclough (UK), François Lacaine (FR), Olivier Le Moine (BE), Vicente Lorenzo-Zúñiga
Garcia (ES), Giorgio Minoli (IT), Mattijs E. Numans (NL), Daniel Oertli (CH), John
O’Malley (UK), Alastair Windsor (UK). The authors warmly thank Susan Giddons for her
valuable assistance in the administration of the expert panel process, as well as
in the meticulous preparation of the manuscripts.
This work was supported by a grant from the Loterie Romande, Switzerland (CH).
Competing interests: None
Appendix: The EPAGE II Study Group
Appendix: The EPAGE II Study Group
See page 205.