Introduction
Sepsis-associated encephalopathy (SAE) is characterized by diffuse neurological impairment
caused by a dysregulated systemic response to severe infections or sepsis without
direct central nervous system (CNS) infection, acute cerebral lesions, or other causes
of encephalopathy.[1] The clinical manifestations of SAE are heterogeneous, ranging from mild symptoms
such as confusion, hypersomnolence, or delirium to severe neurological manifestations
such as stupor or coma. Depending on the clinical manifestations considered for SAE
diagnosis, the reported incidence of SAE is highly variable, from 43 to 76%.[2]
[3]
[4]
[5]
[6] In a recent study including more than 4,000 septic patients from the Medical Information
Mart for Intensive Care IV (MIMIC-IV) database and the eICU database, SAE was defined
as a Glasgow Coma Scale (GCS) score of less than 15 or abnormal neurological findings
consistent with delirium and occurred in up to 68% of patients.[7]
The pathophysiology of SAE involves multiple complex mechanisms. The dysregulated
immune response in sepsis leads to the exaggerated release of proinflammatory cytokines
and generalized endothelial damage, including the endothelial cells forming the blood–brain
barrier (BBB). This results in the activation of microglia and damage to neuronal
cells and astrocytes, as immune cells and cytokines can now enter the CNS due to changes
in the function of the BBB.[8] Other mechanisms contributing to SAE pathogenesis include microvascular dysfunction
and hypoxic–ischemic mechanisms, oxidative stress, and metabolic or neurotransmitter
disturbances.[7]
The diagnosis of SAE relies on clinical assessment using scales for assessing consciousness,
such as the GCS, or for assessing delirium (such as the confusion assessment method
for the ICU). However, there are difficulties associated with these diagnostic methods:
the clinical assessment of the confusion or consciousness score can be subjective
and is also influenced by other factors often found in intensive care unit (ICU) settings,
such as sedation and analgesia to facilitate ventilation or different procedures.
In the absence of a screening tool or investigation, the early diagnosis of SAE is
often missed, especially in patients with mild neurological impairment or hypoactive
delirium. Once neurological dysfunction is identified, other diagnostic modalities
for assessing SAE include neuroimaging (brain computed tomography [CT] or magnetic
resonance imaging [MRI]), transcranial Doppler ultrasonography, or electroencephalography
(EEG). Changes identified by neuroimaging are nonspecific and typically appear later
during the infectious process, while sedation can also influence EEG results.
The early diagnosis of SAE is essential in clinical practice, as the alteration of
neurological status can often represent the first clinical manifestation of organ
dysfunction due to sepsis. Therefore, the correct diagnosis of neurological dysfunction
can aid in the timely diagnosis of sepsis. Moreover, several studies demonstrated
that the occurrence of SAE is independently associated with a worse prognosis in septic
patients; thus, diagnosing SAE would allow the identification of more severe patients
who might benefit from timely medical intervention, including more aggressive or invasive
therapeutic measures to control the infectious process.[4]
[5]
[6]
[7] It can be challenging to diagnose SAE in clinical practice, as it involves ruling
out other conditions such as cerebrovascular diseases, CNS infection, brain injury
from trauma, brain tumors, metabolic encephalopathy, and drug side effects.
Several publications reported using biomarkers for SAE diagnosis or prediction in
the last decade. This represents a novel approach for detecting SAE, practical in
the cases where clinical neurological assessment or brain MRI is not feasible or when
the results of other investigations are inconclusive. Identifying biomarkers for SAE
diagnosis would facilitate the early identification of SAE and improve the understanding
of molecular mechanisms responsible for SAE, together with possible novel therapeutic
strategies. The aim of this systematic search and review is to synthesize and discuss
all available evidence on the use of biomarkers for SAE diagnosis and their utility
in clinical practice, as well as highlight future directions for research.
Summary of Evidence
Study Selection
The search strategy yielded 69 references, from which 58 were excluded after a review
of titles and abstracts. Seven more articles were identified from the citation search,
leading to a total of 18 articles used for data extraction ([Fig. 1]).
Fig. 1 Flowchart. n, number
The oldest article selected was published in 2005, and 6 of the 18 articles were published
in the last 5 years (in 2020 or after). [Table 1] summarizes the different biomarkers used for SAE diagnosis. [Table 2] presents the findings from the 18 articles included in this review.
Table 1
Biomarkers evaluated for SAE diagnosis
Biomarker
|
Expressed/produced by
|
Structure
|
Biomarker source
|
Findings
|
Cytokines
|
IL-6
|
Macrophages
|
Protein
|
Blood, CSF
|
Higher levels in blood samples from critically ill septic patients with SAE than in
non-SAE patients[10]
Higher levels in CSF from critically ill septic patients with SAE than in non-SAE
patients[11]
Higher blood levels in SAE patients compared to healthy controls[13]
|
IL-8
|
Macrophages, microglia, and astrocytes in brain
|
Protein
|
CSF, blood
|
Higher CSF levels in critically ill septic patients with SAE than in non-SAE patients[11]
Higher blood levels in SAE patients than in healthy controls[13]
|
IL-10
|
T-cells, B-cells, monocytes, macrophages
|
Protein
|
Blood
|
Lower plasma levels in CAP-associated sepsis with SAE than in non-SAE[14]
Higher blood levels in SAE patients than in healthy controls[13]
|
Colony-stimulating factor 3 (CSF3)
|
Endothelium, immune cells
|
Protein
|
Blood
|
Higher levels in critically ill septic patients with SAE than in non-SAE patients[10]
|
Regulated on activation, normal T expressed and secreted (RANTES)
|
T cells, monocytes, epithelial cells
|
Protein
|
Blood
|
Lower plasma levels in CAP-associated sepsis with SAE than those with non-SAE[14]
|
Biomarkers of endothelial activation and/or damage
|
Intercellular adhesion molecule 1 (ICAM-1)
|
Endothelial cells
|
Glycoprotein
|
Blood
|
Higher soluble ICAM-1 levels in SAE than in non-SAE[30]
|
Vascular cell adhesion molecule 1 (VCAM-1)
|
Endothelial cells
|
Glycoprotein
|
Blood
|
Higher soluble VCAM-1 levels in SAE than in non-SAE[30]
|
Amino-terminal C-type natriuretic propeptide (NT-pro-CNP)
|
Endothelial cells
|
Propeptide
|
Blood, CSF
|
Plasma levels are increased in SAE, reaching a peak in early stage of SAE; CSF levels
not different between SAE and non-SAE patients[28]
|
Tumor necrosis factor receptor-associated factor 6 (TRAF6)
|
Endothelial cells
|
Protein
|
Blood
|
Higher blood levels patients with SAE compared to non-SAE[15]
|
Biomarkers derived from astrocytes or glial cells
|
S100β
|
Astrocytes
|
Protein
|
Blood
|
Higher blood levels patients with SAE compared to non-SAE[12]
[15]
[24]
[28]
Serum levels of S100β did not correlate with the severity of neurological dysfunction
in sepsis[25]
|
Calcium-binding protein A8 (S100 A8)
|
Macrophages, dendritic cells, microvascular endothelial cells
|
Protein
|
Blood, CSF
|
Higher blood levels in patients with SAE compared to non-SAE[10]
[15]
[28]
CSF levels not different in SAE and non-SAE[28]
|
Glial fibrillary acidic protein (GFAP)
|
Astrocytes, nonmyelinating Schwann cells, enteric glial cells
|
Protein
|
Blood
|
Higher levels in SAE patients than in non SAE patients[22]
|
Matrix metalloproteinases (MMPs)
|
Microglia
|
Protein
|
Blood
|
Higher levels of MMP8 in critically ill septic patients with SAE compared to non-SAE
patients[10]
|
Soluble triggering receptor expressed on myeloid cells 2 (sTREM2)
|
Microglia
|
Protein
|
CSF, blood
|
Higher CSF levels in SAE patients compared to healthy controls; no difference in blood
levels[20]
|
Biomarkers reflecting neuronal injury
|
Neuron-specific enolase (NSE)
|
Neuronal body
|
Enzyme
|
Blood, CSF
|
Plasma NSE levels were not significantly different between SAE and nonseptic patients[28]
CSF levels are increased in SAE compared to non-SAE patients[28]
Plasma levels of NSE higher in SAE than in septic patients without SAE[15]
[24]
|
Ubiquitin C-terminal hydrolase-L1 (UCH-L1)
|
Neuronal cytoplasm
|
Protein
|
Blood
|
Higher levels in SAE patients than in non-SAE patients[22]
|
Tau protein
|
Neuronal cytoplasm, axons
|
Protein
|
Blood
|
Serum levels in septic patients with SAE significantly higher than in non-SAE patients[27]
|
β-amyloid peptide (Aβ)
|
Axons
|
Peptide
|
Blood
|
Similar plasma levels in patients with SAE and healthy controls[13]
|
Brain-derived neurotrophic factor (BDNF)
|
Axons
|
Protein
|
Blood
|
Higher plasma levels in CAP-associated sepsis with SAE compared to non-SAE[14]
|
Neurofilament light chain (Nf-L)
|
Large-caliber myelinated axons
|
Protein
|
CSF, blood
|
Higher CSF levels in SAE patients compared to healthy controls[20]
The levels and the increase over time of plasma Nf-L were significantly higher in
sepsis patients with SAE compared to patients without SAE[21]
|
Biomarkers reflecting dysregulation of brain neurotransmitters
|
Erythrocytic acetylcholinesterase activity (AChE-activity)
|
Erythrocyte membrane
|
Enzyme
|
Blood
|
Significant changes over consecutive measurements in patients with SAE[32]
|
Biomarkers reflecting metabolism changes
|
4-hydroxyphenylacetic acid (4-HPA)
|
Colon
|
Phenol
|
Blood
|
4-HPA levels were higher in patients with SAE compared to controls[33]
|
Ammonia
|
Colon, intestines
|
Hydrogen amine
|
Blood
|
Nonhepatic hyperammonemia correlated with an increased risk of SAE[34]
|
Abbreviations: CAP, community acquired pneumonia; CSF, cerebrospinal fluid; IL, interleukin;
SAE, sepsis-associated encephalopathy.
Table 2
Characteristics and results of included studies
Study
|
Study design
|
SAE (n)
|
Non-SAE (n)
|
Comparator
|
Population studied
|
Biomarker performed
|
Source of biomarker sampling
|
Measurements points
|
Disease severity
|
Mortality
|
Relevance of biomarker for SAE diagnosis
|
Relevance of biomarker for outcome
|
Nguyen et al[26]
|
Prospective
|
27
|
143
|
Septic patients without SAE
|
27 SAE, 143 non-SAE
|
S100β, NSE
|
Blood
|
4 times
|
NR
|
NR
|
Increased S100β levels in 52% and increased NSE levels in 70% of SAE
|
Only S100β correlated with ICU mortality
|
Piazza et al[25]
|
Prospective
|
21
|
0
|
No
|
21 SAE
|
S100β
|
Blood
|
3 times
|
Mean SOFA at ICU admission: 10.4
|
At 28 d: 42%
|
S100β increased in sepsis compared to NV, but not correlated with neurological dysfunction
|
S100β was not correlated with GCS, survival, or with neurological recovery
|
Yao et al[24]
|
Cross-sectional
|
48
|
64
|
Septic patients without SAE
|
48 SAE, 64 non SAE
|
S100β, NSE
|
Blood
|
1 time
|
Median APACHEII in SAE: 22 and in non-SAE: 13
|
In hospital: 62.5% SAE, 23.4% non-SAE
|
S100β and NSE levels in SAE patients were significantly higher than those in non-SAE
patients
|
Lower S100β levels in nonsurvivors
|
Su et al[30]
|
Prospective
|
23
|
47
|
Septic patients without SAE
|
23 SAE, 47 non-SAE
|
sICAM-1, sVCAM-1, sE-selectin, sL-selectin, and sP-selectin
|
Blood
|
3 times
|
APACHE II in SAE: 21.3 ± 5.5 and in non-SAE: 17.5 ± 5.7
SOFA in SAE 8.2 ± 2.4 and non-SAE: 5.4 ± 3.1
|
In hospital: 40% SAE, 11% non-SAE
|
Serum sVCAM1, sICAM-1 levels in day 1 were higher in SAE than in non-SAE
|
NR
|
Zhang et al[15]
|
Cross-sectional
|
29
|
38
|
Sepsis patients without SAE, healthy control
|
29 SAE, 28 non-SAE, 10 HC
|
S100A, TRAF6, S100β, NSE
|
Blood
|
1 time
|
APACHE II in SAE: 20.79 ± 9.07 and in non-SAE: 12.04 ± 3.93
|
At 28 d: 65.52% SAE, 17.86% non-SAE
|
S100A8, TRAF6 blood levels in SAE were significantly higher than those in non-SAE,
and in non-SAE patients than in healthy controls
|
Higher S100A8, TRAF6 in patients who did not survive beyond 28 d
|
Tomasi et al[14]
|
Cross-sectional
|
10
|
28
|
Septic patients without SAE, non-septic patients with delirium
|
10 SAE, 20 septic patients non-SAE, 8 nonseptic patients with delirium
|
BDNF, RANTES, IL-10
|
Blood
|
1 time
|
NR
|
NR
|
SAE had lower IL-10 and RANTES and higher BDNF levels compared to septic patients
without SAE; plasma levels of RANTES and BDNF were significantly higher in patients
with SAE compared to nonseptic patients with delirium
|
NA
|
Zhu et al[33]
|
Cross-sectional
|
31
|
60
|
Healthy controls paired with SAE; septic patients without SAE
|
31 SAE, 44 controls, 16 sepsis non-SAE
|
4-HPA
|
Blood
|
1 time
|
NR
|
NR
|
4-HPA levels higher in patients with SAE compared to controls
|
4-HPA levels correlate with APACHE II, III, SOFA, and GCS
|
Wu et al[22]
|
Prospective cohort
|
58
|
47
|
Septic patients without SAE
|
58 SAE, 47 sepsis without SAE
|
GFAP, UCH-L1
|
Blood
|
1 time
|
Maximum SOFA score: 10 ± 5
|
At 28 d: 31.77%
|
GFAP and UCH-L1 levels in SAE patients were significantly higher than those in non-SAE
patients
|
GFAP and UCH-L1 levels correlated with GCS, APACHE II, SOFA scores, and higher mortality
|
Ehler et al[28]
|
Prospective cohort
|
12
|
9
|
Nonseptic patients without encephalopathy
|
12 SAE, 9 nonseptic controls
|
NT-pro-CNP, NSE, S100β
|
Blood, CSF
|
3 times from blood, 1 time from CSF
|
NR
|
At 100 d: 41.6%
|
Plasma S100B and NT-pro-CNP higher in SAE compared to non-SAE, CSF levels were similar;
NSE was higher in CSF of SAE patients than in non-SAE patients
|
No correlation of NT-pro-CNP, S100B, or NSE with outcome in patients with sepsis
|
Zhao et al[27]
|
Retrospective
|
27
|
82
|
Septic patients without SAE
|
27 SAE, 82 non-SAE
|
Tau protein
|
Blood
|
1 time
|
APACHE II in SAE: 21.8 ± 6.7 and in non-SAE: 15.2 ± 4.6
SOFA in SAE: 8.7 ± 2.6 and in non-SAE: 4.8 ± 3.3
|
At 28 d, SAE: 51.9%, non-SAE: 26.8%
|
Serum tau protein level in SAE significantly higher than that in non-SAE
|
Tau protein level was significantly higher in nonsurvivors than in survivors at 28
d
|
Ehler et al[21]
|
Prospective cohort
|
18
|
7
|
Patients without sepsis, patients with sepsis without SAE
|
18 SAE, 5 patients without sepsis, 2 patients with sepsis without SAE
|
Nf-L
|
Blood, CSF
|
CSF 1 time, blood 3 times
|
NR
|
NR
|
Plasma Nf-L values were significantly higher in patients with sepsis than in patients
without sepsis and in and SAE compared to non-SAE
|
Plasma Nf-L values were significantly correlated with the severity of SAE (assessed
by ICDSC values) and with a poorer functional outcome after 100 d; CSF Nf-L levels
were increased in nonsurvivors compared with survivors
|
Orhun et al[13]
|
Prospective
|
86
|
33
|
Healthy control
|
86 SAE, 33 healthy controls
|
IL-8, IL-6, IL-10, TNF-α, IL-12, C4b, C5a, and iC3b;
|
Blood
|
1 time
|
NR
|
NR
|
Increased IL-8, IL-6, IL-10, C4d, and decreased TNF-α, IL-12, C5a, and iC3b in SAE
as compared to healthy controls
|
NR
|
Zujalovic et al[32]
|
Cross-sectional
|
40
|
130
|
Nonseptic patients with and without delirium
|
40 SAE, 130 nonseptic patients (36 with delirium, 94 without delirium)
|
AChE activity
|
Blood
|
6 times
|
Median SAPSII 35.4 (sepsis group), 26.8 (nonsepsis group)
|
48.9% in the septic group, 7.7% in the nonseptic group
|
No change in AChE activity in nonseptic patients even with delirium; over 5 consecutive
days statistically significant changes occurred compared to baseline in septic patients
with SAE
|
No correlation of AChE activity with age, gender, SAPS II, SOFA score, delirium/SAE,
or cognitive dysfunction in septic patients
|
Zhao et al[34]
|
Retrospective
|
156
|
109
|
Septic patients without SAE
|
156 SAE, 109 non SAE
|
Ammonia
|
Blood
|
1 time
|
Median SOFA 6
|
NR
|
Hyperammonemia was associated with SAE
|
Patients with hyperammonemia had higher rates of short- and long-term mortality; ammonia
levels correlated with GCS
|
Wu et al[12]
|
Prospective cohort
|
59
|
45
|
Septic patients without SAE
|
59 SAE, 45 non-SAE
|
S100β
|
Blood
|
2 times
|
Median APACHEII in SAE: 20 and in non-SAE: 17; median SOFA in SAE: 11 and in non-SAE:
5
|
At 28 d, SAE: 45.7%, non-SAE: 11.1%
|
Serum S100β levels on days 1 and 3 in SAE compared to non-SAE
|
Increasing S100β levels were correlated with higher incidence of SAE, and higher 28-
and 180-d mortality
|
Dong et al[10]
|
Cross-sectional
|
10
|
21
|
Noninfected critically ill patient
|
10 SAE, 21 non SAE
|
IL-6, MMP8, CSF3, S100A8
|
Blood
|
1 time, 24 h after ICU admission
|
Mean APACHE II scores of 9.61 (non-SAE) and 14 (SAE)
Mean SOFA of 4.90 (non-SAE) and 8.50 (SAE)
|
0 in both SAE and non-SAE
|
SAE patients had higher levels of IL-6, MMP8, CSF3, and S100A8 than non-SAE; statistically
significant increase in SAE only for MMP8 and S100A8
|
S100A8 levels correlated with 28-d mortality, IL-6 levels correlated with the duration
of mechanical ventilation
|
Mao et al[11]
|
Cross-sectional
|
19
|
24
|
Noninfected critically ill patients
|
19 SAE, 24 non-SAE
|
IL-1B, IL-2, IL-4, IL-5, IL-6, IL-8, IL-10, IL-12p70, IL-17, IFN-α, IFN-γ, and TNF-α)
|
CSF
|
1 time
|
NR
|
15.79% in SAE
|
IL-6 and IL-8 levels were significantly elevated in SAE patients, with IL-8 having
a better accuracy than IL-6
|
NA
|
Orhun et al[20]
|
Cross-sectional
|
11
|
15
|
Age- and gender-matched control
|
11 SAE, 15 healthy controls
|
sTREM2, Nf-L
|
CSF, blood
|
1 time
|
Mean SOFA at ICU admission in SAE: 8.1 ± 3.9
|
18.18%
|
CSF levels of sTREM2 and Nf-L were significantly higher in SAE patients than in controls;
serum sTREM2 levels were comparable in SAE and controls
|
sTREM2, Nf-L not correlated with the duration of hospitalization, APACHE II, SOFA,
and SAPS II
|
Abbreviations: 4-HPA, 4-hydroxyphenylacetic acid; AChE-activity, erythrocytic acetylcholinesterase-activity;
APACHE II, Acute Physiology and Chronic Health Evaluation II; BDNF, brain–derived
neurotrophic factor; GCS, Glasgow Coma Scale; GFAP, glial fibrillary acidic protein;
IFN-α, interferon-α; MMP8, matrix metalloproteinase 8; n, number; Nf-L, neurofilament
light chain; NR, not reported; NSE, neuron-specific enolase; NT-pro-CNP, amino-terminal
C-type natriuretic propeptide; NV, normal values; sICAM-1, soluble intercellular adhesion
molecule 1; S100A8, calcium-binding protein A8; SAE, sepsis-associated encephalopathy;
SOFA, Sequential Organ Failure Assessment; sTREM2, soluble triggering receptor expressed
on myeloid cells 2; sVCAM-1, soluble vascular cell adhesion molecule 1; TNF-α, tumor
necrosis factor-α; TRAF6, tumor necrosis factor receptor-associated factor 6; UCH-L1,
ubiquitin C-terminal hydrolase-L1.
Risk of Bias Assessment
As the study included only observational studies, risk of bias assessments were performed
according to the Risk of Bias in Non-Randomized Studies of Interventions (ROBINS-I)
tool, which consists of seven domains: confounding factors, selection of participants
into the study, classification of interventions, deviations from intended interventions,
missing data, measurement of the outcome, and selection of the reported result.[9] Each domain was graded as having low, moderate, serious, or critical risk of bias.
In 12 of the 18 studies included, the overall risk of bias was considered moderate,
in 5 studies it was assessed as serious, and 1 study was estimated to have a critical
risk of bias. The quality of studies included according to the evaluation by ROBINS-I
tool is detailed in [Table 3] and in [Supplementary File 2] (available in the online version only).
Table 3
Risk of bias assessment using the ROBINS-I tool for the included studies
Domain
|
Piazza et al[25]
|
Wu et al[22]
|
Ehler et al[21]
|
Su et al[30]
|
Nguyen et al[26]
|
Tomasi et al[14]
|
Orhun et al[19]
|
Orhun et al[20]
|
Mao et al[11]
|
Wu et al[12]
|
Dong et al[10]
|
Ehler et al[28]
|
Yao et al[24]
|
Zujalovic et al[32]
|
Zhu et al[33]
|
Zhang et al[15]
|
Zhao et al[34]
|
Zhao et al[27]
|
1. Bias due to confounding
|
S
|
M
|
M
|
M
|
M
|
M
|
M
|
S
|
M
|
M
|
M
|
M
|
M
|
M
|
M
|
M
|
M
|
M
|
2. Bias in selection of participants
|
M
|
L
|
L
|
L
|
L
|
L
|
L
|
M
|
M
|
L
|
M
|
L
|
L
|
L
|
M
|
L
|
M
|
L
|
3. Bias in classification of interventions
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
4. Bias due to deviations from intended interventions
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
5. Bias due to missing data
|
M
|
S
|
S
|
L
|
L
|
L
|
S
|
C
|
L
|
L
|
L
|
S
|
L
|
M
|
L
|
L
|
M
|
L
|
6. Bias in measurement of outcomes
|
S
|
M
|
M
|
M
|
M
|
M
|
M
|
S
|
L
|
M
|
M
|
M
|
M
|
M
|
M
|
M
|
L
|
M
|
7. Bias in selection of the reported result
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
L
|
8. Overall risk of bias
|
S
|
S
|
S
|
M
|
M
|
M
|
S
|
C
|
M
|
M
|
M
|
S
|
M
|
M
|
M
|
M
|
M
|
M
|
Abbreviations: C, critical; L, low; M, moderate; S, serious.
Types of Biomarkers and Their Usefulness for the SAE Diagnosis and Prognosis Prediction
Cytokines
In a recent study, Dong et al reported significantly higher serum levels of matrix
metalloproteinase-8 (MMP8) and calcium-binding protein A8 (S100A8) in critically ill
septic patients with SAE compared to non-SAE patients, while the increase of other
biomarkers studied (interleukin-6 [IL-6] and colony-stimulating factor 3 [CSF3]) in
patients with SAE did not reach statistical significance.[10] All four biomarkers studied (S100A8, MMP8, CSF3, and IL-6) were significantly linked
with the GCS scores of septic patients.[10] The S100A8 and MMP8 levels were helpful for the diagnosis of SAE, with S100A8 having
a better prediction value than MMP8 (area under the receiver operating characteristic
[AUC ROC] curve of 0.962 and 0.791, respectively). When a cutoff value of 82.29 pg/mL
was considered, S100A8 had a sensitivity of 80% and specificity of 100% for the diagnosis
of SAE. In this study, the S100A8 levels correlated significantly with the 28-day
mortality of critically ill septic patients.[10]
Mao et al assessed a panel of 12 inflammatory cytokines and chemokines (including
IL-1B, IL-2, IL-4, IL-5, IL-6, IL-8, IL-10, IL-12p70, IL-17, IFN-α, IFN-γ, and tumor
necrosis factor-α [TNF-α]) from the cerebrospinal fluid (CSF) of patients with SAE.
They compared them with the levels found in nonseptic critically ill patients.[11] The results revealed that IL-8 was a better predictor of SAE than IL-6 with AUC
ROC = 0.882 (95% confidence interval [CI] = 0.775–0.988) and 0.824 (95% CI = 0.686–0.961),
respectively. The IL-8 levels did not correlate with the SAE patients' GCS scores.[11] Other studies reported higher IL-6 levels in patients with SAE compared with septic
patients without SAE.[12]
In their study comparing sepsis patients with SAE and matched healthy controls, Orhun
et al reported significantly increased IL-8, IL-6, and IL-10 and significantly decreased
TNF-α and IL-12 in patients with SAE as compared to healthy controls.[13] The levels of complement breakdown and activation products studied, such as C4d,
were also increased, while C5a and iC3b showed decreased levels in patients with SAE
compared to healthy individuals.[13]
Blood biomarkers reflecting inflammation, endothelial activation, and neuronal injury
were assessed and compared in patients with sepsis due to community-acquired pneumonia
with and without SAE.[14] From all the biomarkers studied, the most useful to discriminate between patients
with and without SAE were brain-derived neurotrophic factor (BDNF), regulated on activation
normal T-cell expressed and secreted protein (RANTES), and IL-10.[14] Patients with SAE had lower plasma levels of IL-10 and RANTES and higher levels
of BDNF compared to septic patients without SAE; the plasma levels of RANTES and BDNF
were significantly higher in patients with SAE compared to patients without sepsis
having delirium.[14]
In summary, as neuroinflammation is one of the pathophysiologic mechanisms involved
in SAE, several pro- and anti-inflammatory cytokines reflecting inflammation and oxidative
stress may help detect sepsis-induced brain injury. Several articles focus on the
correlation between SAE diagnosis, patients' outcomes, and inflammation-related biomarkers
from the interleukin family measured in plasma or CSF.[10]
[11]
[13]
[14] Recent articles utilize bioinformatics to identify potential SAE biomarkers and
validate their findings through clinical research.[10]
[11] Interestingly, specific biomarkers reflecting inflammation can differentiate between
septic patients with or without neurological dysfunction and between different types
of neurological dysfunction, for example, patients with SAE from nonseptic patients
with delirium.[14] Therefore, biomarkers that indicate are a promising area for developing convenient
diagnostic tools for SAE.
Neuronal and Glial Biomarkers of Brain Damage
In a study published in 2016, Zhang et al reported higher blood levels of proteins
S100A8, S100β, neuron-specific enolase (NSE), and tumor necrosis factor receptor-associated
factor 6 (TRAF6) in patients with SAE compared to non-SAE patients.[15] The levels of S100A8 and TRAF6 were also higher in septic patients without SAE compared
to healthy controls.[15] S100β is expressed in astrocytes, while S100A8 is primarily expressed by microglial
cells, which are among the first cells involved in immune defense. This likely explains
why S100A8 has better specificity for SAE diagnosis compared to S100β.[15] S100A8 levels of 1.93 ng/mL predicted SAE with 92.90% specificity and 69.00% sensitivity,
with an AUC ROC of 0.860, while S100β levels of 0.28 µg/L had 68.80% specificity and
83.30% sensitivity for SAE diagnosis, with an AUC ROC of 0.790.[15] TRAF6 is a member of the TRAFs superfamily of membrane adapter proteins, essential
for intracellular signaling in immune and nonimmune cells.[16] NSE is a glycolytic isoenzyme mostly found in mature neurons and oligodendrocytes,
and its release is associated with acute brain injury.[17] Zhang et al found that S100A8 demonstrated better specificity for SAE diagnosis
and mortality prediction compared to S100β and TRAF6 despite having lower sensitivity.[15] NSE had similar specificity as TRAF6 for SAE diagnosis prediction but lower sensitivity.[15]
Neurofilament light chain (Nf-L), a component of a complex called neurofilament, is
a protein found principally in large-caliber myelinated axons of central and peripheral
nervous system.[18] With axonal damage, it is released into the CSF and blood.[19] A recent study reported significantly higher CSF levels of soluble triggering receptor
expressed on myeloid cells 2 (sTREM2) and Nf-L and similar serum sTREM2 levels in
patients with SAE than in age-matched controls.[20] The microglia is the primary source of sTREM2. In the same study, the significant
correlation between CSF sTREM2 and Nf-L levels suggests the relation between glial
hyperactivity and neuroaxonal damage in SAE.[20] Although these biomarkers could be used for diagnosing SAE, their usefulness for
follow-up and outcome prediction in patients with sepsis and septic shock is limited.
The levels of sTREM2 in blood were not different between SAE and controls and did
not correlate with CSF levels despite the BBB disruption described in SAE.
Ehler et al evaluated the levels of Nf-L from the CSF and blood in a pilot study including
20 patients with sepsis and 5 patients without sepsis, and found that plasma Nf-L
levels were higher in sepsis compared to patients without sepsis, having a significant
increase from day 1 to day 7 only in septic patients.[21] The increase in plasma Nf-L levels over time was significantly greater in sepsis
patients experiencing delirium, as assessed by the CAM-ICU score, compared to those
without delirium. This increase also correlated with the extent of MRI findings suggesting
SAE.[21] In terms of prognosis prediction, plasma Nf-L values were strongly associated with
the severity of SAE and correlated with poorer functional outcomes after 100 days.
Additionally, the CSF Nf-L levels were higher in nonsurvivors compared to survivors.[21]
Another study suggested that serum-based neuronal and glial proteins (glial fibrillary
acidic protein [GFAP], and ubiquitin carboxyl-terminal hydrolase-L1 [UCH-L1]) could
be valuable for diagnosing SAE, predicting outcomes, and assessing long-term quality
of life in patients with sepsis.[22] Both GFAP and UCH-L1 levels could discriminate between septic patients with and
without SAE, with optimal cutoff values of 0.532 and 7.72 ng/mL, respectively, and
AUC ROC of 0.824 (95% CI: 0.738–0.892) and 0.812 (95% CI: 0.724–0.881), respectively.[22] In response to hypoxia, stress, and inflammation, septic patients experience increased
apoptosis and structural changes in specific brain areas, such as the amygdala, nuclei
tractus solitarii, and locus ceruleus. This process explains the release of neuronal
and glial proteins into the bloodstream due to the compromised BBB, which is associated
with neurological dysfunction.[22]
[23]
Another study reported significantly higher S100β and NSE levels in SAE patients compared
to patients without SAE. However, only S100β was correlated with the severity of brain
dysfunction and could predict the outcome of septic patients.[24] While S100β demonstrated a good sensitivity but low specificity for SAE diagnosis,
NSE had better specificity, but the efficacy and sensitivity were weak.[24] Interestingly, none of the two biomarkers could differentiate between the two main
types of SAE (type A manifested with agitation, confusion, irritability, seizures,
or type B with somnolence, stupor, and coma).[24] These results contradict a previous study by Piazza et al that reported increased
serum levels of S100β compared to reference ranges, without correlation with the severity
of neurological dysfunction or the patient's neurological outcome in a small group
of sepsis patients with SAE.[25] Nguyen et al reported increased S100β levels in 52% and increased NSE levels in
70% of their patients with SAE, with a correlation of S100β levels with type B encephalopathy.
In contrast, no correlation with encephalopathy type was reported for NSE levels.[26] In the same study, only increased S100β levels were associated with ICU mortality,
while GCS scores or NSE levels were not helpful for outcome prediction.[26] Wu et al measured the levels of S100β in septic patients on days 1 and 3 after ICU
admission and found higher S100β in both measurements in septic patients with SAE
than in non-SAE. However, only the S100β levels on day 3 independently correlated
with SAE after adjusting for confounders such as disease severity and sex.[12] This study reported a stronger correlation between GCS scores and S100β levels on
day 3 compared to day 1. It also found a higher incidence of encephalopathy, as well
as increased mortality rates at 28 and 180 days in septic patients whose S100β levels
rose from day 1 to day 3. These dynamic changes in S100β levels are useful for diagnosing
SAE and predicting patient outcomes.[12] A study found higher S100β levels and similar NSE and amyloid β peptide plasma levels
in patients with SAE compared to healthy controls.[13]
According to the study by Zhao et al, serum tau protein levels serve as a promising
biomarker. Specifically, when the tau protein level exceeds 71.96 pg/mL, it can predict
the development of SAE with 70.4% sensitivity and 72.0% specificity and an AUC ROC
of 0.770, with a 95% CI of 0.671 to 0.869.[27] In the septic patients studied, the ability to predict SAE using tau protein levels
was found to be more effective than using the Sequential Organ Failure Assessment
(SOFA) score.[27] Additionally, tau protein levels were significantly higher in nonsurviving patients
at 28 days compared to those who survived, indicating its potential value in predicting
outcomes.[27]
These findings show the usefulness of biomarkers reflecting microglial, astroglial
activation, and neuronal injury. The release of neuron-expressed proteins indicates
ongoing neurological damage, as they can pass through the damaged BBB and be measured
in blood. Astroglial biomarkers, such as proteins from the S100 family, are among
the most well-studied biomarkers for SAE diagnosis. They have a high accuracy for
SAE prediction and may also indicate the outcome of the septic patients.[10]
[12]
[15]
[24]
[25]
[26]
[28] However, the reported sensitivity and specificity for SAE diagnosis are variable
in different studies, depending on the population included and the biomarker cutoff
levels considered. The absolute values and changes of these biomarkers over time are
valuable; for example, S100β has a short half-life, and the levels decrease rapidly
when the brain damage ceases. Therefore, it is a valuable biomarker that reflects
the dynamic changes seen in SAE.[12]
Biomarkers of Endothelial Activation and Damage
The expression of adhesion molecules such as intercellular adhesion molecule 1 (ICAM-1),
vascular cell adhesion molecule 1 (VCAM-1) increases on the endothelial cells at the
level of BBB in sepsis.[8]
[29] In their study, Su et al measured the serum levels of soluble ICAM-1 (sICAM-1) and
soluble VCAM-1 (sVCAM-1) in patients with sepsis after 1, 3, and 7 days since sepsis
diagnosis and found that only serum sVCAM-1 measured on day 1 correlated independently
with SAE after adjusting for confounders.[30] The suggested cutoff value of sVCAM-1 on day 1 for predicting SAE was 1,900 ng/mL,
resulting in a sensitivity of 81.8% and a specificity of 61.9%, with an AUC ROC of
0.760 for SAE diagnosis.[30] Interestingly, in this study, the sVCAM-1 level gradually decreased from day 1 to
7 both in patients with and without SAE but remained higher in SAE in all three different
testing points.[30] Therefore, according to Su et al, the sVCAM-1 level on presentation is a better
SAE predictor than other adhesion molecules.[30]
Another biomarker relevant for diagnosing SAE is the amino-terminal C-type natriuretic
propeptide (NT-pro-CNP) that is produced in different tissues, but having the highest
concentrations in the brain.[28] In their study, Ehler et al reported higher plasma levels of S100B and NT-pro-CNP
in SAE patients compared to non-SAE, with similar CSF levels between the groups. In
SAE patients, the NSE levels increased in the CSF, while the plasma values were similar
across the groups.[28] Interestingly, mean CSF NT-pro-CNP levels were higher in patients with septic brain
lesions on MRI compared to those without brain lesions.[28] The relationship between inflammation and the release of NT-pro-CNP in CSF is supported
by the correlation between elevated levels of CSF NT-pro-CNP and IL-6, and plasma
procalcitonin levels.[28] NT-pro-CNP is considered a promising biomarker for SAE because its levels peak in
the early stages of sepsis. This means it can help predict the early development of
SAE and has a long life in circulation.[8]
[28]
These findings reveal the relevance of biomarkers of endothelial activation for SAE
diagnosis. Systemic inflammation leads to endothelial activation and damage involving
the BBB, primarily composed of microvascular endothelial cells. Endothelial dysfunction
is known to occur early, so endothelial-related biomarkers are among the earliest
to increase in sepsis.[8]
Other Markers
Changes in brain neurotransmitters, such as acetylcholine, resulting in disruption
of central cholinergic activity have been described as a possible pathophysiological
mechanism contributing to SAE.[31] However, the direct measurement of acetylcholine is not feasible due to the rapid
degradation in the synaptic cleft, and the erythrocytic acetylcholinesterase activity
(AChE-activity) can be used as a surrogate parameter of central cholinergic transmission.
The decrease of neurotransmitter acetylcholine due to the damage of cholinergic neurons
leads to altered activity of the surrogate parameter AChE-activity. In their study,
Zujalovic et al demonstrated a statistically significant change in AChE-activity for
at least 5 consecutive days compared to baseline in septic patients with SAE, while
no significant changes in AChE-activity were reported in nonseptic patients, even
in those with delirium.[32] According to their results, the longitudinal measurement of AChE activity could
be helpful in the diagnosis of SAE.
Another study reports changes in plasma metabolites in patients with SAE, the most
relevant finding being increased plasma levels of 4-hydroxyphenylacetic acid in SAE
compared to matched controls.[33] The levels of this metabolite also correlated with severity scores (Acute Physiology
and Chronic Health Evaluation [APACHE], SOFA) and GCS.[33] Nonhepatic hyperammonemia was correlated with GCS score and an increased risk of
SAE in sepsis.[34] According to the study by Zhao et al, the blood ammonia level was an independent
risk factor for long-term prognosis in patients with sepsis.[34]
Discussion
The diagnosis of SAE is challenging since it is an exclusion diagnosis mainly based
on clinical neurological examination of the patients. The challenges are linked to
(1) the wide range of clinical symptoms of SAE, (2) the requirement to rule out other
neurological disorders or causes of metabolic encephalopathy, and (3) the lack of
specificity in additional diagnostic tests that may be employed.
Not only the clinical manifestations of SAE may be highly variable, from agitation
or mild delirium to seizures and coma, but also the time of SAE occurrence can differ
depending on the severity of the infection and patient characteristics. Additionally,
the clinical evaluation of patients with sepsis can be challenging, especially in
critically ill patients who present with associated conditions such as fever or hypothermia,
pain, acid–base, and electrolyte disturbances or are sedated to facilitate mechanical
ventilation or different procedures. Therefore, it is easy to understand why the neurological
examination of those patients and excluding contributing factors other than sepsis
is challenging. In clinical settings, neurologists frequently encounter the difficulty
of determining whether the sudden appearance of neurological symptoms is caused by
a primary CNS condition (like stroke or meningitis/encephalitis) or it is secondary
to sepsis. This distinction is critical, as any delay in diagnosing the issue can
result in severe consequences. Unfortunately, to date, there is no simple measurement
or validated biomarker that can distinguish between a primary CNS condition and SAE.
Other investigations may be added to clinical examinations or in the cases where the
clinical neurologic examination cannot be performed or is incomplete. Imaging techniques
such as CT or MRI, transcranial Doppler ultrasonography, and EEG can be used to diagnose
SAE. However, the results of these investigations lack specificity for SAE, and there
are no clear recommendations on which investigation to perform to establish the diagnosis
of SAE. Moreover, some of these investigations require patient transportation outside
the ICU (CT and MRI), which is not feasible and can be dangerous in case of unstable
patients; they are time-consuming, their results can be influenced by sedation (EEG),
and the equipment needed is costly and not available in many places.
SAE is a common finding in sepsis patients, with a reported incidence of more than
70% depending on the studied population.[1]
[2]
[4] The diagnosis of SAE is essential in clinical practice, as it is associated with
higher short-term mortality and long-term complications.[1]
[35] Sometimes, the neurological dysfunction manifests early and represents the first
organ dysfunction. Thus, early identification of SAE may be crucial for prompt sepsis
diagnosis and high-risk patient recognition. Therefore, diagnosing SAE using biomarkers
would be valuable in clinical practice, allowing testing independent from sedative
medications and decreasing the need for sedation breaks or patient transport outside
the ICU for imagistic investigations. In medicine, biomarkers are largely used as
measurable indicators for certain diseases, for example, troponin for acute coronary
syndromes, serum creatinine for renal failure, or cancer biomarkers. Depending on
the biomarkers used and techniques developed, this approach may reduce the cost of
the differential diagnosis of encephalopathy in septic patients and patient care.
Moreover, selected biomarkers may be more sensitive for SAE detection and less time-consuming
than neuropsychiatric examination and repetitive assessment using delirium scales
or brain MRI.[10]
According to the findings from the articles reviewed, promising biomarkers exist for
diagnosing and predicting the prognosis of SAE. These biomarkers reflect various factors,
including inflammation, endothelial activation and damage, astrocytic and microglial
activation, neuronal injury, and metabolism changes. When compared between studies,
the reported sensitivity and specificity of the biomarkers for diagnosing SAE varied
depending on the population included and the biomarker cutoff levels considered. When
assessing sepsis-induced brain injury, evaluating extracellular secretory proteins
or biomarkers reflecting neuronal damage in CSF may have better sensitivity and specificity
for an early diagnosis of SAE than blood biomarkers. However, assessing CSF biomarkers
is more difficult in clinical practice, and since the BBB is disrupted early in the
septic process, protein structures can pass through, and their blood levels parallel
the CNS levels.
As SAE has a complex pathophysiology, depends on various factors related to both the
infectious disease and the patient, and has different degrees of severity and dynamic
evolution, future research should consider that a panel of biomarkers may be more
appropriate for diagnosis than a single one. Also, since brain injury in sepsis is
an evolving process, the trend over time of biomarkers may be valuable not only for
diagnosis but also for predicting prognosis.
Since the SAE diagnosis is established mainly by clinical evaluation, most studies
focused on the correlation between the clinical manifestations or the scoring systems
for consciousness or delirium assessment and the biomarker levels for assessing the
usefulness of biomarkers in SAE diagnosis. Such an approach is helpful. However, future
studies should also assess the relationship between biomarkers and various investigations
used for SAE diagnosis (CT, EEG, MRI). Future studies should also include patients
with neurological disorders not related to sepsis and assess which biomarkers can
differentiate between the acute neurological disturbances induced by sepsis and those
resulting from other pathological processes.
The use of biomarkers for SAE diagnosis is still in the early stage of development.
Currently, no specific and standardized biomarker is recommended for SAE diagnosis.
Future studies need to address unanswered questions, such as the recommended panel
of biomarkers, the timing of biomarker measurements, their cutoff values, specificity
and sensitivity for SAE diagnosis, and their relation with SAE severity and patient
outcomes.