Abbreviations
ACG:
American College of Gastroenterology
ASA:
American Society of Anesthesiology
CEA:
carcinoembryonic antigen
CT:
computed tomography
EUS:
endoscopic ultrasound
FNA:
fine needle aspiration
ICER:
Incremental Cost-Effectiveness Ratio
IMP:
integrated molecular pathology
INHB:
Incremental Net Health Benefit
IPMN:
intraductal papillary mucinous neoplasms
LOH:
loss of heterozygosity
MCN:
mucinous cystic neoplasms
NHB:
Net Health Benefit
NNT:
Number Needed to Treat
PCN:
pancreatic cystic neoplasms
PFTG:
PathFinder TG
QALY:
quality-adjusted life-years
SCN:
serous cystic neoplasms
WTP:
Willingness to Pay
Introduction
In clinical practice, pancreatic cystic neoplasms (PCN) are being increasingly discovered
on abdominal imaging studies performed for unrelated indications. Over 90 % of incidental
PCNs can be broadly categorized as mucinous or non-mucinous [1]
[2] Differentiating between these two cyst types is important because non-mucinous are
commonly benign without risk of malignancy, while mucinous are considered to have
an appreciable, although low, risk of malignant transformation [3]. Imaging and endoscopic features readily distinguish most serous cystadenomas (SCN)
and main duct intraductal papillary mucinous neoplasms (IPMN) from other types of
lesions. However, although side-branch IPMN and mucinous cystic neoplasms (MCN) are
distinct histopathological entities, imaging alone often cannot definitively differentiate
them.
The risk progression to cancer is a primary concern. Although surgery is effective
in preventing cancer, many of PCNs are discovered in elderly patients with concomitant
co-morbidities for whom aggressive prophylactic surgery is contraindicated [4]. The American College of Gastroenterology’s (ACG) 2007 practice guidelines for managing
PCN recommend EUS-FNA and analysis of cyst fluid for tumor markers and cytology [5]. Per these guidelines, choosing surgery over surveillance should be based on whether
the cyst is mucinous along with the presence or absence of additional risk factors
(e. g., increasing cyst size, presence of mural nodules, solid component). In a previous
analysis, we examined Strategies I – III, studied here, and found the most cost-effective
approach to stratifying a patient’s risk of developing cancer from a cyst was to use
EUS-FNA and cyst fluid analysis for CEA estimation [6].
Because morphological features of cysts lack strong predictive accuracy for malignancy,
patients are often managed with surgery to mitigate the possibility of progression
to cancer. Many resected cysts are benign, causing both unnecessary morbidity for
patients and excessive costs to the healthcare system [4]
[7]. Recent studies have shown that integrated molecular pathology (IMP) of patient
cyst fluid may improve the ability to distinguish mucinous from non-mucinous cysts
and is particularly helpful in predicting cysts’ malignant potential [8]
[11].
IMP of cyst fluid for determining malignant potential was validated in the National
Pancreatic Cyst Registry, which included clinical and molecular data from 492 patients
who had IMP testing of pancreatic cyst fluid (PathFinder TG, RedPath Integrated Pathology,
Pittsburgh, Pennsylvania, United States) as part of usual care. The registry findings
support the use of IMP to augment first-line testing in determining a course of treatment
based on the likelihood of developing malignancy. With a negative predictive value
of 97.2 %, IMP can reliably identify cysts that will not develop malignancy, thereby
reducing unnecessary surgeries and their related morbidity and mortality [12].
While data produced by IMP are promising, molecular analytical techniques are more
expensive than other diagnostic modalities. In lieu of a prospective, randomized clinical
trial, this study used healthcare economic modeling to evaluate the costs and benefits
of different strategies for diagnosing and managing asymptomatic PCN.
Patients/material and methods
Patients/material and methods
We simulated a hypothetical cohort of 1000 asymptomatic patients incidentally found
to have a 3 cm solitary PCN on cross-sectional imaging. For baseline analysis, each
patient was assumed to have an American Society of Anesthesiology (ASA) score of III.
The model evaluated the impact of the cysts over the patients’ lifetime.
Model strategies
The model compared four management strategies ( [Fig. 1]):
-
Wait & Watch, conservative: Cysts were followed using cross-sectional imaging and
surgical consultation for resection of the cyst occurred only if the patient developed
symptoms or high-risk morphological features.
-
Resect if operable, aggressive: All patients were referred for surgical consultation
for cyst resection. Operability was determined according to a surgical risk score
as described below. No EUS-FNA was performed.
-
EUS + CEA + Cytology, standard of care: After cross-sectional imaging, all patients
underwent an EUS-guided FNA for differentiating between mucinous and non-mucinous
cysts. Patients diagnosed with a mucinous cyst (e. g., via cytology or elevated CEA)
were referred for surgical resection. Those with a non-mucinous diagnosis were followed
in the model with periodic imaging surveillance as described below.
-
EUS + CEA + Cytology + IMP: All patients initially underwent first-line testing, as
in Strategy III, followed by molecular testing. PathFinder TG IMP incorporates first-line testing results with findings from molecular testing.
Patients diagnosed as “Benign” via IMP were followed as in Strategy I, while those
diagnosed as “Statistically Indolent” underwent more frequent surveillance. Those
diagnosed as “Aggressive” were referred for surgical resection.
Fig. 1 Summary of the four patient management strategies evaluated in the model. Further
details can be found in the Methods section under Strategies, and in Table S2 of the supplement.
Surveillance and surgery in the model
Using decision analysis software (TreeAge Pro, TreeAge Software, Inc, Williamstown,
Massachusetts, United States), we built a hybrid model of a linear decision tree terminating
in a Markov model. The Markov component of the model simulates the natural history
of each patient's PCN using various health and disease states plus cancer related
mortality. The varying malignant potential of mucinous cysts was considered. To account
for age and gender-specific annual mortality from all other causes, the model incorporates
US life table mortality rates.
SCN are typically identifiable on cross-sectional imaging [5], and these cysts were considered to have a benign course. Because mucinous cysts
have varying malignant potential, the model incorporated both the probability of malignancy
upon presentation and malignancy developing over time, and relevant performance characteristics
for diagnosing mucinous vs. non-mucinous and malignant vs. benign ( [Table 1], Table S1).
Table 1
Estimates for model variables (supporting references are noted in Table S1 of the Supplement).
Model variable
|
Strategies that use this variable
|
Baseline value
|
Range for sensitivity analyses
|
Development of malignancy (%)
|
Cystic lesions that are non-mucinous (e. g., serous cystadenoma, pseudocyst)
|
All
|
30
|
10 – 60
|
Biological aggressiveness of mucinous cysts/ branch type IPMN (at presentation)
|
All
|
|
|
Benign
|
|
65
|
0 – 100
|
Borderline/indolent
|
|
20
|
0 – 100
|
Malignant
|
|
15
|
0 – 100
|
Probability of asymptomatic mucinous cyst or side-branch IPMN becoming symptomatic
(annual)
|
All
|
|
|
Cyst is ≤ 3 cm
|
|
2
|
0 – 5
|
Cyst is > 3 cm
|
|
10
|
1 – 15
|
Probability of benign mucinous cystic lesion/branch type IPMN transitioning from benign
to malignant (years)
|
|
|
|
Cyst is ≤ 3 cm
|
|
2.5
|
0 – 50
|
Cyst is > 3 cm
|
|
5
|
0 – 50
|
Probability of malignant cysts becoming symptomatic (annual)
|
|
25
|
0 – 100
|
Performance characteristics of diagnostic tests (%)
|
Differentiating mucinous from non-mucinous cysts
|
MRI/CT (sensitivity)
|
All
|
70
|
50 – 100
|
CEA + cytology (sensitivity)
|
III, IV
|
80
|
50 – 100
|
CEA + cytology (specificity)
|
III, IV
|
65
|
0 – 80
|
PathFinder TG + CEA + cytology (sensitivity)
|
IV
|
68
|
50 – 80
|
PathFinder TG + CEA + cytology (specificity)
|
IV
|
90
|
70 – 95
|
Distinguishing aggressive from non-aggressive cysts
|
PathFinder sensitivity
|
IV
|
82
|
70 – 90
|
PathFinder specificity
|
IV
|
85
|
70 – 90
|
Mortality and utility (used in calculating QALY)
|
Perioperative mortality (years)
|
|
3
|
1 – 15
|
Mortality from invasive malignant cysts (years)
|
|
10
|
0 – 5
|
Normal (%)
|
|
1.0
|
(N/A)
|
Incidental cyst (%)
|
|
1.0
|
0.75 – 1
|
Symptomatic cyst (%)
|
|
0.95
|
0.7 – 1
|
Postoperative state (%)
|
|
0.95
|
0.7 – 1
|
Early cancer (%)
|
|
0.9
|
0.68 – 1
|
Advanced cancer (%)
|
|
0.5
|
0.38 – 1
|
Costs ($)
|
Cross-sectional imaging (CT/ MRI)
|
All
|
1000
|
(± 250)
|
EUS-FNA (including cost of sedation with monitored anesthesia care + CEA + cytology)
|
III, IV
|
1525
|
675 – 2675
|
Pancreatic surgery
|
|
40 000
|
(± 10 000)
|
Treatment for advanced malignancy – annual (e. g., chemotherapy and palliative care)
|
|
50 000
|
(± 12 500)
|
PathFinder TG testing
|
IV
|
3100
|
2500 – 5000
|
Discount rate (%) (Correction for inflation/cost increases)
|
|
3
|
0 – 7
|
Patients determined to have mucinous cysts underwent surveillance with cross-sectional
imaging annually for 3 years and every third year thereafter. Any patient who developed
symptoms or high-risk morphological features had their surveillance interval cut in
half until the symptoms resolved, malignancy emerged, or surgical resection was performed.
Patients with mucinous cysts classified as “Indolent” using IMP were followed annually
for 5 years and every third year thereafter. Pancreatic cystic neoplasm, specifically
side-branch IPMN is a multifocal disease and most patients may be potential candidates
for continued surveillance after surgery and in the model post-surgical surveillance
was allowed as in the wait and watch strategy (cross-sectional imaging every 3 years).
See Table S2 in the supplement for further details.
Because PCNs occur most frequently in the elderly and co-morbidities are common, a
previously published operative scoring system was used to simulate whether a patient
referred for surgical consultation would undergo pancreatic surgery. The scoring system
has four components: patient age (< 65, 65 – 79, and ≥ 80 years), surgical risk in
terms of ASA score [13], cyst size (≤ 3 cm, 4 – 5 cm, and > 5 cm), and cyst location (tail, body and head
of the pancreas). All patients referred for surgery were scored with this system to
determine whether surgery occurred. Patients who underwent surgical resection were
considered to be cured and did not undergo any further surveillance.
Analysis of the results was conducted according to the recommendations of the panel
on Cost-Effectiveness in Health and Medicine for conducting and reporting a reference
case analysis with a societal perspective [6]. Additional details of the decision model, strategies compared, outcome measures
and, importantly, assumptions are described in previous work and in the supplement
[6].
Integrated molecular pathology (PathFinder TG)
Integrated molecular pathology (PathFinder TG)
PathFinder TG uses a proprietary amplification technology to provide a full mutational
analysis on aspirate fluids from the free (or released) DNA in cyst fluid specimens.
The molecular analyses include three tests: k-ras gene point mutation, loss of heterozygosity
(LOH) analysis using a preselected panel of 15 genomic loci associated with tumor
suppressor genes, and determination of DNA quantity/quality in cyst fluid. Each of
the three tests is defined as ‘‘abnormal’’ when the following are identified: 1) k-ras
gene point mutation, 2) LOH mutations in > 2 genomic loci, and, 3) a high quantity/quality
of DNA content. In this model, the cysts were categorized as mucinous if CEA was > 192 ng/mL
and/or at least one of the three was positive (i. e. abnormal). If none of these four
indicators were positive, the cysts were classified as non-mucinous and followed in
the model without specific intervention. Of the mucinous cysts, if CEA was > 192 ng/mL
but all three molecular indicators were negative, the cysts were considered to have
a predicted benign natural history and followed in the model with imaging surveillance
(annually for 3 years, then every 3 years indefinitely). Mucinous cysts with at least
one positive molecular indicator were considered borderline/indolent and followed
with more frequent imaging surveillance (annually for 5 years and then every 3 years
indefinitely); if multiple molecular indicators were positive, then the cyst was considered
aggressive and the patient was referred for surgical consultation.
Clinical variables, patient utilities, and costs
Clinical probabilities including transitional probabilities between different health
states and performance characteristics of cross-sectional imaging studies, and EUS-FNA
with cyst fluid analysis were derived from published information ( [Table 1], Table S1). When specific published information was not available, expert opinion was obtained
by consensus.
Performance characteristics of PathFinder TG assay were obtained from published data.
MEDLINE, EMBASE and Cochrane Databases (January 1977-May 2012) were searched using
predefined criteria including the terms “pancreatic cystic neoplasm,” “serous,” “mucinous,”
“intraductal papillary mucinous tumor/neoplasm,” and “PathFinder TG assay.” Abstracts
from major gastroenterology meetings from 1997 – 2012 were also searched for all relevant
publications. Manual searches of the bibliography of selected publications were also
performed to obtain a baseline and range of sensitivity and specificity estimates
of the assay in distinguishing mucinous from non-mucinous cysts and in distinguishing
cysts with higher vs. lower malignant potential.
Quality-adjusted life-years (QALY) were estimated by adjusting the life expectancy
of each health state by a weight or utility, which reflects patient preferences for
that health state [14]. Utility values were derived from published information [15].
Cost estimates
Costs, not charges, were considered in this analysis ( [Table 1], Table S1), and a third-party payer’s perspective was taken [16]
[17]
[18] Only direct costs were considered, and they were adjusted to 2012 US dollars.
Model sensitivity analysis
As is typical for healthcare economic modeling studies, we ran the model using the
baseline estimate for each variable, then tested its robustness (i. e., dependence
on assumptions about specific variables) by performing one-way and multi-way sensitivity
analyses using a range of performance characteristics obtained from literature ([Table 1], Table S1). Such sensitivity analyses are particularly important when modeling PCNs, because
understanding of the natural history of incidental pancreatic cystic lesions, although
improved, remains incomplete. The key variables tested were the probabilities of malignancy
occurring at initial presentation or during follow-up, cost estimates, and the surgical
risk score. A second-order Monte Carlo simulation was also performed for a probabilistic
sensitivity analysis in the hypothetical cohort of 1 000 patients with incidentally
diagnosed solitary pancreatic cystic lesion [19]
[20]
Statistical methods and comparison of outcomes
To statistically compare the overall cost-effectiveness of the four strategies, we
calculated Incremental Cost-Effectiveness Ratio (ICER), and Net Health Benefit (NHB)
for each strategy for the same simulated patient cohort [21]
[22]. To analyze the results of the Monte Carlo analysis, relative risk with 95 % confidence
intervals and Number Needed to Treat (NNT) were calculated.
Results
Baseline analysis
We used the baseline values for all model variables to produce estimates of the average
cost per patient and the average survival (QALY) of the simulated patient cohort under
each strategy ( [Table 2]). The baseline analysis showed that Strategy I (Wait & Watch), was the least expensive
at $ 19 251 per patient but only yielded 10.36 QALY, whereas use of Strategy IV (IMP)
was the most effective at balancing cost ($ 19 373 per patient) with increase in QALY
(12.33 QALY, a gain of 1.97 QALY over Strategy I). Thus, Strategy IV was considered
the most cost-effective among the competing strategies based on the commonly accepted
ICER. The current standard of care, Strategy III (EUS + CEA + Cytology), was more
expensive than Strategy IV at $ 25 841 per patient and yielded fewer (11.22) QALY.
Strategy II (Resect if operable) yielded the least QALY (9.95) and was also the most
expensive ( [Table 2]).
Table 2
Results (using baseline estimates of variables).
Strategy
|
Cost ($)
|
Effectiveness (QALY)
|
ICER ($/QALY) over Strategy I
|
I. Wait & watch
|
19 251
|
10.36
|
–
|
II. Resect if operable
|
32 393
|
9.95
|
– 32 054 (Dominated)
|
III. EUS-FNA + Cytology + CEA
|
25 841
|
11.22
|
6590 (Dominated)
|
IV. Integrated mutational profiling
|
19 373
|
12.33
|
62 (Preferred)
|
Sensitivity analyses
One-way sensitivity analysis yielded interesting results: the variables expected to
be most important did not significantly affect cost-effectiveness. Such variables
included cost of EUS-FNA, cost of PathFinder TG assay, interval of surveillance by imaging, accuracy of cross-sectional imaging in
differentiating mucinous from non-mucinous cysts, probability of malignant transformation
of benign cysts, and perioperative mortality. When tested across the published range
of estimates for percentage of PCNs that are mucinous and percentage of cysts that
will progress to malignancy and cost of IMP, Strategy IV continued to be the most
cost-effective approach (i. e., highest ICER).
In one-way sensitivity analyses, the surgical risk score did prove to be important
in determining the cost and benefit of each management strategy. Between the maximum
and minimum risk score, the most cost-effective strategy was Strategy IV (IMP) most
often; however, when the risk score was above 8, the yield in effectiveness in terms
of QALY was higher with Strategy I (Wait & Watch). Even using the lowest surgical
risk score, Strategy II (Resect if operable) never resulted in the greatest number
of QALY gained.
Because the cost of IMP and the performance characteristics of CEA analysis and IMP
are likely to be inter-related determinants of the outcomes of the model, we looked
at two-way sensitivity analyses by simultaneously varying these probabilities. [Fig. 2] and [Fig. 3] show that even when these variables are varied over a broad range of estimates,
IMP remains the preferred management method.
Fig. 2 a Results of two-way model sensitivity analysis comparing ranges of cost of integrated
mutational profiling (X-axis) vs. diagnostic sensitivity of the PathFinder TG assay
in differentiating mucinous from non-mucinous PCNs. For most possible costs and sensitivities,
PFTG strategy is preferred (green), except where the cost of PFTG is too high (blue).
b Results of two-way sensitivity analysis comparing ranges of sensitivity of PathFinder
TG vs. sensitivity of CEA in differentiating mucinous from non-mucinous cysts. PFTG
is preferred except in areas marked by blue (low sensitivity of PFTG and relatively
high CEA sensitivity). For reference, a ‘star’ designates the baseline estimates in
each nomogram.
Fig. 3 Results of a Monte Carlo simulation of 1000 patients. Each point represents the increase/decrease
in cost (y-axis) and QALY (x-axis) for a particular patient when choosing Strategy
IV over Strategy III.
Monte Carlo analysis
A second-order Monte Carlo analysis tests the robustness of the model when all variables
randomly assume values across their plausible ranges. We performed this analysis with
1000 distinct hypothetical patients with cystic pancreatic disease using tracking
variables to indicate whether surgery was performed or advanced malignancy occurred.
[Table 3] shows the increase or decrease in per patient cost and QALY for each strategy according
to whether the patient went to surgery, or did or did not develop malignant disease.
In this Monte Carlo analysis, the number of surgical interventions performed in Strategies
I, II, III, and IV were 135, 327, 247, and 127, respectively. Despite the drastic
decrease in the number of surgeries from Strategy II to Strategy IV, 23 fewer advanced
malignancies occurred in the latter arm while simultaneously reducing the average
cost per patient by $ 11 910. The current standard of care, Strategy III, allowed
advanced malignancy in 19 patients and cost $ 5553 more per patient than Strategy
IV ([Table 3]). The number of unresectable malignant cystic tumors diagnosed under each strategy
in this cohort was estimated at 18, 32, 19, and 9 for Strategies I, II, III, and IV,
respectively.
Table 3
Monte Carlo simulation of frequency of surgery and advanced malignancy with each strategy.
Surgery
|
Advanced malignancy
|
Strategy
|
I Wait & watch
|
II Resect if operable
|
III EUS + CEA + cytology
|
IV Integrated molecular pathology
|
|
|
Patients (#)
|
Cost ($)
|
QALY
|
Patients (#)
|
Cost ($)
|
QALY
|
Patients (#)
|
Cost ($)
|
QALY
|
Patients (#)
|
Cost ($)
|
QALY
|
Yes
|
No[1]
|
135
|
42 830
|
14.53
|
327
|
40 000
|
12.69
|
247
|
41 574
|
13.21
|
127
|
45 537
|
13.6
|
No
|
No
|
847
|
13 150
|
9.77
|
641
|
22 596
|
7.92
|
734
|
16 518
|
10.64
|
864
|
14 118
|
12.22
|
Yes
|
18
|
109 339
|
5.41
|
32
|
106 130
|
6.43
|
19
|
111 232
|
8.24
|
9
|
113 652
|
4.77
|
Overall
|
1000
|
$ 18 766
|
10.36
|
1000
|
30 876
|
9.95
|
1000
|
24 519
|
11.22
|
1000
|
18 966
|
12.3
|
1 The model assumes that surgery prevents progression to advanced malignancy.
In the Monte Carlo analysis, relative risk of unresectable pancreatic cyst-adenocarcinoma
with Strategy IV (IMP) was 0.18 (95 %CI, 0.06 – 0.53) compared to the nearest competing
approach, Strategy III. With this Monte Carlo simulation we arrived at a NNT of 56
(95 %CI 34 – 120) for Strategy IV. Finally, over a range of commonly used societal
Willingness to Pay (WTP) thresholds, Strategy IV yields the highest NHB and Strategy
II yields the lowest ([Fig. 4]).
Fig. 4 Average net health benefits (Y-axis) yielded under each strategy against the WTP
(X-axis). Strategy IV yields the highest NHB and Strategy II the lowest over a range
of Willingness to Pay.
The scatter plots of distribution of ICER of Strategy IV against Strategy III for
the simulation trial in the hypothetical cohort show that in nearly 62 % of the simulation
trials Strategy IV is dominant; however, in 9.4 % of simulations Strategy IV was inferior
being more expensive and yielding a lower ICER. (Fig. 4S).
Discussion
Management of PCNs continues to pose a challenge for clinicians because the malignant
potential for any given cyst is difficult to determine. Clinicians can choose surveillance,
in which case progression to cancer is a concern, or they can choose surgery which
has high associated morbidity. To address this dilemma, several guidelines for management
of pancreatic cystic lesions have been published over the last decade [4]
[5]. Unfortunately, given the limitations of current standard diagnostic modalities
(e. g., imaging, CEA, cytology), there are many clinical scenarios that cannot be
adequately addressed. For instance, guidelines recommend CEA testing to distinguish
mucinous from non-mucinous lesions, but CEA has limited utility in assessing malignant
potential; recent literature has shown that cysts with CEA lower than the threshold
of 192 ng/mL may be malignant [23]
[24]. Furthermore, the Sendai guidelines call for resection of mucinous cysts 3 cm or
larger that have concurrent “worrisome features.” [4]. However, numerous reports document that cysts smaller than 3 cm (or even 1 cm)
may harbor malignancy [23]
[24]
[25]
[26]
[27]. To address imaging’s limitations, the 2012 Sendai guidelines suggest surveillance
intervals ranging from every 2 years for cysts < 1 cm to every 3 – 6 months for cysts
2 cm or larger. Similarly, the most recent ACG guidelines (2007) recommend surveillance
for cysts strongly suspected to be benign and surgical resection for those strongly
suspected to be malignant, but they do not provide specific parameters [5]. In the context of these limitations there is inherent uncertainty in choosing a
particular strategy, and scant information exists regarding the cost-effectiveness
of different management strategies in this clinical scenario. Given that a controlled,
randomized study examining different strategies of managing PCNs with long-term follow-up
is unlikely to be available for the future, a practical way to develop management
recommendations is to conduct healthcare economic modeling based on available clinical
data.
In a previous analysis, we showed that EUS-FNA with cyst fluid analysis for CEA level
was the most cost-effective strategy for managing incidental PCNs. This study extended
that previous work by adding a management strategy, Strategy IV, which incorporated
IMP to determine the malignant potential of cysts; only those patients with “Aggressive”
molecular features were referred for surgery, while those with “Benign” or “Statistically
Indolent” results were followed with surveillance at progressively longer intervals.
Our primary finding was that Strategy IV was very cost-effective compared to the other
strategies and provided the greatest increase in QALY. The increase of 2.38 QALY between
Strategy II and Strategy IV compares favorably to gains observed in other clinical
scenarios, such as use of ablation to eradicate high grade dysplasia in Barrett’s
esophagus (3.24 QALY increase) [28].
In addition to these findings, our simulation also provided the NNT, a key parameter
in assessing cost-effectiveness of management strategies. In this model, PathFinder TG had an NNT of 56, representing the number of patients that needed IMP to prevent
advanced malignancy in one patient. As a comparison, the current standard of care
for managing PCNs, Strategy III, has an NNT of 83, and ablation of non-dysplastic
Barrett’s esophagus, an emerging practice, has an NNT ranging from 23 – 250 [6]
[29]. These data further reinforce the cost-effectiveness of IMP.
Our analyses indicate that the IMP strategy achieves its cost-effectiveness by limiting
unnecessary surgery while maintaining the lowest rate of advanced malignancy, thus
showing how accurate prediction of malignant potential resolves the dilemma between
preventing cancer and performing unnecessary surgery. The high expense of surgery
explains why the model was not sensitive to seemingly important variables such as
cost of cross-sectional imaging or the performance characteristics of IMP; the cost
of PathFinder TG testing is greatly exceeded by the expense of even a few unnecessary
surgeries.
We acknowledge several limitations of this study, many of which are inherent to any
healthcare economic model. Literature on the performance characteristics of current
standard diagnostic modalities is abundant; however, as with any newer diagnostic
test, available evidence regarding the performance characteristics of IMP is limited.
Some of the published studies are limited by sample size and lack of long-term follow-up
data. To account for some of the shortcomings of these data and to intentionally bias
the model against IMP-based prediction of malignant potential, we used the low end
of published estimates of diagnostic accuracy for PathFinder TG for all analyses. Data from the National Pancreatic Cyst Registry, which were not
published prior to our search cutoff of May 2012, provide evidence that the estimates
used in our model were indeed conservative. IMP sensitivity was over 83 %, and specificity
was over 90 %. The accuracy of IMP was 90 % [12].
Because natural history of PCN are not fully known, the model needed to make assumptions
about some variables in which scientifically sound data are lacking; thus, in some
cases such assumptions were based on expert opinion [6]. To compensate for this, we used sophisticated techniques of uncertainty analysis,
such as second-order Monte Carlo analysis and simulation trials over a wide but biologically
plausible range of estimates of important variables to confirm validity of the conclusions.
We also assumed low surgical cost and complication rates further biasing the model
against IMP. One important limitation is that the surgical risk score developed for
this analysis has not undergone formal clinical validation. Another limitation of
this study is that it did account for all PCNs. In particular, main duct IPMNs including
mixed type (both main and branch duct involvement) were not included because their
management would likely involve a different diagnostic algorithm based on endoscopic
retrograde cholangiopancreatography, the gold standard for diagnosis of main duct
IPMN [30]. Also, we did not consider postoperative morbidity and complications related to
EUS-FNA procedures. Finally, only direct costs were taken into account.
While current first-line diagnostic tests have lower cost and wider availability,
they cannot provide consistent, meaningful prediction of malignant potential [23]
[24]. Nevertheless, standard clinical management of patients with PCN relies on these
first-line tests, the results of which are reflected in Strategy III. Even with the
model being heavily biased against IMP, we found that using IMP to predict malignant
potential is superior to Strategy III and represents the most cost-effective strategy
for managing PCN. These results demonstrate that a reasonably accurate risk-stratification
tool (e. g., IMP) provides a significant benefit in reducing cost and improving QALY
for pancreatic cyst patients.