glioblastoma - reoperation - general surgery - survival
glioblastoma - reoperação - cirurgia geral - sobrevivência
Glioblastoma (GBM) is the most common primary tumor affecting the central nervous system and represents more than 50% of glial tumors[1]. In spite of the advances in microsurgery to accomplish optimized resections (extensive, without worsening of the neurologic function), followed by standard treatment with concomitant radiotherapy (RT) and chemotherapy (CT) and maintenance therapy with temozolomide (TMZ)[2], the patients’ survival remains rather limited, with small survival gains obtained in recent years[3],[4],[5].
The main factors associated with patient survival are age and functional status before surgery[6],[7]; the extent of resection[7],[8], adjuvant treatment[7],[9] and methylation of the O6-methylguanine-DNA methyltransferase (MGMT) promoter[10], which also seem to be associated with increased survival. The role of surgical treatment for recurrence or regrowth of GBM has not yet been fully established. While some authors recommend reoperation[11],[12],[13], others did not find increased survival with this strategy[14],[15].
Despite the large number of studies published in recent years demonstrating the benefits of reoperation in patients with recurrent GBM, we were not able to locate any similar study conducted in Brazil. Thus, we assessed a group of patients with recurrent GBM subjected to reoperation at a Brazilian public healthcare service aiming at describing the clinical characteristics of patients and identifying the ones who might benefit from this treatment modality.
METHODS
We performed a retrospective and descriptive analysis of patients followed up at the Neurosurgery Section, who were diagnosed with GBM (World Health Organization grade IV) from January 2000 to December 2013 and subjected to reoperation due to tumor recurrence or regrowth. The patients were followed up until February 2015.
The data were collected from the patients’ medical records and the database of the Neuro-oncology unit, Discipline of Neurosurgery, UNIFESP, having been treated by the same neuro-oncologist in a linear manner (SMFM).
The study population included patients older than 18 years of age, subjected to reoperation due to recurrence or progression of tumors diagnosed as GBM upon histopathological examination at the first operation. Patients subjected to only one biopsy in one of the surgeries, those who underwent reoperation due to complications, and cases with missing data were excluded from the present study.
The indication for reoperation was established in periodic multidisciplinary meetings that included neurosurgeons, neuro-oncologists, neurologists and neuroradiologists. Patients with Karnofsky Performance Status (KPS) scores equal to or higher than 70 and tumors likely to be entirely resected and located in non-eloquent brain areas were considered as candidates for reoperation.
The variables analyzed were age, gender, initial symptom, initial KPS score, duration of symptoms, tumor localization, tumor laterality, extent of resection in both surgical procedures, localization of the recurrent tumor, time elapsed between the operations, adjuvant treatment after primary surgery and reoperation, delay in the onset RT, time of relapse relative to reoperation, overall survival (OS), survival after reoperation (SARp) and survival after relapse (SAR).
The extent of resection was established based on computed tomography and/or magnetic resonance imaging (MRI) of the brain, both with contrast and performed within the first 72 hours after surgery. Resection was considered to be total (TR) when non-linear contrast enhancement was not found in the control test and was considered partial (PR) when enhancement was found (presence of residual lesion).
Recurrence was defined as the appearance of a new lesion in the control test of any patient subjected to TR, and regrowth as more than a 25% increase in residual lesions after the first operation. Spectroscopy and perfusion MRI were used in the differential diagnosis of pseudo-progression as per our service routine. Recurrence was considered to be local when it appeared in the same brain lobe as the primary tumor and as distant when it appeared in any other lobe or the contralateral brain hemisphere. Adjuvant treatment was defined as performance of RT and/or CT. Radiotherapy delay was defined as any interval longer than six weeks between the first operation and the onset of RT.
Overall survival was defined as the time elapsed from the date of the first operation to death and SARp as the time elapsed from the date of reoperation to death.
The study was approved by the research ethics committee of UNIFESP, ruling no. 1,093,864.
Statistical analysis
The categorical variables are expressed as percentages and the continuous ones as medians (ranges), as befitting. The event cumulative curves were estimated using the Kaplan-Meier method and were compared via the log-rank test. The patients lost to follow-up were censored at their last follow-up visit, and patients who completed the study were censored in February 2015.
Univariate and multivariate Cox regression was performed as needed. All variables with p < 0.1 on multivariate analysis or considered as having confirmed clinical relevance were included in the multivariate model. Multicollinearity problems were solved before including the variables in the model. The possible interactions between the variables that were kept in the model were tested. The assumption of risk proportionality was tested using the Schoenfield residuals. The significance level was set as p < 0.05.
Characteristics of the patients
A total of 167 patients were subjected to the same surgical procedure. The data corresponding to 48 patients subjected to reoperation for tumor recurrence or regrowth were initially included. However, nine patients had to be excluded because biopsy had only been performed in the first operation in six cases and the second biopsy in the other three. Thus, the sample included a total of 39 patients.
[Table 1] describes the demographic and clinical characteristics of the included patients. Their median age was 49 years old (20 to 79 years old); 26 patients were male (66%). Headache was the most common initial symptom of disease, occurring in 23 patients (59%); followed by seizures, 11 cases (28%); and motor deficit, behavioral changes, dizziness and vomiting, one case each (3%). The median preoperative KPS score was 80, and the postoperative KPS score of the first surgery was 90 (assessed at the first follow-up visit). The median duration of symptoms from the date of the appearance of the first symptom to the first operation was eight weeks (ranging from one to 103 weeks).
Table 1
Sociodemographic and clinical characteristics of the 39 analyzed patients.
Characteristics
|
Number of patients
|
Gender
|
|
Male
|
26 (66%)
|
Female
|
13 (34%)
|
Median age
|
49 (20–79)
|
Initial KPS score
|
Median
|
80
|
< 70
|
9 (23%)
|
≥ 70
|
30 (77%)
|
Initial tumor localization
|
Right hemisphere
|
18 (46%)
|
Left hemisphere
|
21 (54%)
|
Temporal
|
11 (28%)
|
Frontal
|
10 (26%)
|
Parietal
|
2 (5%)
|
Occipital
|
1 (3%)
|
Multilobar
|
15 (38%)
|
Initial symptom
|
Headache
|
23 (59%)
|
Seizure
|
11 (28%)
|
Other
|
5 (13%)
|
Recurrence
|
Local
|
34 (87%)
|
Distant
|
3 (8%)
|
Local + distant
|
2 (5%)
|
KPS: Karnofsky performance status.
RESULTS
[Table 2] describes the extent of resection in each operation and the interval of time between them. The first operation was classified as TR in 23 cases (59%) and as PR in 16 (41%). The second operation was classified as TR in 21 cases (54%) and as PR in 18 (46%).
Table 2
Extent of resection in each operation and interval of time between operations.
Operation
|
Number of patients
|
First
|
TR
|
23 (59%)
|
PR
|
16 (41%)
|
Reoperation
|
TR
|
21 (54%)
|
PR
|
18 (46%)
|
Interval between operations
|
Median
|
4.7 months (0.7 to 54.1)
|
≤ 6 months
|
21 (54%)
|
> 6 months
|
18 (46%)
|
TR: total resection; PR: partial resection.
Recurrence was local in 34 cases (87%), distant in three (8%) and both local and distant in two cases (5%). The median time elapsed between the two operations was 4.7 months (0.7 to 54.1 months).
Five patients were subjected to a third operation, with three cases of TR and two of PR.
The morbidity rate corresponding to the first operation was 2.6%, with no cases of perioperative death. The morbidity rate corresponding to reoperation was 20.5% (eight patients): three cases of surgical wound infection that required surgical cleansing, one of which progressed into osteomyelitis; one patient exhibited transient hemihypesthesia; and four exhibited permanent neurological aggravation, hemiplegia and aphasia in two cases, sleepiness and ataxia in one, and behavioral disorders in one.
[Table 3] describes the data relative to adjuvant treatment. A total of 33 patients (83%) recieved CT, 18 (55%) using carmustine (bis-chloroethylnitrosourea, BCNU), 14 (42%) using TMZ and one (3%) using BCNU/procarbazine, lomustine, and vincristine (PCV). It should be noted that TMZ became available in our service starting May 2009; from that moment onwards, only one out of 15 patients used BCNU due to social reasons, while all of the others were treated with TMZ. Among the 33 patients who used TMZ, 11 (33%) received CT after reoperation only. The median time to onset of CT was 16 weeks.
Table 3
Characteristics of adjuvant treatment.
Adjuvant treatment
|
Number of patients
|
Chemotherapy
|
No
|
9 (15%)
|
Yes
|
33 (85%)
|
BCNU
|
18 (55%)
|
TMZ
|
14 (42%)
|
BCNU/PCV
|
1 (3%)
|
Radiotherapy
|
No
|
4 (12%)
|
Yes
|
35 (88%)
|
Delay (> 6 weeks)
|
29 (74%)
|
BCNU: bis-chloroethylnitrosourea; TMZ: temozolomide; BCNU/PCV: bis-chloroethylnitrosourea/ procarbazine, lomustine, and vincristine.
A total of 35 patients (88%) were subjected to RT, with a median dose of 60 Gy. The median time to onset of RT was eight weeks. Onset of RT was delayed beyond six weeks in 29 cases (74%).
Recurrence occurred before the onset of or in the course of RT in 18 cases (46%) and after the end of RT in 21 cases (54%).
It should be noted that adjuvant treatment after reoperation was not uniform. The patients who had received standard adjuvant treatment after the first operation (RT followed by CT with BCNU until 2009 and with TMZ afterwards) were indicated for additional CT and/or RT (maintenance of TMZ for a protracted regimen, bevacizumab or re-irradiation). In turn, the patients who had not been given adjuvant therapy after the first operation were indicated for the standard regimen after reoperation.
The median survival after reoperation was 9.1 months (95%CI = 2.8–15.4), and the median OS was 20 months (95%CI = 14.9–25.2).
On univariate analysis, the variables associated with OS were performance of adjuvant treatment before the first operation ([Figure 1]) and an interval between operations longer than six months. On multivariate analysis, adjuvant treatment after the first surgery was the only independent variable associated with OS (relative risk – RR = 0.3; 95%CI = 0.2–0.7; p = 0.005) after adjustment for KPS score, age and interval of time between operations ([Table 4]).
Figure 1 Kaplan-Meier curve representing the overall survival (OS) of patients who did or did not receive adjuvant treatment after the first operation.
Table 4
Univariate and multivariate analyses relative to overall survival.
Variable (n)
|
Univariate analysis
|
Median OS
|
Multivariate analysis
|
|
|
|
RR
|
95%CI
|
p value
|
(Months)
|
RR
|
95%CI
|
p value
|
Gender
|
Male (26)
|
0.6
|
0.3–1.2
|
0.159
|
17
|
|
|
NS
|
Female (13)
|
1
|
|
--
|
26
|
|
|
|
Age
|
≥ 50 years old (18)
|
1.5
|
0.7–3.1
|
0.282
|
20.8
|
|
|
NS
|
< 50 years old (21)
|
1
|
|
|
19.1
|
|
|
|
KPS score
|
≥ 70 (30)
|
1.3
|
0.5–3.3
|
0.528
|
20.1
|
|
|
NS
|
< 70 (9)
|
1
|
|
|
19.8
|
|
|
|
Laterality
|
Right (18)
|
1.1
|
0.5–2.2
|
0.862
|
20.1
|
|
|
NS
|
Lobe (21)
|
1
|
|
|
19.8
|
|
|
|
Frontal lobe localization
|
Yes (10)
|
1
|
0.5–2.0
|
0.929
|
20.8
|
|
|
NS
|
No (29)
|
1
|
|
|
20.1
|
|
|
|
Temporal lobe localization
|
Yes (11)
|
1.3
|
0.6–2.6
|
0.531
|
17
|
|
|
NS
|
No (28)
|
1
|
|
|
21
|
|
|
|
> 1 affected lobes
|
Yes (15)
|
0.9
|
0.4–1.8
|
0.68
|
19.1
|
|
|
NS
|
No (24)
|
1
|
|
|
20.8
|
|
|
|
Interval between operations
|
≥ 6 months (18)
|
0.4
|
0.2–0.9
|
0.023
|
23.6
|
|
|
NS
|
< 6 months (21)
|
1
|
|
|
16.8
|
|
|
|
RT delay
|
Yes (29)
|
1.3
|
0.6–3.0
|
0.467
|
20.1
|
|
|
NS
|
No (10)
|
1
|
|
|
17
|
|
|
|
First operation resection
|
TR (23)
|
1.4
|
0.7–3.1
|
0.369
|
19.8
|
|
|
NS
|
PR (16)
|
1
|
|
|
20.8
|
|
|
|
Reoperation resection
|
TR (21)
|
1.7
|
0.8–3.6
|
0.137
|
23.1
|
|
|
NS
|
PR (18)
|
1
|
|
|
16.8
|
|
|
|
Adjuvant therapy after first operation
|
Yes (23)
|
0.4
|
0.2–0.8
|
0.008
|
23.1
|
0.3
|
0.2-0.7
|
0.005
|
No (16)
|
1
|
|
|
15.9
|
1
|
|
|
Adjuvant therapy after reoperation
|
Yes (26)
|
1
|
0.5–2.2
|
0.903
|
23.1
|
|
|
NS
|
No (13)
|
1
|
|
|
19.8
|
|
|
|
Recurrence
|
Distant (5)
|
2.4
|
0.7–8.1
|
0.148
|
25.9
|
|
|
NS
|
Local (34)
|
1
|
|
|
19.1
|
|
|
|
RR: relative risk; CI: confidence interval; OS: Overall Survival; KPS: Karnofsky Performance Status; RT: radiotherapy; TR: total resection; PR: partial resection.
On univariate analysis, the variables associated with SARp were TR at reoperation (RR = 0.3; 95%CI = 0.1–0.7; p = 0.005) and adjuvant treatment after reoperation (RR = 0.4; 95%CI = 0.2–0.8; p = 0.016). Multivariate analysis detected an interaction between those two variables. In the analysis stratified per extent of resection ([Figure 2]), relative to the group that received adjuvant treatment after reoperation, the median SARp was longer in the patients with subtotal resection at reoperation (p: 0.044). Relative to the patients with TR, adjuvant treatment after reoperation was not associated with longer SARp (p = 0.089).
Figure 2 (A) Kaplan-Meier curve representing the Survival after reoperation (SARp) of patients subjected to parcial resection (PR) at reoperation and who did or did not receive adjuvant treatment after reoperation. (B) Kaplan-Meier curve representing the SARp of patients subjected to total Resection (TR) at reoperation and who did or did not receive adjuvant treatment after reoperation.
Delayed onset of RT was not associated with OS in the analyzed sample of patients. Separate additional analysis of the patients in which onset of RT was delayed did not show any difference in OS between the ones who had tumor relapse before/during RT (15 cases) and the ones in whom the tumor had relapsed after the end of RT (14 cases), RR = 2.0 (95%CI = 0.8-4.8; p = 0.11).
DISCUSSION
In the present study, we performed a descriptive analysis of patients subjected to reoperation for recurrent GBM. Survival may be longer in our sample (20 months) compared to the median survival of patients with GBM reported in the literature, which varied from six to 18 months[4],[16].
Role of reoperation in overall survival
In our study, the OS was 20 months, consistent with those found in the literature. McNamara et al.[17] compared 104 patients who underwent repeated surgery with 397 who underwent primary surgery only and found that the OS was 21 months in the former versus 10 months in the latter (p < 0.001). Similar results were reported by Helseth et al.[5], who analyzed a sample of 516 patients, with 56 subjected to reoperation; OS was longer in the latter compared to the ones who underwent primary surgery only, 18.4 months versus 8.6 months (p < 0.001).
Role of reoperation in survival after recurrence (SAR)
Relative to the full study population, the median SARp in this study was 9.1 months. In the review Ryken et al.
[18] performed in 2014, the average SARp was nine months, which is much longer than the one reported in the review by Barbagallo et al.[11] from 2008, which ranged from three to five months. Ringel et al.[7] analyzed 503 patients who underwent reoperation for active disease and found that the SARp was 11.9 months, while in the study by Quick et al.[19], in which patients with KPS score > 60 and tumors likely to be entirely resected were subjected to repeated surgery, the SARp was 13 months.
Relevance of adjuvant treatment
In our study, performance of adjuvant treatment (RT and/or CT) before reoperation behaved as a prognostic factor for OS. Since 2009, all patients diagnosed with GBM at our institution have been indicated for adjuvant treatment based on the Stupp protocol[2]. However, as a function of problems inherent to the Brazilian health system, the tumors recurred in 41% of the patients before the adjuvant treatment was initiated, a fact that was associated with reduced OS in that group compared to the cases in which the tumors recurred after adjuvant treatment (15.9 vs. 23.1 months; p: 0.008).
The impact of adjuvant treatment resulting in longer survival of patients with GBM has been previously reported in the literature[5],[15],[20],[21]. Stark et al.[21] assessed 492 patients with GBM and found that RT and CT alone or in combination had an impact on OS. The same conclusion was reached by Filippini et al.[15] in their study of 676 patients with GBM.
Extent of resection at reoperation
Relative to survival after reoperation, the only independent factors on both univariate and multivariate analysis were the extent of resection at reoperation (RR = 0.3; 95%CI = 0.1–0.7; p = 0.005) and performance of adjuvant treatment after reoperation (RR = 0.4; 95%CI = 0.2 –0.8; p = 0.016). Relative to the patients with TR at reoperation, the subsequent performance of adjuvant treatment did not exert any impact on SARp on multivariate analysis (p = 0.089). However, adjuvant treatment exerted an impact on SARp in the cases with PR at reoperation (p = 0.044).
Yong et al.[22] confirmed the relevance of the extent of resection at reoperation after finding that a residual tumor volume of less than 3 cm[3] after reoperation exerted an impact on the patients’ survival: OS values were 20 months in patients with TR, 11 months in patients with residual tumor volume less than 3 cm[3] and five months when the residual tumor volume was larger than 3 cm[3]. Following a study with 170 patients, Oppenlander et al.[23] concluded that an extent of resection larger than 80% in repeated surgery suffices to increase patients’ survival.
Influence of radiotherapy delay on survival
To assess the influence of RT delay on survival, we compared the patients who had started RT within the first six weeks after surgery (no delay) to those who had started it more than six weeks afterwards (RT delay) and found no difference in their survival (RR = 1.3; 95%CI = 0.6; p = 0.467). We chose that time interval because it was the one adopted in previous studies[24],[25]. Our findings in this regard agree with data reported in the literature[24],[26]. Although some authors found that RT delay has negative effects on OS[25],[27] this topic remains controversial. In turn, Loureiro et al.[28] assessed the time elapsed from surgery to onset of RT at one public and one private healthcare service in Brazil and also failed to find any difference in OS in association with delayed RT (RR = 1.2; 95%CI = 0.8 –1.8; p = 0.470).
Delay in the onset of RT is mainly due to the increase in the demand for this treatment modality as a function of population aging, with consequent elevations in the incidence rates of various types of cancer[29]. While difficulty in meeting the demand is encountered in developed countries, it is much more frequent in developing countries, especially in the public healthcare setting[28]. In Brazil, the situation is especially worrisome, as the increasing demand for RT created an inefficient system; thus, only 65.9% of the patients needing RT actually receive it, having to wait a median interval of almost four months, independent of the type of cancer[28]. Our service represents a classic example of these problems: onset of RT was delayed in 74% of the patients analyzed in the present study: the median interval from surgery to onset of RT was eight months. One of the patients in our sample had to wait 23 weeks (5.3 months) to start RT.
Nevertheless, upon analyzing the subgroup of patients with delayed RT, no difference was found in OS between the patients with tumor recurrence before/during RT and the ones in whom the tumor recurred after the end of RT (RR = 2.0; 95%CI = 0.8 –4.8; p = 0.11). Thus, we are also led to believe that the patients with tumor relapse before or during RT are candidates for reoperation. That is, reoperation of patients who relapsed before RT due to treatment delay afforded the opportunity to conduct adjuvant treatment.
Study limitations
Our study exhibits some limitations, including small sample size; retrospective data collection; lack of uniformity in the adjuvant treatment instituted after the first and second operations; selection bias, as only patients with KPS scores over 70 and lesions considered to be surgically accessible were subjected to reoperation; and the fact that we did not compare the patients subjected to re-resection to others who did not undergo a second surgery.
Future perspectives
Among the most promising treatments for GBM, targeted molecular therapies have been widely investigated in recent years. However, no effective results have yet been achieved. Intratumor heterogeneity and the heterogeneity between the primary and recurrent tumors represent significant limitations to the success of this type of therapeutic approach. Collecting samples of the relapsed tumor, whenever possible, is crucial to advance not only in the assessment of the response to targeted therapies but also in the understanding of the mechanisms of resistance to treatment[30]. In this regard, reoperation, provided it is safe, will likely become an essential component of the management of these patients in the future.
In conclusion, despite the limitations of our study, we sought to describe the actual conditions of the treatment of recurrent glioblastoma at a Brazilian public healthcare service. In many developing countries, therapeutic alternatives and targeted therapies remain obscure but keeping in mind factors such as age, KPS prior to and after surgery, degree of resection TR vs. PR and adjuvant RT and CT can still provide results comparable to modern day series. In spite of the delays and difficulties that conspired against the achievement of the ideally complete treatment, the length of survival of patients who underwent reoperation was similar to those reported in the literature. Our results indicate that reoperation is feasible and may be considered a treatment option for a select group of patients with recurrent GBM in Brazil.