Subjects and Methods
Sample Size
Sample size at the required absolute precision level of 90% for sensitivity and specificity
was calculated using Buderer's formula.[4] The prevalence rate of ESBL production was taken as 40% based on a previous study.[5] As the prevalence of AmpC β-lactamase and carbapenemase production was unknown,
a prevalence of 50% was assumed. The calculated minimum sample size required was 89.
Bacterial Isolates
A total of 176, nonduplicate, clinically significant, urinary isolates of Enterobacteriaceae from adults with urinary tract infection (UTI) managed at the outpatient department,
medical and surgical units, and intensive care units of two hospitals in the Western
Province of Sri Lanka (Sri Jayawardenapura General Hospital and the Neville Fernando
Teaching Hospital, Malabe) in 2015 and 2016 were included in the study. Written informed
consent was obtained from the patients when collecting urine samples. Community-acquired
UTI and hospital acquired UTI were categorized based on criteria listed by CDC/National
Healthcare Safety Network.[6] Speciation of the isolates was done using colony morphology on cysteine lactose
electrolyte deficient agar, Gram stain appearance, biochemical testing Indole, Methyl
Red, Voges-Proskauer, Citrate (IMViC),[7] and the use of a commercial identification kit Thermo Scientific™ RapID™ ONE System.
PCR to Detect ESBLs, AmpC β-Lactamases, and Carbapenamase Genes
Isolates were subcultured on blood agar and incubated at 37°C in air for 24 hours
to obtain single colony growth. A suspension of bacteria was made in ultrapure water
to McFarland standard 2.0 and heated at 95°C for 10 minutes and centrifuged at 13,000 g
for 1 minute to pellet cell debris. The supernatant was used as the template for subsequent
polymerase chain reaction (PCR) assays. All PCR assays were performed at the Faculty
of Medicine, University of Colombo, using validated assays.
Conventional simplex PCR was used to detect the presence of ESBL genes (bla
TEM, bla
SHV,
bla
CTX-M, bla
OXA types), AmpC β-lactamase genes (bla
CMY, bla
DHA, bla
FOX, bla
MOX, bla
ACC, bla
MIR, bla
ACT), and carbapenamase genes (bla
KPC, bla
VIM, bla
IMP, bla
NDM, bla
OXA-48-like).[8-11] PCR was considered negative if it failed to amplify the target of expected size
after at least three attempts. PCR products were sequenced by Sanger sequencing to
identify the different β-lactamase gene variants. PCR products were purified and sequenced
in both directions using the same primer pairs as used for PCR amplification. Sanger
sequence service was provided by Macrogen, Korea. The sequences were analyzed using
the SeqMan (Lasergene 6) software tool and subjected to homology search using BLASTn
(http://www.ncbi.nlm.nih.gov/) (NCBI, United States).[12].
Phenotypic Tests to Detect ESBLs, AmpC β-Lactamases, and Carbapenamases
The phenotypic tests used to detect ESBL production were the Clinical and Laboratory
Standards Institute (CLSI) screening method, the combined disc test (CDT),[13] and the modified double disc synergy test (MDDST).[3] Tests used to detect AmpC β-lactamase production were the cefoxitin screening test
and cefotetan screening test,[14] AmpC induction test,[15] and AmpC disc test.[16] Tests used to detect carbapenemase production were the CLSI screening method,[13] modified Hodge test (MHT),[17] the ethylenediamine tetraacetic acid (EDTA)/double-disc synergy test (EDTA-DDST),[18-20] and the modified carbapenem inactivation method (mCIM).[13]
Quality control was maintained using Escherichia coli ATCC 25922 (negative ESBL control) and Klebsiella pneumoniae ATCC 700603 (positive ESBL control) for the ESBL phenotypic tests, an in-house AmpC
β-lactamase positive strain and an in-house AmpC β-lactamase negative strain of K. pneumoniae for the AmpC β-lactamase phenotypic tests, K. pneumoniae ATCC BAA- 1705 as the positive control for KPC type carbapenemase, an in-house K. pneumoniae strain as the positive control for New Delhi metallo β-lactamase (NDM) and OXA-48
like carbapenemases and K. pneumoniae ATCC BAA- 1706 as the negative control for all the carbapenemase phenotypic tests.
Evaluation of Phenotypic Laboratory Tests to Detect ESBLs, AmpC β-Lactamases, and
Carbapenamases
The performance (sensitivity [Se], specificity [Sp], positive predictive value [PPV],
negative predictive value [NPV], and accuracy [Ac]) of the phenotypic tests was evaluated
using PCR as the gold standard. Statistical analysis was done following the methods
described by Marchiaro et al,[21] Jansonius[22] and Bayes' theorem.
PCR to Detect Omp Mutations in Isolates Giving a False Positive Result in Screening
Tests for Carbapenemase
One isolate of E. coli and four isolates of K. pneumoniae that showed resistance to carbapenems in one or more phenotypic test but did not
harbor any of the main carbapenemase genes were further analyzed for omp mutations. PCR was performed to amplify the genes coding for major outer membrane
proteins (OMPs) and the resulting ompC, ompF, ompK35, and ompK36 genes were sequenced. The sequences were analyzed using the SeqMan software tool
and subjected to homology search using BLASTn for the determination of identities
(NCBI, United States).[23] Deduced protein sequences for OMPs were aligned against the reference sequences
using the ClustalW sequence alignment software to identify variations.[24]
Results
PCR and Sequencing of Genes Coding for ESBLs, AmpC β-Lactamases, and Carbapenamases
Genes coding for ESBLs, AmpC β-lactamases or carbapenamases were present in 147 of
the 176 isolates (83.5%). ESBL genes, all belonging to the CTX-M15 type, were identified
in 131 isolates (76.7%), AmpC β-lactamase genes, CMY (n = 60), DHA (n = 10), and ACT (n = 6) types, in 75 (42%) isolates and carbapenemase genes, NDM (n = 24) and OXA-48-like (n = 11) in 34 (19%) isolates. The majority (90/147, 61%) were present in combinations
of two or more types of β-lactamase genes ([Table 1]).
Table 1
β-lactamase genes identified in Enterobacteriaceae isolates (n = 147)
Bacterial species
|
β-lactamase genes
|
No. of isolates
|
Escherichia coli
|
ESBL only
|
|
bla
CTX-M
|
43
|
Klebsiella sp.
|
bla
CTX-M
|
5
|
E. coli
|
AmpC β
-
lactamase only
bla
CMY
|
6
|
bla
CMY + bla
DHA
|
1
|
Klebsiella sp.
|
bla
CMY
|
2
|
bla
CMY + bla
DHA
|
2
|
Enterobacter sp.
|
bla
ACT
|
1
|
E. coli
|
ESBL + AmpC β
-
lactamase
|
|
bla
CTX-M + bla
CMY
|
33
|
bla
CTX-M + bla
CMY + bla
DHA
|
2
|
bla
CTX-M + bla
DHA
|
2
|
Klebsiella sp.
|
bla
CTX-M + bla
CMY
|
4
|
bla
CTX-M + bla
DHA
|
1
|
Enterobacter sp.
|
bla
CTX-M
+bla
ACT
|
5
|
Other Enterobacteriaceae
|
bla
CTX-M + bla
CMY
|
4
|
bla
CTX-M + bla
DHA
|
2
|
E. coli
|
ESBL + AmpC β
-
lactamase + carbapenemase
|
|
bla
CTX-M + bla
CMY + bla
NDM
|
1
|
Klebsiella sp.
|
bla
CTX-M
+bla
CMY + bla
NDM
|
1
|
bla
CTX-M
+bla
CMY + bla
OXA-48-like
|
1
|
bla
CTX-M
+bla
DHA + bla
OXA-48-like
|
1
|
Enterobacter sp.
|
bla
CTX-M
+bla
ACT
+bla
NDM
|
1
|
bla
CTX-M + bla
ACT + bla
NDM + bla
OXA-48-like
|
1
|
E. coli
|
ESBL + carbapenemase
|
|
bla
CTX-M + bla
NDM
|
5
|
bla
CTX-M + bla
OXA-48-like
|
3
|
Klebsiella sp.
|
blaCTX-M
+ blaNDM
|
11
|
bla
CTX-M + la
OXA-48
like
|
2
|
Other Enterobacteriaceae
|
bla
CTX-M + bla
NDM
|
2
|
bla
CTX-M
+bla
OXA-48
like
|
1
|
E. coli
|
AmpC β
-
lactamase +carbapenemase
|
|
bla
CMY + bla
DHA + bla
NDM
|
2
|
Klebsiella sp.
|
bla
CMY + bla
DHA + bla
OXA-48-like
|
1
|
Enterobacter sp.
|
la
ACT
+bla
OXA-48-like
|
1
|
|
|
147
|
Abbreviation: ESBL, extended spectrum β-lactamases.
Evaluation of Phenotypic Tests for Screening and Confirmation of ESBL Production
Of the 176 Enterobacteriaceae isolates, of which 131 harbored genes coding for ESBLs, 141 isolates (true positive,127;
false positive,16; true negative, 29; false negative, 4), 125 isolates (true positive,120;
false positive, 5, true negative, 40; false negative, 11), 130 isolates (true positive,127;
false positive, 3; true negative, 42; false negative, 4), 131 isolates (true positive,127;
false positive, 4; true negative, 41; false negative, 4), and 133 isolates (true positive,123;
false positive, 10; true negative, 35; false negative, 8) were identified as ESBL
producers in the CLSI screening test using cefpodoxime, ceftazidime, cefotaxime, ceftriaxone,
and aztreonam discs respectively. The MDDST identified 129 isolates (true positive,
128; false positive,1; true negative, 44; false negative, 3) and the CDT identified
125 isolates (true positive, 124; false positive, 1; true negative, 44; false negative,
7) as ESBL producers, respectively.
The Se, Sp, PPV, NPV, and Ac for the five antibiotic discs in the CLSI screening test,
MDDST and CDT in detecting ESBL production are shown in [Table 2].
Table 2
Performance parameters of phenotypic tests in detecting ESBL production in Enterobacteriaceae
|
CLSI screening test
|
MDDST
|
CDT
|
Cefpodoxime 10µg
|
Ceftazidime 30µg
|
Cefotaxime 30µg
|
Ceftriaxone 30µg
|
Aztreonam 30µg
|
Se (%)
|
97
|
92
|
97
|
97
|
94
|
98
|
94
|
Sp (%)
|
65
|
88
|
93
|
91
|
78
|
98
|
98
|
PPV (%)
|
65
|
85
|
91
|
87
|
74
|
97
|
97
|
NPV (%)
|
97
|
94
|
98
|
98
|
95
|
98
|
96
|
Accuracy (%)
|
77
|
89
|
94
|
93
|
84
|
97
|
96
|
Abbreviations: CDT, combined disc test; CLSI, Clinical and Laboratory Standards Institute;
ESBL, extended spectrum β-lactamases; MDDST, modified double disc synergy test; NPV,
negative predictive value; PPV, positive predictive value; Se, sensitivity; Sp, specificity.
False positive results in one or more ESBL phenotypic tests were seen in 16 isolates
and false negatives were seen in 23 isolates ([Table 3]).
Table 3
Isolates giving false positive and false negative results in ESBL phenotypic tests
Bacterial species
|
β-lactamase genes
|
Phenotypic tests giving false positive results
|
No. of isolates
|
Escherichia coli
|
AmpC β
-
lactamase + carbapenemase
bla
CMY + bla
DHA + bla
NDM
|
Screening with cefpodoxime, ceftazidime, cefotaxime, ceftriaxone and aztreonam
|
2
|
Enterobacter sp.
|
bla
ACT
+bla
OXA-48-like
|
Screening with cefpodoxime; MDDST, CDT
|
1
|
Klebsiella sp.
|
AmpC β
-
lactamase +
omp
mutation
bla
CMY
+omp36 mutation
|
Screening with cefpodoxime, ceftazidime, cefotaxime, ceftriaxone and aztreonam
|
1
|
E. coli
|
AmpC β
-
lactamase
bla
CMY
|
Screening with cefpodoxime and aztreonam
|
4
|
|
bla
CMY
|
Screening with cefpodoxime
|
2
|
|
bla
CMY + bla
DHA
|
Screening with cefpodoxime, ceftriaxone and aztreonam
|
1
|
Klebsiella sp.
|
bla
CMY
|
Screening with cefpodoxime and aztreonam
|
2
|
|
bla
CMY + bla
DHA
|
Screening with cefpodoxime
|
2
|
Enterobacter sp.
|
bla
ACT
|
Screening with cefpodoxime
|
1
|
Bacterial species
|
β-lactamase genes
|
Phenotypic tests giving false positive results
|
No. of isolates
|
|
ESBL + AmpC β
-
lactamase
|
|
|
E. coli
|
bla
CTX-M
+bla
CMY
|
CDT
|
6
|
Enterobacter sp.
|
bla
CTX-M
+bla
ACT
|
CDT
|
1
|
E. coli
|
ESBL only
bla
CTX-M
|
Screening with cefpodoxime, ceftazidime, cefotaxime, ceftriaxone and aztreonam
|
3
|
|
|
Screening with cefotaxime and ceftazidime
|
1
|
|
|
Screening with ceftazidime and aztreonam
|
2
|
|
|
Screening with ceftazidime
|
4
|
|
|
Screening with ceftriaxone and aztreonam
|
1
|
|
|
Screening with aztreonam
|
1
|
Klebsiella sp.
|
blaCTX-M
|
Screening with ceftazidime and aztreonam
|
1
|
|
blaCTX-M
|
MDDST
|
2
|
|
blaCTX-M
|
Screening with cefpodoxime, MDDST
|
1
|
Abbreviations: CDT, combined disc test; ESBL, extended spectrum β-lactamases; MDDST,
modified double disc synergy test.
Evaluation of Phenotypic Tests for Screening and Confirmation of AmpC β-Lactamase
Production
Of the 176 Enterobacteriaceae isolates, 75 harbored genes coding for AmpC β-lactamases. Hundred isolates (true
positive, 73; false positive, 27; true negative, 74; false negative, 2), 65 isolates
(true positive, 43; false positive, 22; true negative,79; false negative, 32), 54
isolates (true positive, 44; false positive, 10; true negative, 91; false negative,
32), and 95 isolates (true positive, 71; false positive, 24; true negative, 83; false
negative,3) were identified as AmpC β-lactamase producers by screening with cefoxitin,
screening with cefotetan, AmpC induction test, and with AmpC disc test, respectively.
The performance parameters of these phenotypic tests are presented in [Table 4]. False positive results in one or more AmpC β-lactamase phenotypic tests were seen
in 33 isolates and false negative results were seen in 32 isolates ([Table 5]).
Table 4
Performance parameters of phenotypic methods to detect AmpC β-lactamase production
in Enterobacteriaceae
|
Screening with CLSI breakpoints
|
AmpC induction test
|
AmpC
disc test
|
Cefoxitin 30µg
|
Cefotetan 30µg
|
Se (%)
|
97
|
66
|
57
|
96
|
Sp (%)
|
73
|
78
|
90
|
82
|
PPV (%)
|
78
|
75
|
85
|
80
|
NPV (%)
|
96
|
70
|
68
|
95
|
Accuracy (%)
|
85
|
72
|
74
|
86
|
Abbreviations: CLSI, Clinical and Laboratory Standards Institute; NPV, negative predictive
value; PPV, positive predictive value; Se, sensitivity; Sp, specificity.
Table 5
Isolates giving false positive and false negative results in AmpC β-lactamase phenotypic
tests
Bacterial species
|
β-lactamase genes
|
Phenotypic tests giving false positive results
|
No. of isolates
|
Escherichia coli
|
ESBL + carbapenemase
bla
CTX-M + bla
NDM
|
Screening with cefoxitin and cefotetan; AmpC disc test
|
5
|
|
bla
CTX-M + bla
OXA-48
like
|
Screening with cefoxitin, AmpC induction test
|
2
|
|
|
Screening with cefoxitin, cefotetan
|
1
|
Klebsiella sp.
|
bla
CTX-M + bla
NDM
|
Screening with cefoxitin and cefotetan; AmpC disc test
|
9
|
|
bla
CTX-M + bla
NDM
|
Screening with cefoxitin and cefotetan; AmpC induction test, AmpC disc test
|
2
|
|
bla
CTX-M + bla
OXA-48-like
|
Screening with cefoxitin
|
2
|
Other Enterobacteriaceae
|
bla
CTX-M + bla
NDM
|
Screening with cefoxitin and cefotetan; AmpC disc test
|
2
|
|
bla
CTX-M
+bla
OXA-48
like
|
Screening with cefoxitin
|
1
|
E. coli
|
ESBL +
omp
mutation
bla
CTX-M + ompF mutation
|
Screening with cefoxitin, cefotetan
|
1
|
Klebsiella sp.
|
bla
CTX-M +
omp36 mutation
|
Screening with cefoxitin, cefotetan
|
2
|
E. coli
|
ESBL only
bla
CTX-M
|
AmpC induction test
|
2
|
Klebsiella sp.
|
bla
CTX-M
|
AmpC induction test
|
4
|
Bacterial species (n)
|
β-lactamase genes
|
Phenotypic tests yielding false negative results
|
No. of isolates
|
E. coli
|
ESBL + AmpC β
-
lactamase
bla
CTX-M + bla
CMY
|
Screening with cefotetan; AmpC induction test
|
12
|
|
bla
CTX-M + bla
DHA
|
Screening with cefoxitin, cefotetan; AmpC induction test, Amp C disc test
|
2
|
Klebsiella sp.
|
bla
CTX-M + bla
CMY
|
Screening with cefotetan; AmpC induction test
|
4
|
|
bla
CTX-M + bla
DHA
|
Screening with cefotetan; AmpC induction test, Amp C disc test
|
1
|
Enterobacter sp.
|
bla
CTX-M
+bla
ACT
|
Screening with cefotetan; AmpC induction test
|
3
|
Klebsiella sp.
|
AmpC β
-
lactamase only
bla
CMY + bla
DHA
|
Screening with cefotetan; AmpC induction test, Amp C disc test
|
2
|
E. coli
|
bla
CMY
|
Screening with cefotetan; AmpC induction test
|
5
|
Klebsiella sp.
|
bla
CMY
|
Screening with cefotetan; AmpC induction test
|
2
|
Enterobacter sp.
|
bla
ACT
|
Screening with cefotetan; AmpC induction test
|
1
|
Abbreviation: ESBL, extended spectrum β-lactamases.
Evaluation of Phenotypic Tests for Screening and Confirmation of Carbapenemase Production
Of the 176 Enterobacteriaceae isolates, 34 harbored genes coding for carbapenemases. Thirty-nine isolates (true
positive, 29; false positive, 10; true negative, 132; false negative,5), 39 isolates
(true positive, 33; false positive, 6; true negative, 136; false negative,1), and
48 isolates (true positive, 32; false positive, 16; true negative, 126; false negative,
2) were identified as carbapenemase producers by screening with the imipenem, meropenem,
and ertapenem, respectively.
There were 24 isolates harboring bla
NDM genes. In the phenotypic tests to detect carbapenemases, 26 isolates (true positive,
23; false positive, 3, true negative, 138; false negative, 1), 24 isolates (true positive,
16; false positive, 8, true negative, 133; false negative, 8), and 27 isolates (true
positive, 23; false positive, 4, true negative, 137; false negative, 1) were positive
by mCIM, MHT, and EDTA-DDST test, respectively. There were 11 isolates harboring bla
OXA-48 like genes. In the phenotypic tests used to confirm carbapenemase production, 14 isolates
(true positive, 11; false positive, 3, true negative, 139; false negative, 0), 19
isolates (true positive, 11; false positive, 8, true negative, 134; false negative,
0), and 12 isolates (true positive, 8; false positive, 4, true negative, 138; false
negative, 3) were positive by mCIM, MHT, and EDTA-DDST test, respectively. Overall,
36 isolates (true positive, 33; false positive, 3, true negative, 139; false negative,
1), 34 isolates (true positive, 26; false positive, 8, true negative, 134; false negative,
8), and 34 isolates (true positive, 30; false positive, 4, true negative, 138; false
negative, 4) were positive by mCIM, MHT, and EDTA-DDST test, respectively.
The performance of these tests in detecting NDM type carbapenemases, OXA-48 like carbapenemases,
and in detecting both type of carbapenemases is shown in [Table 6]. False positives in the phenotypic tests to detect carbapenemases were seen in 16
isolates and false negative results were seen in 15 isolates ([Table 7]).
Table 6
Performance parameters of phenotypic methods to detect carbapenemase production in
Enterobacteriaceae
|
Screening with CLSI breakpoints
|
mCIM in detecting NDM carbapenemase
|
MHT in detecting NDM carbapenemase
|
EDTA-DDST in detecting NDM detecting type carbapenemase
|
mCIM in detecting OXA-48 like carbapenemase
|
MHT in detecting OXA-48 like carbapenemase
|
EDTA- DDST in detecting OXA-48 like carbapenemase
|
mCIM in detecting both carbapenemase production
|
MHT in detecting both carbapenemase production
|
EDTA- DDST in detecting both carbapenemase production
|
Imipenem (mm)
|
Meropenem (mm)
|
Ertapenem (mm)
|
Se (%)
|
85
|
97
|
94
|
96
|
67
|
96
|
100
|
100
|
73
|
97
|
76
|
88
|
Sp (%)
|
93
|
96
|
90
|
98
|
94
|
97
|
98
|
94
|
97
|
98
|
94
|
97
|
PPV (%)
|
92
|
96
|
90
|
98
|
92
|
97
|
98
|
95
|
96
|
98
|
93
|
97
|
NPV (%)
|
86
|
97
|
94
|
96
|
74
|
96
|
100
|
100
|
78
|
97
|
80
|
89
|
Accuracy (%)
|
89
|
96
|
92
|
97
|
80
|
96
|
99
|
97
|
85
|
97
|
85
|
93
|
Abbreviations: CLSI, Clinical and Laboratory Standards Institute; EDTA-DDST, ethylenediamine
tetraacetic acid-double-disc synergy test; mCIM, modified carbapenem inactivation
method; MHT, modified Hodge test; NPV, negative predictive value; PPV, positive predictive
value; Se, sensitivity; Sp, specificity.
Table 7
Isolates giving false positive and negative results in carbapenemase phenotypic tests
Bacterial species
|
β-lactamase genes
|
Phenotypic tests giving false positive results
|
No. of isolates
|
Escherichia coli
|
bla
CTX-M + ompF mutation
|
Screening with ertapenem, imipenem; EDTA-DDST
|
1
|
Klebsiella sp.
|
bla
CTX-M
+omp36 mutation
|
Screening with imipenem, ertapenem, meropenem; EDTA-DDST, MHT
|
2
|
|
bla
CMY + omp36 mutation
|
Screening with ertapenem, meropenem
|
1
|
|
bla
CTX-M + bla
DHA
+omp36 mutation
|
Screening with ertapenem, imipenem, meropenem; MHT
|
1
|
E. coli
|
bla
CTX-M + bla
CMY
|
Screening with meropenem, imipenem; mCIM
|
1
|
|
|
Screening with ertapenem; mCIM, EDTA-DDST, MHT
|
1
|
|
|
Screening with imipenem, ertapenem; mCIM
|
1
|
|
|
Screening with ertapenem; MHT
Screening with ertapenem
|
1
1
|
Klebsiella sp.
|
bla
CTX-M + bla
CMY
|
Screening with imipenem, ertapenem, meropenem; MHT
|
1
|
|
|
Screening with imipenem; mCIM
|
1
|
Other Enterobacteriaceae
|
bla
CTX-M + bla
CMY
|
Screening with imipenem, ertapenem; MHT
|
1
|
E. coli
|
bla
CTX-M
|
Screening with ertapenem; mCIM
|
1
|
Klebsiella sp.
|
bla
CTX-M
|
Screening with imipenem, ertapenem; mCIM
|
1
|
Bacterial
species
|
β-lactamase genes
|
Phenotypic tests giving false negative results
|
No. of isolates
|
E. coli
|
bla
NDM
|
MHT
|
3
|
|
bla
OXA-48-like
|
Screening with imipenem
|
1
|
|
|
EDTA-DDST
|
1
|
Klebsiella sp.
|
bla
NDM
|
MHT
|
4
|
|
|
MHT, EDTA-DDST
|
1
|
|
|
Screening with imipenem, ertapenem; mCIM
|
1
|
|
|
Screening with imipenem, meropenem, ertapenem
|
1
|
|
|
Screening with imipenem
|
1
|
|
bla
OXA-48-like
|
EDTA-DDST
|
1
|
Other Enterobacteriaceae
|
bla
OXA-48-like
|
Screening with imipenem, EDTA-DDST
|
1
|
Abbreviations: EDTA-DDST, ethylenediamine tetraacetic acid-double-disc synergy test;
mCIM, modified carbapenem inactivation method; MHT, modified Hodge test.
Discussion
Antimicrobial resistance in gram-negative bacteria, particularly Enterobacteriaceae, is increasing globally. This is mainly due to the dissemination of strains producing
ESBLs, AmpC β-lactamases, and carbapenemases.
Detecting ESBL producers in the clinical microbiology laboratory by phenotypic testing
is increasingly challenging due to geographic variation in ESBL type. Although cefotaxime,
ceftriaxone, and cefpodoxime showed equal sensitivity (∼97%) in the CLSI screening
test for ESBLs, cefotaxime and ceftriaxone showed better performance in terms of the
other parameters (Sp, PPV, NPV) in this population of CTX-M type ESBL producers. Cefotaxime
has been shown, previously, to be a better substrate to detect CTX-M type ESBLs while
ceftazidime was better at screening for TEM and SHV type ESBLs.[25]
[26] The lesser specificity of cefpodoxime has also been described previously.[25]
In this study, production of AmpC β-lactamases was shown to give rise to false positives
in the CLSI screening test. This has been described previously, and it has even been
recommended to use the CLSI screening test to screen for AmpC β-lactamases as well.[27] However, the MDDST and CDT demonstrated good accuracy for the confirmation of ESBL
production and were able to distinguish the false positives identified on screening.
Interference in the confirmatory tests due to AmpC β-lactamase coproduction was not
as pronounced in this population as that described previously.[25] However, false negative results in the CDT were seen in a small number of isolates
coproducing ESBLs and AmpC β-lactamases. Interestingly, a false positive result in
both the MDDST and the CDT was seen in an isolate producing a combination of AmpC
β-lactamase and OXA-48-like carbapenemase. This may be due to inhibition of the OXA-48-like
carbapenemase by the β-lactamase inhibitors.[23]
The AmpC β-lactamase types detected in the study isolates were CMY, DHA, and ACT,
with CMY and DHA as the most prevalent. Screening for AmpC β-lactamases using the
cefotetan disc and the AmpC induction test showed poor performance. Although screening
for AmpC using cefoxitin was highly sensitive (97%), specificity was extremely low
(73%). The AmpC disc test also displayed a high (96%) sensitivity but low (82%) specificity.
The low specificity of the cefoxitin screening test has been noted previously.[28]
[29] The lower specificity of the AmpC disc test in our study compared with previous
reports[28] maybe due to the presence of carbapenemase producers in our collection of isolates
as the false positives in both the cefoxitin screening and the AmpC disc test were
mainly seen in isolates harboring combinations of ESBL and carbapenemase genes. A
few isolates giving false positives in the cefoxitin screening test had omp mutations potentially resulting porin loss.[29]
Of the three carbapenem discs used to screen for carbapenemase production using CLSI
breakpoints, meropenem showed relatively better performance followed by ertapenem
and imipenem in this study featuring isolates with NDM type and OXA-48 like carbapenemases.
Meropenem has been previously found to be the better substrate to detect these carbapenemase
types.[30]
[31] False positive screening results for carbapenemases were seen for imipenem and meropenem
in four, and for ertapenem in five, isolates that lacked any known carbapenemase genes
but were found to have carry mutations in the omp gene that may have affected porin function.[29] False positives were also seen in isolates harboring combinations of ESBL and AmpC
β-lactamase genes as previously described,[30] probably due to overexpression of AmpC β-lactamases. However, surprisingly, two
isolates with only ESBL genes also gave false positive results in the CLSI screening
test for carbapenemases, with ertapenem (n = 2) and imipenem (n = 1). Hydrolysis of ertapenem by CTX-M type ESBLs has been discussed by Wang et al.[32]
When considering the performance of the mCIM, MHT, and EDTA-DDST tests in detecting
carbapenemases, mCIM and MHT had good test parameters in detecting OXA-48-like carbapenemases
and mCIM and EDTA-DDST had good test parameters in detecting NDM type carbapenemases.
However, MHT showed poor performance in detecting NDM carbapenemases and EDTA-DDST
showed poor performance in detecting OXA-48-like carbapenemases. In addition, porin
loss, combined with ESBL or AmpC β-lactamase production, has been previously shown
to give false positive results in some phenotypic tests for carbapenemases, such as
MHT.[33] Overall mCIM showed the best performance in identifying any carbapenemase and even
the five isolates with omp mutations that were wrongly identified as carbapenemase producers in the CLSI screening
tests were correctly identified by mCIM.
In conclusion, variation in the types of ESBLs, AmpC β-lactamases, and carbapenemases
produced by Enterobacteriaceae affects the performance of phenotypic tests used to detect β-lactamases. When selecting
a phenotypic test, it is important to select one that is least affected by coexisting
β-lactamases and other resistance mechanisms prevalent in the particular geographic
region. In this study population, consisting of isolates coproducing CTX-M ESBLs,
AmpC β-lactamases and NDM and OXA-48-like carbapenemases, the MDDST was identified
as the better test to identify ESBLs, screening with cefoxitin and AmpC disc test
was found to have good sensitivity albeit low specificity in identifying AmpC production,
meropenem was found to be a good substrate to screen for carbapenemases rather than
ertapenem or imipenem, and mCIM was the better test to confirm carbapenemase production
with minimal interference by other β-lactamases and porin changes.