Methodology
We searched the databases of Pubmed, Google Scholar, and Clinicaltrials using the key words of “pentacyclic triterpenoid”, “pentacyclic triterpene”, “retina”, “oxidative”, “glycyrrhizin”, “carbenoxolone”, “AKBA”, “celastrol”, “escin”, “oleanolic acid”, “CDDO”, “pharmacokenetics”, “structure activity relationship”, and “docking”. We focused on articles discussing the biosynthesis of triterpenes and pharmacological actions (with reference to in vivo, in vitro , and clinical reports) and the signaling pathways by which they mediate these actions. Their applications in the treatment of retinal diseases and the side effects of triterpenoids are also covered. In this review, 159 references from the years 1998 to 2020 are included.
Naturally occurring pentacyclic triterpenoids
Glycyrrhizin
GL (- (3β ,20β )-20-carboxy-11-oxo-30-norolean-12-en-3-yl-2-O-β -D-glucopyranuronosyl-α -D-glucopyranosiduronic acid), also known as glycyrrhizic acid or glycyrrhizinic acid, is a triterpene glycoside from the root of the medicinal herb Glycyrrhiza glabra (liquorice) [16 ]. GL has clinical potential in treating chronic hepatitis [16 ]. There is also evidence that GL has anti-inflammatory, antiviral, and antimicrobial actions [17 ]. Around 30 clinical trials have evaluated GL, principally for the treatment of liver disease and cancer [18 ]. According to clinical data, the pharmacokinetics of GL were linear to a maximum oral dose of 200 mg, administered 6 times per week [19 ], and accumulation occurred with ongoing administration [19 ]. The threshold GL plasma concentration
for efficacy in the treatment of chronic hepatitis is around 5 mg/mL [20 ].
The protective actions of GL in the retina include maintenance of the structure and metabolic activities of retinal cells in vitro and in vivo in disease models. For example, He et al. [21 ] reported that GL significantly decreased the production of ROS induced by sodium iodate and prevented apoptosis in human ARPE-19 cells. GL was also found to promote the activation of Nrf2 and HO-1 (HMOX1) expression by increasing the phosphorylation and activation of the pro-survival Akt cascade. These findings are in broad agreement with another study that also reported that GL protected the retina by attenuating ROS production, increasing the poly [ADP-ribose] polymerase 1 DNA-repair enzyme and decreasing cell death mediated by caspase-3 [22 ].
In mice, GL (10 mg/kg by i. p. injection) administered prior to and following I/R injury protected the retina from neuronal and vascular damage [23 ]. In addition, Song et al. [24 ] reported that GL suppressed ocular hypertension induced by triamcinolone acetonide, improved electrophysiological parameters, and compensated for triamcinolone acetonide-induced changes in ocular metabolism.
GL also inhibits HMGB1, which is a ubiquitous nuclear protein that is released from damaged cells and induces proinflammatory responses [25 ]. The intravitreal injection of HMGB1 upregulated the proinflammatory ICAM-1 in the rat retina, which was attenuated after oral administration of GL [26 ]. Accordingly, GL has the potential to inhibit proinflammatory processes mediated by HMGB1.
Detailed studies by Mohammadʼs group [27 ] and others have established a role for HMGB1 in pathogenic mechanisms that are activated in DR. HMGB1 is proangiogenic [28 ] and has been shown to increase retinal proliferation in patients with DR [29 ]. By suppressing the increase in HMGB-1 expression and the activation of NF-κ B in DR, GL attenuated pro-angiogenic signalling [30 ]. GL also prevented the diabetes-induced loss of brain-derived neurotrophic factor in rats [31 ], decreased excitotoxicity produced by high glutamate concentrations in the central nervous system [32 ], and restored retinal occludin [27 ]. In addition, GL prevented the activation of Toll-like receptor 4 and TNF-α in primary retinal endothelial cells that were cultured in high-glucose medium.
This modulated the decrease in phosphorylated-Akt under the culture conditions and decreased caspase-3 cleavage to promote cell survival [23 ].
There have been no reports of side effects from the retinal application of GL, but several studies have noted that GL modulates the pharmacokinetics of coadministered drugs or chemicals, such as midazolam [33 ], paeoniflorin [34 ], ribavirin [35 ], puerarin [36 ], glibenclamide [37 ], omeprazole [38 ], [39 ], aconitine [40 ], talinolol [41 ], and even other PTs like asiatic acid [42 ] and celastrol [43 ], following systematic administration. These interactions may be due to altered functions of CYPs and P-glycoprotein.
Carbenoxolone
CBX (-(3β )-3-[(3-carboxypropanoyl)oxy]-11-oxoolean-12-en-30-oic acid) is a derivative of GL and is also found in licorice root. CBX has been used in the treatment of ulcers of the stomach and digestive tract [18 ], but this has decreased because of adverse effects, such as electrolyte disturbance and hypertension [24 ].
CBX is a nonselective inhibitor of the enzyme 11β -HSD1 [24 ] that regulates the biosynthesis of ligands for glucocorticoid and mineralocorticoid receptors [44 ]. Na et al. [45 ] reported that CBX prevented dry eye syndrome in the rat by inhibiting the expression and activity of 11β -HSD1 ([Table 1 ]).
Table 1 Pharmacological actions of natural pentacyclic triterpenoids and mechanisms of improved retinal function.
PT
In vitro model
In vivo model
Disease model
Pharmacological activity
Pharmacological/pathological improvements
Molecular mechanisms*
Reference
* Signalling pathways and molecular mediators that are modulated by PTs and that improve retinal function
Glycyrrhizin
Rabbits
Ocular hypertension
Reduced ocular hypertension
↓ Ocular hypertension, improved electrophysiology, modulated ocular metabolism induced by triamcinolone acetate
[24 ]
ARPE-19 cells
Mice
Sodium iodate induced damage
Cytoprotection
Mice: ↓ apoptosis, ↓ retinal thinning, ↓ drusen number, ↑ amplitude of “a-wave” in photoreceptors and “b-wave” in bipolars
ARPE-19 cells: ↑ p-Akt, ↑ Nrf2
[21 ]
Rat RGC-5 cells
Advanced glycation end product-induced VEGF-A production
Antiangiogenic
↓ HMGB1, ↓ JNK2/3 activation
[28 ]
Rats
Diabetes
Neuroprotection
↓ Brain-derived neurotrophic factor
[31 ]
Rats
Diabetes
Antiangiogenic, anti-inflammatory
↓ CXCR4, ↓HIF-1α , ↓ Egr-1, ↓ CXCL12
[30 ]
Rats
Diabetes
Anti-inflammatory
↓ HMGB-1, ↓ NF-κ B activation
[27 ]
Rats
Diabetes
Anti-inflammatory
↓ HMGB1, ↓ Erk1/2
[32 ]
Primary human retinal endothelial cells
Mice
Cells: high glucose Mice: ischaemia/reperfusion
Anti-inflammatory, neuroprotection
Mice: improved retinal thickness, ganglion cell number and capillary cell numbers
Cells: ↓ HMGB1, ↓ TLR4, ↓ TNF-α , ↓ cleaved caspase-3; ↑ p-Akt
[23 ]
Rats
Diabetes
↓ ROS, ↓ Nox2, ↓ p47phox, ↓ p22phox, ↓ cleaved caspase-3
[22 ]
Carbenoxolone
Rats
Dry eye syndrome
Cytoprotective
Improved ocular surface, tear formation, corneal thickness, ↓ apoptosis in conjunctival epithelium
↓ 11β -HSD1, ↓ TNF-α , ↓ IL-6, ↓ Bax/Bcl-2
[45 ]
AKBA
Mice
Hypoxia
Cytoprotective
↑ SHP-1, ↓ p-STAT3, ↓ HIF-1α , ↓ VEGF, ↓ phospho-VEGFR-2
[65 ]
HRMECs
Mice
OIR
Antiangiogenic
HRMECs: ↓ cell proliferation, ↓ migration, ↓ tube formation Mice: ↓ neovascularisation
HRMECs: ↓ p-STAT3 Mice: ↑ SHP-1, ↓ p-STAT3, ↓ VEGF, p-VEGFR-2
[66 ]
Celastrol
ARPE-19 cells, RAW 264.7 cells
Mice
Retinal degeneration induced by bright light
Anti-inflammatory, antioxidative
Mice: ↓ ONL loss, ↑ scotopic a-wave and b-wave amplitudes, ↓ photoreceptor apoptosis, ↓ retinal inflammation, ↓ leukostasis, ↓ reactive gliosis, ↓ microglial activation
ARPE-19: ↓ ROS, ↓ IL1β , ↓ CCL2 RAW 264.7: ↓ TNF-α , IL1β , ↓ CCL2 Mice: ↓ IL1β , ↓ CCL2, ↓ TNF-α
[72 ]
ARPE-19 cells
Inflammation
Anti-inflammatory
↓ IL-6, ↓ NF-κ B p65 phosphorylation
[75 ]
Rats
Optic nerve crush
Cytoprotective
↑ RGC survival, ↓ body weight,
↓ TNF-α
[74 ]
Rats
Hypertension-induced degeneration
Cytoprotective
↑ RGC survival
[73 ]
Escin
ARPE-19 cells, primary murine RPE cells
H2 O2 -induced cytotoxicity
Antioxidative, cytoprotective
↓ Murine RPE cell damage, ↓ cell apoptosis
↓ ROS, ↑ Nrf2 phosphorylation, ↑ Akt phosphorylation
[80 ]
ARPE-19 cells, HUVECs
BRB breakdown
Cytoprotective
HUVECs: improved tight junction
HUVECs: triamcinolone acetonide and escin: ↑ glucocorticoid receptor expression
[81 ]
Rats
Ischaemia, BRB leakage
Cytoprotective
Escin: ↓ retinal thickness, triamcinolone acetonide and escin: ↓ BRB permeability
[82 ]
Ursolic acid
RPE cells
Broad light irritation
Cytoprotective
↓ NF-κ B activation, ↑ ROS
[96 ]
RPE cells
UV-induced oxidative stress
Cytoprotective
↓ Apoptosis
↓ p53, ↓ NF-κ B activation
[97 ]
Oleanolic acid (OA)
HUVEC cells
Mice
Angiogenesis
Antiangiogenic
HUVECs and mice: ↓ angiogenesis
HUVEC cells: ↓ VEGFR-2, ↓ Erk1/2
[159 ]
Asiatic acid
Rat
Increased intraocular pressure, glaucoma
Cytoprotective
Rat: ↑ RGC survival, ↓ retinal thinning, ↓ apoptosis, ↑ photopic negative response amplitudes in COHT
↑ Bcl-2; ↓ Bax, ↓ caspase-3
[99 ]
Madecassic Acid
Human retinal microvascular endothelial cells
Hypoxia-induced oxidative stress
Antioxidative
↓ ER stress
↓ Cleaved caspase-3, -9 and -12, ↓ Bax, ↓ ROS, ↓ GRP78, ↓ CHOP, ↓ IRE1α , ↓ ATF6, ↓ ATF4, ↓ p-Erk, ↓ p-eIF2α ; ↑ Bcl-2
[100 ]
Corosolic acid
ARPE-19 cells
Eggs, rats
Angiogenesis
Antiangiogenic
Eggs: ↓ vascular area, ↓ number of junctions, ↓ vessels length and lacunarity
[101 ]
Pan et al. [46 ] found that CBX was a partially reversible inhibitor of gap junction channels, which are specialised membrane domains between adjacent cells that regulate the transfer of cytoplasmic components [47 ]. CBX is now used as an experimental reagent in in vitro and in vivo retinal models to decrease membrane potential, study the role of connexins in gap junctions [48 ], and investigate a range of retinal processes [49 ], [50 ], [51 ], [52 ]. As an irreversible inhibitor of voltage-dependent calcium channels, CBX has been used to evaluate the role of these channels in the retina [53 ], [54 ], [55 ]. However, the clinical usage of CBX is limited by its toxicity that leads
to retinal opacity and swelling [46 ] and retinal thinning [56 ]. CBX also decreases the responses of photoreceptors to light [57 ], [58 ] and photoreceptor-to-horizontal cell synaptic transmission [59 ].
Acetyl-11-keto-β -boswellic acid
Boswellic acids are PTs present in the resin of Boswellia species [60 ]. Boswellic acids have reported anti-inflammatory [60 ], [61 ], antimicrobial [60 ], [61 ], antiparasitic [60 ], anticancer [62 ], anti-arthritic [61 ], and immunomodulatory [61 ] actions. Although more than 12 different boswellic acids have been identified in resin extracts, 11-keto-β -boswellic acid and AKBA [(3R ,4R ,4aR ,6aR ,6bS ,8aR ,11R ,12S ,12aR ,14aR ,14bS )-3-acetyloxy-4,6a ,6b ,8a ,11,12,14b -heptamethyl-14-oxo-1,2,3,4a ,5,6,7,8,9,10,11,12,12a ,14a -tetradecahydropicene-4-carboxylic acid] appear to have the greatest
pharmacological significance [60 ]. Three clinical trials have evaluated boswellic acids in relapsing remitting multiple sclerosis, osteoarthritis of the knee, and in pain, stiffness, and impaired function in joints; another trial of the efficacy of boswellic acids in the treatment of renal stones is scheduled, but recruitment has not yet started.
SHP-1 (also known as tyrosine-protein phosphatase non-receptor type 6) regulates growth, mitosis, differentiation, and oncogenic transformation in a range of cell types, including retinal cells. Indeed, SHP-1-deficient mice exhibit progressive retinal degeneration [63 ], while the activation of SHP-1 in retinal pericytes promotes apoptosis in DR [64 ].
AKBA has been reported to increase SHP-1 expression and activity in normoxic mouse retina explants [65 ], which modulates signalling by STAT3. This prevents the activation of hypoxia-inducible factor-1α and VEGF in the oxygen-induced mouse model of retinopathy (OIR) [65 ]. AKBA decreased neovascularisation in the OIR mouse retina by suppressing STAT3 phosphorylation and VEGF expression. AKBA also inhibited cell proliferation and tube formation in this model. Similarly, AKBA prevented the increase in activated p-STAT3 in VEGF-treated HRMECs [66 ]. The antiangiogenic actions of AKBA are of potential value in studying the role of neovascularisation in the pathogenesis of retinal disease [66 ].
The fed/fasted state has a major impact on the pharmacokinetics of AKBA. An approximate fourfold increase in the Cmax in healthy volunteers, produced by a single oral dose of Boswellia extract (AKBA 20 – 30 mg), was attributable to increased absorbance following a high-fat meal [Cmax : 6 ng/mL (fasted) vs. 28.8 ng/mL (fed)] [67 ], [68 ]. After repeated oral administration of a Boswellia extract (800 mg, three times daily for 4 weeks), the steady-state concentration was 0.04 µM (~ 20.5 ng/mL) [69 ]. Low absorption and/or extensive metabolism appear to contribute to the poor bioavailability of AKBA [70 ].
Celastrol
Celastrol (3-hydroxy-9β ,13α -dimethyl-2-oxo-24,25,26-trinoroleana-1(10),3,5,7-tetraen-29-oic acid) is a major constituent of the medicinal plant Tripterygium wilfordii Hook F. Its reported pharmacological activities are broad and include anti-inflammatory, cardioprotective, and neuroprotective actions, as well as anticancer, anti-obesity, and antidiabetic effects [71 ]. The anti-inflammatory actions of celastrol in the retina are attributed to its capacity to modulate multiple inflammatory mediators, including the cytokines IL-1β , CCL2, and TNF-α , Hsp70, and cyclooxygenase-2 [71 ], [72 ], [73 ], [74 ], [75 ]. Bian et al. demonstrated the efficacy of celastrol against light-induced retinal inflammation at low concentrations [72 ]. Pretreatment
of ARPE-19 cells with 0.1 – 1.5 µM celastrol inhibited the phosphorylation and activation of the NF-κ B p65 subunit on Ser536 and decreased IL-6 secretion following the application of LPS.
Celastrol protected rat RGCs from damage due to ocular hypertension [73 ]. The intraperitoneal injection of celastrol (1 mg/kg for 14 days) promoted RGC survival in the rat optic nerve crush model [74 ]. Celastrol also preserved the outer nuclear layer structure and thickness in the mouse retina after damage by bright light, attenuated light-induced photoreceptor apoptosis, and increased the amplitudes of scotopic a- and b-waves [72 ].
Most studies have reported that the intraperitoneal administration of celastrol in vivo decreases body weight in experimental animals [74 ], [76 ], [77 ]. Thus, to retain the pharmacological benefits of celastrol, alternate delivery routes have been evaluated. Intravitreal administration of celastrol (1 mg/kg) was effective, but less so than daily intraperitoneal administration, and multiple applications may be required for optimal benefit. Detailed studies are now warranted to evaluate this possibility.
Escin
Escin [(2S ,3S ,4S ,5R ,6R )-6-{[(3S ,4S ,4aR ,6aR ,6bS ,8R ,8aR ,9R ,10R ,12aS ,14aR ,14bR )-9-acetoxy-8-hydroxy-4,8a-bis(hydroxymethyl)-4,6a,6b,11,11,14b-hexamethyl-10-[2-methyl-1-oxobut-2-enoxy]-1,2,3,4a,5,6,7,8,9,10,12,12a,14,14a-tetradecahydropicen-3-yl]oxy}-4-hydroxy-3,5-bis{[(2S ,3R ,4S ,5S ,6R )-3,4,5-trihydroxy-6-(hydroxymethyl)-2-tetrahydropyranyl]oxy}-2-tetrahydropyrancarboxylic acid] is a mixture of triterpenoid saponins from the horse chestnut tree, Aesculus hippocastanum . Earlier studies reported that escin has anti-inflammatory, anti-oedematous, and anticancer properties [78 ], [79 ], and has potential application in the treatment of chronic venous insufficiency, haemorrhoids, and postoperative oedema [78 ], [79 ]. It has been reported that escin functions by activating Akt-Nrf2 signalling [80 ].
In the ARPE-19 model, the combination of escin and triamcinolone acetonide prevented the disruption of the brain-retinal barrier due to VEGF treatment, and increased the expression of occludin and the ZO-1 protein that maintains tight junctions [81 ]. Similar effects were also produced by the combination in vivo. Thus, escin and triamcinolone acetonide decreased retinal leakage in the rat, which was associated with loss of the integrity of the brain-retinal barrier following ischaemic injury [82 ].
Clinical studies by Wu et al. [83 ] reported that the Cmax of escin Ia and escin Ib were 0.77 ± 0.64 ng/mL and 0.38 ± 0.26 ng/mL, respectively, in healthy volunteers after oral administration of 60 mg escin saposin tablets (which contained escin Ia 18.6 mg and escin Ib 11.4 mg); both compounds reached Tmax at around 2 h.
Oleanolic acid
OA [3-hydroxyolean-12-en-28-oicacid; (4aS ,6aR ,6aS ,6bR ,8aR ,10S ,12aR ,14bS )-10-hydroxy-2,2,6a,6b,9,9,12a-heptamethyl-1,3,4,5,6,6a,7,8,8a,10,11,12,13,14b-tetradecahydropicene-4a-carboxylic acid] is one of the best-known PTs and is found in the bark, leaves, and fruits of over 1600 plant species as both a free acid and a glycosylated saponin [84 ]. OA is most abundant in members of the Oleaceae family, such as the principal commercial source olive (Olea europaea ), Lantana camara , and Lisgustrum lucidum
[84 ], [85 ], [86 ], [87 ], [88 ].
OA has been used clinically in China as a hepatoprotective adjuvant agent for decades [84 ], [85 ], [87 ] and has antitumour, antidiabetic, antimicrobial, antiparasitic, and antihypertensive actions, as well as antioxidant and anti-inflammatory properties [87 ]. Studies in healthy Chinese volunteers reported that plasma concentrations of 12.1 ± 6.8 ng/mL were attained after a single oral dose of 40 mg [89 ]. The highest oral dose that was used in rats was 50 mg/kg and produced a Cmax of 132 ± 122 ng/mL [90 ].
OA also suppresses VEGF-induced activation of VEGF-receptor 2 and its downstream protein Erk1/2 in HUVECs. However, the antiangiogenic actions of OA in the mouse retina in vivo requires higher doses (up to 125 mg/kg), which may be due to its short half-life and low oral bioavailability (only ~ 0.7%), most likely due to poor absorption [91 ].
Ursolic acid
UA (3β -hydroxy-urs-12-ene-28-oic acid; (1S ,2R ,4aS ,6aR ,6aS ,6bR ,8aR ,10S ,12aR ,14bS )-10-hydroxy-1,2,6a,6b,9,9,12a-heptamethyl-2,3,4,5,6,6a,7,8,8a,10,11,12,13,14b-tetradecahydro-1H -picene-4a-carboxylic acid] is a secondary plant metabolite that is structurally similar to OA. UA is present in the bark, leaves, peel, and wax layers of many edible fruits [92 ]. UA reportedly has diverse pharmacological properties, including anticancer [92 ], [93 ], antimicrobial [92 ], antiviral [92 ], anti-inflammatory [93 ], and antidiabetic activities [93 ]. Clinical trials of UA have provided some evidence that it may have value in preventing muscle atrophy and sarcopenia (NCT02401113; study completed). However,
the utility of UA in the treatment of metabolic syndrome (NCT02337933; study completed but results not reported) and primary sclerosing cholangitis (NCT03216876; study withdrawn due to lack of feasibility) is unclear at present. UA is rapidly absorbed (t
max ≤ 1 h) [94 ], [95 ], but the bioavailability is low. A Cmax of 295 ng/mL after oral administration of a UA extract (80 mg/kg) was reported in Wistar rats [94 ], and a Cmax of 68.3 ng/mL was achieved in SD rats after administration of authentic UA (10 mg/kg) [95 ].
The photoprotective activity of UA in RPE cells has been assessed. UA was found to mitigate damage elicited by UV light by inhibiting the NF-κ B pathway [96 ], [97 ], but also produced an increase in ROS [96 ]. However, the bioavailability of UA is low and both medicinal chemistry and formulation strategies have been undertaken to improve its activity. Alvarado et al. [98 ] designed and tested UA-loaded poly(dl-lactide-coglycolide) acid nanoparticles that exhibited potent anti-inflammatory activity in the rabbit eye without producing toxicity. This approach could be further adapted in optimising the clinical application of PTs, especially those with poor pharmacokinetic properties, including poor oral bioavailability.
Other pentacyclic triterpenoids
There are several other PTs with pharmacological potential in the treatment of retinal injury ([Table 1 ]). The intravitreal injection of asiatic acid [(1S ,2R ,4aS ,6aR ,6aS ,6bR ,8aR ,9R ,10R ,11R ,12aR ,14bS )-10,11-dihydroxy-9-(hydroxymethyl)-1,2,6a ,6b ,9,12a -hexamethyl-2,3,4,5,6,6a ,7,8,8a ,10,11,12,13,14b -tetradecahydro-1H -picene-4a -carboxylic acid] in rats with elevated intraocular pressure and chronic ocular hypertension improved RGC survival and prevented retinal dysfunction, such as retinal thinning. Asiatic acid prevented retinal apoptosis in chronic ocular hypertension by modulating the ratio of Bcl-2 and Bax [99 ].
Madecassic acid [(1S ,2R ,4aS ,6aR ,6aS ,6bR ,8R ,8aR ,9R ,10R ,11R ,12aR ,14bS )-8,10,11-trihydroxy-9-(hydroxymethyl)-1,2,6a ,6b ,9,12a -hexamethyl-2,3,4,5,6,6a ,7,8,8a ,10,11,12,13,14b -tetradecahydro-1H -picene-4a -carboxylic acid] protected HRMECs from hypoxia-induced apoptosis by preventing the decline in the Bax : Bcl-2 ratio and attenuating caspase-3 and caspase-9 cleavage. Madecassic acid also decreased ROS production and lipid peroxidation, and modulated endoplasmic reticulum stress in hypoxic HRMECs [100 ].
Corosolic acid [(1S ,2R ,4aS ,6aR ,6aS ,6bR ,8aR ,10R ,11R ,12aR ,14bS )-10,11-dihydroxy-1,2,6a ,6b ,9,9,12a -heptamethyl-2,3,4,5,6,6a ,7,8,8a ,10,11,12,13,14b -tetradecahydro-1H -picene-4a -carboxylic acid] elicited antiangiogenic effects in a chorioallantoic membrane assay, characterised by a decrease in the vascular area and density and the number of gap junctions. Although, intravitreal administration of corosolic acid in Wistar rats was safe and well-tolerated pharmacological activity was low [101 ]. As with certain other PTs, the clinical use of corosolic acid may be enhanced by improved formulation.
In addition to the PTs mentioned, the activity of crude plant extracts that contain triterpenes has been assessed in vivo . Such extracts have been tested in rat models of DR and vasculopathy and have been found to exhibit antioxidant and antiproliferative activities. Because ROS-mediated cell death contributes to decreased retinal viability in ocular disease, PT analogues have significant therapeutic potential.
Taken together, naturally occurring PTs are potentially valuable in retinal disease. However, the pharmacokinetic profiles of PTs are suboptimal in the clinical setting. It would now be useful to improve the pharmacokinetic properties of these agents. This might be achieved using novel delivery modalities, such as nanoformulation.
Chemically modified pentacyclic triterpenoid derivatives
As mentioned, naturally occurring PTs like OA exhibit favourable pharmacological activity in a number of retinal pathologies. Chemical modifications have been adopted in initial medicinal chemistry strategies to attempt to overcome their pharmacokinetic drawbacks and mitigate adverse effects. Accordingly, a series of semisynthetic PT derivatives based on OA have been developed for this purpose; their structures are shown in [Fig. 2 ].
2-Cyano-3,12-dioxo-oleana-1,9-dien-28-oic acid and dh404
CDDO [2-cyano-3,12-dioxo-oleana-1,9-dien-28-oic acid, also known as bardoxolone or RTA 401; (4aS ,6aR ,6bS ,8aR ,12aS ,14aR ,14bS )-11-cyano-2,2,6a ,6b ,9,9,12a -heptamethyl-10,14-dioxo-1,3,4,5,6,7,8,8a ,14a ,14b -decahydropicene-4a -carboxylic acid), where R=COOH in [Fig. 3 a ] is a potent semisynthetic derivative of OA. Further structural modifications have been introduced to produce a series of CDDO analogues, including dh404 [R=CONHCH2 CF3 and where the unsaturated bond in the C-ring of CDDO is reduced; (4aS ,6aR ,6bR ,8aR ,12aR ,14aR )-11-cyano-2,2,6a,6b,9,9,12a-heptamethyl-10,14-dioxo-N -(2,2,2-trifluoroethyl)-1,3,4,5,6,6a,6b,7,8,8a,9,10,12a,12b,13,14,14a,14b-octadecahydropicene-4a(2H )-carboxamide ([Fig. 3 c ])], CDDO methyl ester (CDDO-Me), RTA408, and
CDDO-imidazolide (CDDO-Im) ([Fig. 3 c ]). A phase I clinical study of CDDO pharmacokinetics in patients with solid tumours reported that blood concentrations of at least 1 µM (the effective preclinical concentration) can be attained using a continuous intravenous infusion of a dose of 38.4 mg/m2 /h dose over a 5-day period every 28 days [102 ].
Fig. 3 Structures of chemically modified OA derivatives showing (a ) the CDDO skeleton, (b ) structure of RS9, and (c ) structures of further CDDO analogues.
The CDDO analogues are potent activators of Nrf2, which is the master regulator of the Nrf2-inducible gene battery of antioxidant genes in response to oxidative stress [103 ]. Under normal conditions, Nrf2 is present in the cytoplasm bound to Keap1 and Cullin 3 [104 ], [105 ], [106 ]. In a normoxic environment, this complex may be rapidly degraded by ubiquitination [104 ], [105 ], [106 ]. However, in oxidative stress, Nrf2 is translocated to the nucleus and activates the transcription of genes that enhance the antioxidant response [104 ], [105 ], [106 ], including NQO1, GCLC, GCLM, sulfiredoxin 1, thioredoxin reductase 1, HO-1, and glutathione S-transferases [105 ], [106 ], [107 ], [108 ], [109 ], [110 ]. Nrf2 and its downstream genes are a major component of the antioxidant defence against the pathogenesis of retinal injuries like AMD, DR, choroidal neovascularisation, I/R injury, posterior uveitis, and glaucoma [111 ], [112 ], [113 ], [114 ], [115 ], [116 ], [117 ], Indeed, Nrf2 knockout animals exhibit increased retinal degeneration and retinopathy [111 ], [112 ], [113 ], [114 ], [115 ], [116 ], [117 ]. The capacity of CDDO analogues to activate the Nrf2-inducible gene battery affords protection to the retina.
Deliyanti et al. [118 ] reported the antioxidant and anti-inflammatory activities of dh404. In the OIR mouse model, dh404 activated the major Nrf2-responsive genes NQO1, glutathione synthase, HO-1, and GCLM. dh404 also alleviated inflammation by decreasing TNF-α , CCL2, and ICAM-1 expression and also prevented vascular leakage by restoring VEGF in vitro and in vivo ([Table 2 ]).
Table 2 Pharmacological actions of chemically modified pentacyclic triterpenoids and mechanisms of improved retinal function.
PT
In vitro model
In vivo model
Disease model
Effects
Pharmacological effects
Molecular mechanism
Reference
* Signalling pathways and molecular mediators that are modulated by PTs and that improve retinal function. CDDO: 2-cyano-3,12-dioxo-oleana-1,9-dien-28-oic acid; Nrf2: nuclear factor erythroid-2 related factor 2; OIR: oxygen-induced retinopathy; ONL: outer nuclear layer; PTs: pentacyclic triterpenoids; RGC: rat ganglion cell; RPE: retinal pigment epithelium; ROS: reactive oxygen species; TNF-α : tumour necrosis factor-α ; VEGF: vascular endothelial growth factor
dh404
Primary astrocytes and rat primary Müller cells
Mice
OIR
Antioxidative, anti-vascularisation
Phase II OIR: ↓ Müller cell damage, ↓ vascular leakage, ↓ leukostasis, ↓ Iba1-positive microglia
Phase I OIR: ↑ retinal VEGF In astrocytes: ↓ ROS, ↓ TNF-α , ↓ iNOS Phase II OIR: ↓ VEGF, ↓ erythropoietin, ↓ p-Erk, ↓ ROS, ↓ TNF-α
[118 ]
Rat primary Mülller cells
Rats
Diabetes
Antioxidative
Retina ↓ ROS, ↓ VEGF, ↓ angiopoietin-2, ↓ TNF-α , ↓ IL-6 Müller cells: ↓ GFAP, ↓ VEGF, ↓ IL-6, ↓ TNF-α
[119 ]
CDDO-Im
RGCs
Mice
Axonal damage
Antioxidative
Mice: ↑ antioxidant defence
[121 ]
ARPE-19, 661 W cells
t -BHP oxidative stress in ARPE-19 and 661 W cells
Antioxidative, cytoprotective
ARPE-19 and 661 W: ↑ cell survival
ARPE-19: ↑ antioxidant defence
[122 ]
661 W cells
Mice
Ischaemia-reperfusion (I/R)
Neuroprotective
Mice: ↓ neuronal cell loss
↑ Antioxidant defence
[120 ]
CDDO-TFEA
ARPE-19, 661 W cells
Mice
t -BHP oxidative stress in cells, light induced retinal damage in mice
Antioxidative, cytoprotective
661 W: ↑ cell survival, Mice: ↑ ONL thickness
ARPE-19: ↑ antioxidant defence
[122 ]
CDDO-EA
ARPE-19 cells
t -BHP oxidative stress
Antioxidative, cytoprotective
ARPE-19: ↑ antioxidant defence
[122 ]
Wild-type mice
Ischaemia-reperfusion
Neuroprotective
↓ Superoxide, ↓ retinal vascular injury
↑ Antioxidant defence
[126 ]
RTA408
Human RPE cells
H2 O2 -induced cytotoxicity
Cytoprotective
↓ Apoptosis and necrosis, ↑ survival
↑ Bcl-2, ↑ Nrf2; ↓ Bax, ↓ ROS
[127 ]
RS9
Rhodopsin Pro347Leu rabbits
Retinitis pigmentosa
Inhibit ONL thinning
↓ ONL thinning, cell loss
↑ Antioxidant defence, ↓ IL-6
[134 ]
ARPE-19 cells
Rats, rabbits
t -BHP in ARPE-19, BRB hypermeability in rabbits
Antioxidant, prevent neovascularisation, and BRB permeability
Rats: ↓ neovascularisation Rabbits: ↓ BRB hyperpermeability
↑ Antioxidant defence
[130 ]
HRMEC cells
Mice, monkey
Microvascular endothelial barrier dysfunction, choroidal neovascularisation
Suppress ocular angiogenesis and hypermeability
HRMECs: ↓ migration, restore endothelial barrier Monkey: ↓ vascular leakage
HRMECs: ↑ Nrf2, ↑ PDGFR-β , ↓ VEGF
[133 ]
ARPE-19 cells
Zebrafish
Non-exudative model (ARPE-19), light-induced retinal degeneration (zebrafish)
Cytoprotective
ARPE-19: ↑ survival Zebrafish: ↓ ONL thinning, ↑ LC3-positive autophagosome
ARPE-19: ↑ antioxidant defence, ↑ LC3-II/LC3–1, ↑ SQSTM1 zebrafish: ↑ LC3-II, ↑ SQSTM1
[132 ]
661 W cells
Mice
Light irradiation
Cytoprotective
661 W: ↑ survival Mice: ↓ retinal degeneration ↓ ONL thinning
↑ Antioxidant defence
[131 ]
Betulinic acid derivative H7
RPE cells
Hypoxia-induced oxidative stress
Antioxidative
↑ Cell survival, ↓ apoptosis and necrosis
↓ ROS, ↑ Akt, Erk1/2, JNK
[135 ]
Betulinic acid derivatives H5, H7
Müller cells
Excitotoxicity-induced oxidative stress
Antioxidative
↑ Cell survival, ↓ necrosis
↓ ROS, ↑ Akt, Erk1/2, JNK
[136 ]
Similar findings were made in a rat model of diabetes [119 ]. Thus, dh404 activated the Nrf2-responsive genes HO-1 and NQO1 in the retina, attenuated gliosis in Müller cells by decreasing glial fibrillary acidic protein, and suppressed the proinflammatory TNF-α , IL-6, ICAM-1, and monocyte chemotactic protein 1. dh404 also prevented vascular leakage from the diabetic rat retina by inhibiting the increase in albumin and VEGF, and decreased angiopoietin 2. These actions of dh404 could be optimised by further structural modifications and utilising improved delivery approaches.
2-Cyano-3,12-dioxo-oleana-1,9-dien-28-oic acid-Imidazolide
As mentioned, the Nrf2-inducible gene battery is important in maintaining the survival of ocular tissues after exposure to prooxidant stresses. Like dh404, CDDO-Im [(2-cyano-3,12-dioxooleana-1,9-dien-28-imidazolide; (4aR ,6aR ,6aS ,6bR ,8aS ,12aS ,14bS )-8a -(imidazole-1-carbonyl)-4,4,6a ,6b ,11,11,14b -heptamethyl-3,13-dioxo-4a ,5,6,6a ,7,8,9,10,12,12a -decahydropicene-2-carbonitrile] attenuated ROS production in murine photoreceptor 661 W cells and minimised I/R injury in mice by upregulating the major Nrf2-inducible genes NQO1, GCLC, GCLM, and HO-1 [120 ]. Similar findings were reported by Himori et al.; CDDO-Im protected mouse eyes in vivo and RGC cells in vitro against oxidative stress [121 ]. Two further CDDO derivatives – CDDO-trifluoroethyl-amide (CDDO-TFEA) and CDDO-ethyl-amide (CDDO-EA) – potently
activated NQO1 activity in 661 W cells in a concentration-dependent fashion within the nanomolar range [122 ]. CDDO-TFEA decreased light-induced retinal damage by preventing thinning of the ONL and increasing retinal NQO1 and GCLC expression in BALB/c mice [122 ].
2-Cyano-3,12-dioxo-oleana-1,9-dien-28-oic acid-Methyl ester
CDDO-Me [also known as RTA402, bardoxolone methyl, or CDDO-methyl ester, methyl (4aS ,6aR ,6bS ,8aR ,12aS ,14aR ,14bS )-11-cyano-2,2,6a ,6b ,9,9,12a -heptamethyl-10,14-dioxo-1,3,4,5,6,7,8,8a ,14a ,14b -decahydropicene-4a -carboxylate] activates Nrf2 and inhibits NF-κ B. CDDO-Me has been evaluated in ~ 30 clinical trials for potential application in a range of pathological conditions, including renal diseases, diabetes, and pulmonary hypertension (https://clinicaltrials.gov ). In a phase I clinical trial of CDDO-Me in cancer patients, Hong et al. reported that the maximum tolerated dose is 900 mg/d when orally administered once daily for 21 days over a 28-day cycle [123 ]. The Cmax was 25 ± 13 ng/mL and the Cmin was 8.8 ± 4.3 ng/mL. CDDO-Me also has low bioavailability, but this was
improved by using an amorphous spray dried dispersion dosage form [124 ]. This highlights the potential pharmacokinetic advantages offered by novel delivery approaches.
CDDO-Me preserved the integrity of the blood-brain barrier, protected endothelial cells, and upregulated tight junction proteins [125 ]. CDDO-Me is highly potent in its protective actions against oxidative stress. Thus, CDDO-Me protected the mouse retina against I/R injury by abrogating superoxide levels and inhibiting retinal vascular degeneration, as well as by activating Nrf2 target genes such as NQO1, GCLM, GCLC, and HO-1 [126 ].
RTA408
RTA408 {also known as omaveloxolone, N -[(4aS ,6aR ,6bS ,8aR ,12aS ,14aR ,14bS )-11-cyano-2,2,6a ,6b ,9,9,12a -heptamethyl-10,14-dioxo-1,3,4,5,6,7,8,8a ,14a ,14b -decahydropicen-4a -yl]-2,2-difluoropropanamide} is the only OA analogue to date that has been evaluated in clinical trials of corneal endothelial cell loss, ocular pain, and ocular inflammation following cataract surgery (NCT02128113, NCT02065375). RTA408 is protective in human foetal RPE cells at low concentrations (≤ 100 nM) and inhibits H2 O2 -induced apoptosis and necrosis by modulating the Bcl-2:Bax ratio and inhibiting H2 O2 -induced protein glutathionylation [127 ]. As an Nrf2 activator, RTA408 promotes cell survival by increasing the expression of Nrf2, HO-1, NQO1, superoxide dismutase-2, catalase, glutaredoxin-1, and thioredoxin-1 [127 ]. Clinical studies on patients with Friedreichʼ ataxia [128 ] and solid tumours [129 ] have shown similar pharmacokinetic profiles (AUC, Cmax , t
1/2 ) at low oral doses (20 mg/d); the pharmacokinetics were linear over the dose range 2.5 mg/d and 300 mg/d [128 ].
RS9
Nakagami et al. [130 ] used CDDO as a lead compound to prepare a series of derivatives using microbial transformation. One of the products – termed RS9 (methyl (1aR ,3aR ,5aS ,5bR ,7aR ,9S ,11aS ,11bR ,13bS ,13cR )-1a-cyano-9-hydroxy-3,3,5a,5b,10,10,13b-heptamethyl-2,12-dioxo-1a,3,3a,4,5,5a,5b,6,7,8,9,10,11,11a,11b,12,13b,13c-octadecahydropiceno[1,2-b]oxirene-7a(2H )-carboxylate) – carries an epoxide moiety in the A-ring, an esterified carboxylate substituent at the D/E-ring junction, and a hydroxyl group in the E-ring. RS9 was more potent than CDDO-Me in inhibiting t -BHP-induced RPE cell death, mediated via Nrf2 activation and leading to increased expression of NQO1, HO-1, and GCLM. This further supports the potential value of medicinal chemistry in improving the efficacy of PT analogues. Multiple doses of RS9 [130 ] increased NQO1 and
HO-1 expression in the retina of neonatal rats. Other studies corroborated these findings in murine photoreceptor and ARPE-19 cells [131 ], [132 ]. Indeed, when formulated with PLA-0020, RS9 protected the retina from light-induced ONL thinning in zebrafish and NaIO3 -mediated oxidative damage in ARPE-19 cells [132 ]. RS9 also suppressed neovascularisation in the OIR rat model and inhibited blood-brain barrier hyperpermeability produced in rabbits by administration of glycated albumin. In contrast, CDDO-Me was relatively ineffective. The potency of RS9 was corroborated in another study [133 ]. Thus, RS9 increased the expression of HO-1 and NQO1 mRNAs at a low dose (1 and 3 mg/kg), whereas CDDO-Me only activated HO-1 expression at much higher doses (10 mg/kg). Again, RS9 improved the endothelial cell barrier in vitro and in vivo
assays.
RS9 was also reported to be effective in certain genetic diseases of the retina. For example, Nakagami [134 ] showed that RS9 significantly inhibited ONL in rhodopsin Pro347Leu transgenic rabbits by activating the Nrf2-targeted genes NQO1 and HO-1 ([Table 2 ]). This finding suggested that activation of the Nrf2-Keap1 signaling pathway could delay the pathogenesis of RP that is due to rhodopsin gene mutations. Considered together, RS9 is an example of the value of medicinal chemistry and drug delivery strategies to maximise efficacy and pharmacokinetics without increasing toxicity. Extension of these strategies is now warranted to produce superior OA analogues.
Apart from the OA analogues, very few other PTs have been subjected to structural modifications by medicinal chemistry or chemical biology approaches. Betulinic acid is structurally similar to OA but has a substituted cyclopentane E-ring in place of the cyclohexane system. Several betulinic acid derivatives with greater aqueous solubility showed improved cytoprotective activity and safety in RPE and Müller cells. Antioxidant activities were mediated by attenuating the activation of Akt, Erk1/2, and JNK pathways [135 ], [136 ].
Structure-activity relationships of pentacyclic triterpenoids
PTs share similar structures, and investigations into their SAR could provide clues for drug design and enhancement of pharmaceutical actions. However, to our knowledge, there have been no SAR studies to date that have been based specifically on the retina. Rather, the focus of most SAR studies has been on anti-inflammatory and anticancer aspects of the molecules and their interactions with certain enzymes. It has been suggested that the activities of PTs are dependent on multiple structural and physicochemicals factors, including hydrogen bond formation, hydrophobic character, and steric and electronic properties of chemical substituents. Further structural modifications to explore the pharmacological potential of PTs would now be justified [137 ].
Based on reports regarding the role of PTs in other diseases, it is feasible that hydrogen bonding capacity may play a role in their pharmacological actions. A notable feature of anti-inflammatory activity appears to be the presence of a hydrogen bond donor (such as a free hydroxyl group) at C3 and a hydrogen bond acceptor and/or dipolar contact at C16 ([Fig. 4 ]) [138 ]. OA, UA and their derivatives show anti-inflammatory effects by inhibiting COX-2 via a hydrogen bond [139 ], [140 ]. Hydroxyl or substituted hydroxyl groups (containing, for example, acyl or amido substituents) at C2, C3, C15, C16, or C22 [141 ], [142 ], [143 ], [144 ], [145 ] and carboxyl or substituted carboxyl groups at C17 and C24 (such as
alkyl, aryl, ethers, esters, amides, or nitrogen-containing heterocyclic moieties) have been reported to produce PTs with enhanced activity [142 ], [143 ]. Hydrogen bond-forming groups at C3 or C28 of UA analogues are important for their cytotoxicity as well as their inhibitory effects on NF-κ B and mitochondrial transmembrane potential [146 ], [147 ]. At these two positions, their toxicity can be increased by the replacement of amino groups, while their inhibitory effect can be abolished by the change of electron-withdrawing groups such as COC6 H5 Cl or -Cl [146 ], [147 ]. Furthermore, heterocyclic groups such as indole [143 ], [148 ], thiazolidinedione [149 ], L-tyrosine [149 ], piperazine [140 ], 4-phenyl-1H-1,2,4-triazol-5(4H)-one [140 ], oxadiazole [140 ], and triazol [140 ] could enhance the biological activities of OA and UA as the nitrogen in the heterocycle can serve as a hydrogen bond acceptor or donor [150 ]. In addition, glycosylations at C3, C21, and C22 are also critical, since this can increase hydrogen bonding. Sugar chains are preferred at the C21, C22, and C3 positions, as the hydroxyl of sugar can serve as a hydrogen bond donor and acceptor [144 ]. The distance between the PT skeleton and agylcon also influences the activity. A shorter distance between the PT moiety and the sugar group leads to enhanced cellular effects [151 ], while the long sugar chain at C28 could result in reduced potency [144 ], [145 ]. C28 has also emerged as a potentially important position in these molecules that could be exploited in drug design because SAR analyses on betulinic acid analogues have indicated that bulky and electron-donating substituents promote activity [152 ], [153 ].
Fig. 4 Carbon numbering in the pentacyclic triterpenoid skeleton; A – E indicates ring designations.
In addition, PTs with the structure of α, β -unsaturated carbonyl moieties are Michael acceptors, which are prone to react with nucleophile bioactive molecules. This accounts for the promising pharmaceutical activities [154 ], [155 ], [156 ]. For example, CDDO was reported to interact with sulfhydryl of cysteine residues in Keap1 [157 ] and form covalent interaction with Cys151 [158 ], which is essential to detect increased oxidative stress [158 ].