Planta Med 2011; 77(1): 7-15
DOI: 10.1055/s-0030-1250136
Reviews
© Georg Thieme Verlag KG Stuttgart · New York

Biosynthesis and Therapeutic Properties of Lavandula Essential Oil Constituents

Grant Woronuk1 , Zerihun Demissie1 , Mark Rheault1 , Soheil Mahmoud1
  • 1Irving K. Barber School of Arts & Sciences Unit 2, University of British Columbia – Okanagan, Kelowna, Canada
Weitere Informationen

Dr. Soheil Mahmoud

Biology
University of British Columbia Okanagan

3333 University Way

Kelowna, B. C.

Canada V1V 1V7

Telefon: + 12 5 08 07 87 52

Fax: + 12 5 08 07 80 05

eMail: soheil.mahmoud@ubc.ca

Publikationsverlauf

received June 3, 2010

accepted June 23, 2010

Publikationsdatum:
21. Juli 2010 (online)

Inhaltsübersicht #

Abstract

Lavenders and their essential oils have been used in alternative medicine for several centuries. The volatile compounds that comprise lavender essential oils, including linalool and linalyl acetate, have demonstrative therapeutic properties, and the relative abundance of these metabolites is greatly influenced by the genetics and environment of the developing plants. With the rapid progress of molecular biology and the genomic sciences, our understanding of essential oil biosynthesis has greatly improved over the past few decades. At the same time, there is a recent surge of interest in the use of natural remedies, including lavender essential oils, in alternative medicine and aromatherapy. This article provides a review of recent developments related to the biosynthesis and medicinal properties of lavender essential oils.

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Abbreviations

cAMP: cyclic adenosine monophosphate

CFVR: coronary flow velocity reserves

DMAPP: dimethylallyl diphosphate

DXR: deoxyxylulose phosphate reductoisomerase

DXS: 1-deoxy-D-xylulose 5-phosphate synthase

EEG: electroencephalography

EST: expressed sequence tag

FPP: farnesyl diphosphate

GABA: gamma-aminobutyric acid

GPP: geranyl diphosphate

HMGR: 3-hydroxy-3-methyl-glutaryl-CoA reductase

IPP: isopentenyl diphosphate

MVA: mevalonate

MEP: 2-C-methyl-D-eryhtritol 4-phosphate

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Introduction

Lavender (Lavandula) essential oils are complex mixtures of mono- and sesquiterpenoid alcohols, esters, oxides, and ketones. The primary components of these oils are the monoterpenoids linalool, linalyl acetate, 1,8-cineole, β-ocimene, terpinen-4-ol, and camphor ([Table 1]). Sesquiterpenoids, such as caryophyllene and nerolidol [1], and other terpenoid compounds, such as perillyl alcohol [2], are also present in trace quantities. A myriad of studies have quantified the medicinal properties of many of these individual terpenoid compounds, in addition to studies of the therapeutic potentials of oils as a whole. The production of these terpenoids is significantly impacted by the genetic milieu of the plant and by environmental factors (such as temperature).

Table 1 The relative abundance of major essential oil constituents in typical L. angustifolia, L. latifolia, and lavandin (L. angustifolia × L. latifolia). Values are percentages of total oil yield. Asterisks (*) denote chiral centers.

Compound

Structure

L. angustifolia

L. latifolia

Lavandin (L. × intermedia)

1,8-Cineole

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trace

22–27

4–7

Camphor

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trace

12–16

6–8

Linalool

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25–38

27–41

25–35

Linalyl acetate

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25–45

trace

26–38

Terpinen-4-ol

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4–5 %

trace

trace

β-Ocimene

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3–4 %

trace

trace

Lavenders belong to the Labiatae (Lamiaceae) family of plants. Most commercially marketed lavender essential oils are obtained from cultivars of two Lavandula species, L. angustifolia and L. latifolia, as well as from lavender hybrids, commonly known as lavandins (see [Table 1]). Other lavender species, such as L. stoechas and L. dentata, have also been used in folk medicinal practices for their anti-spasmolytic properties [3], [4]. With its high linalool/linalyl acetate and low camphor, the essential oils of the species L. angustifolia are among the finest and most desired lavender oils in the cosmetic and aroma-therapeutic industries. However, L. angustifolia plants produce these valuable oils in relatively low quantities (40 kg per hectare [2]), and cultivation of this species requires hot dry climates at medium altitudes (700–1200 m) in order to produce maximum oil yields [5]. Spike lavender (L. latifolia) typically yields 50 kg per hectare and is also commonly grown for its essential oil contents. Since the 1920s, commercial cultivation of lavender hybrids has been employed to increase essential oil yields [6]. Spike lavender is often crossed with L. angustifolia to produce lavandin (L. × intermedia), a hybrid lavender species with particularly high oil yields of 120 kg per hectare [2]. Lavandin oils are generally not used in perfumery/therapeutic practices because of the undesirably high levels of camphor. However they are used successfully in antiseptic, antifungal, and antibacterial applications. Growers who cultivate lavenders for their essential oil often assess the trade-offs between yield and terpenoid profiles when targeting different markets.

While most lavenders grow well in a wide range of climactic environments, they generally prefer well-draining soils with a pH range of 7–7.5. Once roots are established, lavenders are xerophytic, and grow best in full sun. In order to generate lavender plants with the highest oil yields, it is necessary to prune woody stocks annually to induce multiple shoots to bloom. As hardy plants, lavenders can tolerate intense heat, wind, and some frost. A limited amount of fertilizer is necessary for developing lavenders with oil rich flowers, but too much fertilizer will result in the production of excessive foliage [2].

The drive to acquire a better understanding of terpene biosynthesis is predicated on our understanding of the pharmacological and clinical properties of lavender oil. In this review, we summarize recent findings related to the medicinal properties of lavender essential oil, and its individual constituents. In particular, the biological activities for the main constituents of lavender oils, including linalool, are discussed.

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Therapeutic Properties of Lavender Oils

Lavender essential oils have long been considered to be natural remedies for various ailments. They possess potent calming and sedative effects, making them popular in aroma-therapeutic practices. Furthermore, some studies have shown that several constituents of lavender essential oil possess anticancer and antimutagenic properties. Below, key studies of the therapeutic properties of lavender oils and their various constituents are reviewed. For a summary of the therapeutic research using various constituents of lavender oil discussed in this section, see [Table 2] and [Table 3].

Table 2 Overview of clinical experiments using lavender oil constituents.

Reference

Test subjects

Number of volunteers

Compound

Dosage

Delivery

Method of assessment

Outcome

[12]

Elderly hospitalized for acute care

31

Lavender oil

“One drop” on “a pillow"

Olfactory

Observation

Enhanced sleep

[13]

Healthy infants

30

Lavender oil

Data not shown/aromatic bath oil

Olfactory, transdermal

Observation, salivary cortisol levels

Enhanced sleep, decreased stress

[14]

Healthy adults

31

Lavender oil

Aromatic exposure in 2 minute intervals

Olfactory

Polysomnographic recording

Enhanced sleep

[17]

Healthy adult dental patients

343

Lavender oil

5 Drops of oil in 10 mL diffused by candle

Olfactory

Modified dental anxiety scale, state trait anxiety inventory

Decreased anxiety

[18]

Healthy adults

12 and 24

R-(−)- and S-(+)-linalool

20 µL of various oil dilutions (between 0.003–30 % of air)

Olfactory

Survey, electroencephalographic activity

Increased favorable impressions

[19]

Healthy adults

24

R-(−)- and S-(+)-linalool

2.7 mg/m3 (R-(−) linalool) and 9.8 mg/m3 (S-(+)-linalool) of air in room

Olfactory

Autonomic and endocrine system parameters including salivary cortisol levels

Decreased anxiety

[23]

Dermatitis patients

1511

Linalool, myrcene, and caryophellene, and oxidation products

0.5–3.9 % of oxidized terpenoids, 20 % non-oxidized linalool in petrolatum

Transdermal patch test

Observation of skin irritation

Contact allergy to terpenoid oxidation products

[24]

Dermatitis patients

1511

Linalool, oxidized linalool

2–11 % Petrolatum (0.80–4.4 mg/cm2)

Transdermal patch test

Observation according to the International Contact Dermatitis Research Group guidelines

Contact allergy to oxidized linalool

[25]

Elderly hospitalized for dementia

21

Lavender oil

Data not shown

Olfactory, transdermal

Observation of motor behaviours

Decreased agitation

[26]

Elderly hospitalized for dementia

15

Lavender oil

2 % of air

Olfactory

Pittsburgh agitation scale

Decreased agitation

[27]

Elderly hospitalized for dementia

36

Lavender oil

3.5 % of aqueous solution

Transdermal

Mini-mental state examination

Increased cognition

[29]

Elderly hospitalized in ICU shortterm

122

Lavender oil

1.0 % of aqueous solution

Olfactory, transdermal

Behavioral observation, blood pressure, heart rate, breath rate

Increased sedation

[30]

Healthy adult females

96

Lavender oil

Cotton wood soaked with three drops of oil in a jar

Olfactory

Galvanic skin response

Increased relaxation

[31]

Healthy infants

45

Lavender oil

10 % v/v

Olfactory

Electroencephalographic activity

Increased positive affect

[32]

Healthy adults

40

Lavender oil

10 % v/v

Olfactory

Electroencephalographic activity

Increased positive mood, sedation

[33]

Healthy adult males

30

Lavender oil

“Four oil drops diluted with 20 mL hot water”

Olfactory

Coronary flow velocity reserve

Increased relaxation, coronary circulation

[35]

Adult male

1

Lavender oil

2 % in peanut oil

Transdermal

Gas chromatography analysis of blood

Rapid accumulation (peak 20 minutes) and expulsion (90 minutes) of linalool/linalyl acetate

[36]

Healthy adults

4

1,8-Cineole

Air passing over four mL for 20 minutes

Olfactory

Gas chromatography analysis of blood

Accumulation (peak ∼ 18 minutes) and expulsion half-life (104.6 minutes) of 1,8 cineole

Table 3 Overview of experiments with model systems using lavender oil constituents.

Reference

Test subjects

Compound

Dosage

Delivery

Method of assessment

Outcome

[21]

Female Dunkin-Hartley albino guinea pigs

Linalool

Linalool, 5.1 % w/w, linalool oxides at 1.0, 2.6, 5.1, and 10.3 % w/w

Transdermal injection

Freund's complete adjuvant test method

Sensitivity towards linalool oxide exposure, no sensitivity towards linalool

[22]

Female mice

Linalool

1.0–12.7 % of linalool and various linalool oxides

Topical application on the dorsum of both ears

Local lymph node assay

Sensitivity towards linalool oxide exposure, no sensitivity towards linalool

[37]

Mice

Linalool

1–12 ng/mL for one hour

Inhalation

Gas chromatography analysis of blood samples

Inhaled linalool is deposited in the blood, linalool partially bound to glucuronic acid

[39]

Salmonella typhimurium (TA98 strain)

Lavender oil

0.13–0.80 mg/plate

In vitro

Colony counting

Lavender oil antagonized mutagenesis

[40]

Human (human peripheral blood neutrophils)

Lavender oil

0.025–0.2 %

In vitro

Neutrophil adherence test

Decreased inflammation

[41]

Mouse (male adult albino CF1)

Linalool

1 or 3 % of air

Olfactory

Sleep assessment, body temperature, behavioral assessment, locomotor activity, roto-rod locomotor coordination test

Increased sedation, decrease in body temperature, locomotor activity. Locomotor coordination unaffected

[42]

Mouse (female juvenile outbred Swiss)

Linalool, linalyl acetate

Enough to achieve 0.1 ng/mL blood serum

Olfactory

Behavioral assessment, locomotor activity (motility)

Decreased locomotor activity, increased sedation even after agitating stimulus

[43]

Mouse (male adult albino CF1)

Linalool

0.1 to 3.0 mM

In vitro - cortical synaptosomes incubated with linalool

Radiolabelled glutamate uptake – scintillation counter

Inhibition of K+ induced glutamate release increased sedation indicators

[44]

Mouse (male adult albino CF1)

Linalool

25 to 100 mg/kg

In vivo - subcutaneous injection

Behavioural assessment – antinociceptive tests (acetic acid writhing test, hot plate) and motility

Antinociception, high doses increase motility

[45]

Mouse (male adult albino CF1) and rat (male juvenile Winstar)

Linalool

50 to 150 mg/kg

In vivo - subcutaneous injection

Cholinergic antagonist and agonist, antinociceptive tests (hot plate, formalin test)

Antinociception, stimulation of the cholinergic, opioidergic and dopaminergic systems, local anesthetic activity via blockade of NMDA receptors

[46]

Rat (male juvenile Winstar)

Linalool

50 to 200 mg/kg

In vivo - subcutaneous injection

Antinociceptive paw withdrawal test with evoked thermal hyperalgesia (carrageenan, L-glutamate, prostaglandin E2)

Antinociception, anti-inflammation, attenuated inflammation hyperalgesia

[47]

Male juvenile outbred CD1 mice

Linalool

25 to 100 mg/kg

In vivo - subcutaneous injection

Antinociceptive paw withdrawal test, injection of A1 and A2A antagonists

Antinociceptive effect of linalool is mediated by adenosine A1 and A2A

[50]

Human (AJCC stage I-III a breast cancer patients) and rat (adult Sprague-Dawley)

Perillyl alcohol

0.5 g/m2 (human) and 23 mg/kg (rat) and

Oral ingestion (human) and intravenous (rat)

Gas chromatography, mass spectra

Stable delivery of pharmacological agents

[51]

Bovine

Perillyl alcohol

0.1, 0.5, and 1 mM

In vitro

Caspase-3 assay

Induced apoptosis of cancer cells

[52]

Human (leukemia HL-60 cells, Molt 4B cells)

1,8-Cineole

7.5 to 15 µM

In vitro

Observation, DNA fragmentation

Induced apoptosis of cancer cells

[53]

Human (M14 melanoma cells, M14 adriamicin-resistant cells)

Terpinen-4-ol

0.42–0.6 µM

In vitro

Clonogenic survival test

Induced apoptosis of cancer cells

[54]

Rat (male F344)

Nerolidol

5 mg/g of diet

Oral ingestion

Intestinal neoplasia

Decreased tumor formation

There are three ways in which essential oils can be absorbed into the human body: 1) though the respiratory system; 2) transdermally via direct contact; and 3) oral ingestion [7]. A developing body of evidence suggests that essential oil absorption into the blood stream, either by inhalation or dermal contact, has salient pharmacological effects in treating pain, anxiety, sleep disorders, and depression [8]. Frey et al. [9], in a landmark study, demonstrated that therapeutic agents can bypass the blood-brain barrier via olfactory uptake in mice. This method of delivery was subsequently confirmed in human subjects [10], [11].

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Studies in human subjects

One of the most common uses of lavender oils is in the enhancement of sleep. It has been demonstrated that lavender aromatics can improve sleep in the elderly [12] and infants [13]. Furthermore, exposure to lavender odors during sleep results in increased duration of deep slow-wave stage sleep [14]. A therapeutic effect that is closely related to sleep is anxiety reduction, and many studies have evaluated the anxiolytic potential of lavender essential oil. Tasev et al. [15] related the sedative and relaxant effect of lavender oils with its effect on the central nervous system delivered via the olfactory system, and Tisserand [16] suggested that L. angustifolia odors have a similar action to benzodiazepines in effecting gamma-aminobutyric acid (GABA) neurotransmission. A study on dental patients who were exposed to lavender scents showed significantly reduced anticipatory anxiety [17]. Many of the anxiolytic effects of lavender have been linked to the activity of linalool [18], and Hoferl et al. [19] demonstrated that linalool fragrances alone reversed the psychological parameters produced by stress.

While inhalation of lavender oil and linalool has been shown to impart positive psychopharmacological effects in humans, recent studies have indicated that linalool exposure results in allergenic responses. European legislators have become increasingly aware of the allergenic properties of many common essential oil constituents, and in 2003, the 7th Amendment to the European Cosmetic Directive required that cosmetic products containing any of 26 natural products, including linalool, be labeled as potentially allergenic [20]. While linalool itself may have limited allergenic properties, it can auto-oxidize upon air exposure into a hyperoxide species [21] which can lead to contact allergy responses in mice [22]. In a study of 1511 dermatitis patients, auto-oxidized linalool was shown to induce allergenic responses in 1.3 % of those tested, with 1.1 % of patients sensitive to the linalool hyperoxide fraction, using patch tests [23]. A follow-up study, again involving 1511 dermatitis patients, showed that exposure to oxidized linalool at concentrations of > 6.0 % resulted in allergenic irritation in 5–7 % of test subjects [24]. Given the allergenic nature of some of the constituents of lavender essential oil and their breakdown products, as well as an increasing awareness of their presence in cosmetics and aroma-therapeutic products, future research directed towards understanding the potential allergenic properties of commonly used monoterpenoids, and their breakdown products, is critical to ensure their safe usage.

A multitude of clinical studies have quantified the potential of lavender essential oils in altering the behavior of patients suffering from dementia. Inhalation of lavender oils alone was shown to decrease agitation in dementia patients [25]. In combination with massage therapy, exposure to lavender aromatics was shown to significantly decrease excessive motor behavior in subjects diagnosed with dementia [26]. Over the course of a four-week study, dementia patients showed significant decreases in cognitive impairment after dermal applications (e.g., skin cream) containing lavender oil [27]. While these results support the hypothesis that absorption of lavender essential oils through the nose and skin may assist in promoting mental health, studies involving dementia patients often have many methodological constraints inherent in their experimental design which inhibit cogent interpretations of experimental conclusions. For instance, as Holmes and Ballard [28] report that the signature fragrances of lavender often compromise double-blind studies, that expectation of lavender exposure influences test subjects' responses to treatment, and that patients with severe dementia have likely lost an acute sense of smell. These limitations, in addition to other clinical phenomena such as the Hawthorne effect, are all factors that compromise many studies [28].

The purported aroma-therapeutic properties of lavender in healthy individuals have remained as the most controversial application of this essential oil. Proponents of lavender aromatherapy could cite studies like Dunn et al. [29] which showed that the use of L. angustifolia essential oil in aroma-therapeutic practices reduced anxiety in intensive care unit patients. Conversely, Howard and Hughes [30] found that expectancy bias limits the objective study of the efficacy of lavender oils in aroma-therapeutic practices. Such studies often lack adequate placebos and objective measurement of physiological responses [30]. Researchers who study the therapeutic properties of lavender have recently used measurable physiological response parameters, such as electroencephalography (EEG) and coronary flow velocity reserves (CFVR), in attempts to objectively quantify the effects of such treatments. Fernandez et al. [31] showed that infants of depressed mothers had increased left frontal EEG asymmetry (a characteristic response to positive stimuli) after they were exposed to lavender odors. In another study using EEG, Diego et al. [32] found that individuals who received lavender odors during aromatherapy showed increased alpha power in their EEG readings, which is a signature indicator of increased drowsiness. Shiina et al. [33] showed that lavender in aromatherapy resulted in significant increases in test subjects' CFVR, in addition to a decrease in serum cortisol levels, which is indicative of improvement of coronary vessel function and decreased stress, respectively. Taken together, these reports suggest that while there are some potentially positive effects of lavender essential oils in such therapies, interpreting the results of such experiments is often problematic due to the many inherent methodological difficulties.

Human pharmacokinetic data are lacking for many lavender essential oil metabolites [34]. However, one study in humans showed that transdermal applications of lavender oil resulted in the accumulation of monoterpenoids linalool and linalyl acetate in subjects' blood samples [35]. Another common lavender monoterpenoid, 1,8-cineole, was shown to be rapidly absorbed by a human subject via inhalation, with detectible quantities within 5 minutes and peak quantities at ∼ 18 minutes of inhalation, followed by a 104.6-minute elimination half-life [36]. In mice, a direct correlation was observed between inhalation of linalool and blood plasma linalool levels [37]. Kohlert et al [38] found that there is little risk in accumulation of these compounds as they likely have a short half-life (hours) in the human body and are quickly eliminated. It was concluded that most of the essential oil constituents are metabolized into carbon dioxide by the body or excreted in conjugated form by the kidneys, with a small fraction of inhaled terpenoids released from the lungs during exhalation [38].

One of the drawbacks in interpreting results of lavender oil treatments in human subjects is the lack of standardization in reporting dosage. In many studies, the precise dosage is reported as percent of oil in solvent for transdermal studies, or as percent of air in a closed chamber in olfactory studies. Furthermore, many studies report essential oil dosages in vague terms, while some lack a discussion of dosage altogether, which limits the implications of such studies. In addition, many studies often lack explicit reporting of the use of Good Clinical Practice or a suitable alternative standard, and authors should be encouraged to report adherence to clinical standards.

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Studies in model species

The use of model species to test lavender oil has led to great progress in our understanding of the pharmacological potential of these natural products. Lavender oil has shown strong antimutagenic activity, as oils from L. angustifolia exhibited a significant, concentration-dependent reduction in the mutagenic activity of TA98 bacterial strains exposed to the potent mutagen 2-nitrofluorene [39]. Although weak as compared to other essential oils, lavender oils exerted suppression of tumor necrosis factor alpha-induced neutrophil adherence responses [40]. The antimutagenic properties of lavender make it a promising candidate for new applications in human healthcare, potentially as a topological application to protect skin cancer [39].

Using such models, researchers can identify the action of specific lavender terpenoids in vivo. For instance, Linck et al. [41] found that inhalation of linalool by mice resulted in sedative behavior, increased pentobarbital-induced sleeping time, decreased spontaneous activity, and reduced body temperature without a corresponding reduction in motor coordination. In addition, mice that inhaled a combination of linalool and linalyl acetate (another prominent component of lavender oil) exhibited an exposure-dependent decrease in motility [42]. Another experiment conducted on mice suggests that the sedative effects of inhaled linalool may be attributed to the inhibition of glutamate uptake by cortical synaptosomes [43].

Multiple landmark studies on mice have linked the prominent lavender terpenoids linalool and linalyl acetate to antinociceptive activity. Injection of linalool resulted in decreased pain response in mice subjected to thermal hyperalgesia and paw withdrawal challenges [44], [45], [46]. The use of selective receptor antagonists in these studies has demonstrated the mechanism of action of linalool to involve muscarinic, opioid, and dopaminergic transmission. Specifically, the antinociceptive effects of linalool maybe mediated through the adenosine A1 and A2A receptors which are believed to be important in cAMP-dependent neuropathic and spinal pain pathways [47]. While such studies have led to great progress in our understanding of the pharmacological effects of specific terpenoid compounds, the underlying basis of such effects are complex and far from completely understood [48]. More research is critical in determining the precise mechanisms of action of lavender essential oil compounds.

Many of the studies regarding the anticancer properties of lavender oil constituents have been conducted in vitro using rat, bovine, human, and bacterial cell lines. Such investigations have shown that there are compounds found in trace amounts in lavender oils which have potentially significant anticancer activity [49]. One such component, the monoterpenoid perillyl alcohol, has been investigated as a potential component of anticancer treatments [50], and has been shown to inhibit angiogenic cell growth and division in vitro [51]. Subsequent studies into the chemoprevention potential of perillyl alcohol were undertaken in National Cancer Institute-sponsored phase I, II, and III trials for prostate, breast, and colon cancers. Other lavender oil constituents, such as 1,8-cineole [52] and terpinen-4-ol [53], also display anticancer properties in vitro by inducing apoptosis in tumor cells. Nerolidol, a sesquiterpene found in some lavender essential oils, is also believed to have anticancer potential, as rats fed diets laced with nerolidol showed significantly reduced adenomas and the number of tumors per rat [54].

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Biosynthesis of Monoterpenes and Sesquiterpenes

The therapeutic properties of lavender essential oils result from the biological activity of certain oil constituents. In turn, the biosynthesis of essential oil constituents is determined by the genetic makeup of the plant. It should therefore be possible to improve medicinal properties of lavenders by enhancing the production of biologically active essential oil constituents through controlling the expression of related genes. This requires a clear understanding of the biochemical pathways that generate these phytochemicals, and a thorough knowledge of the nature and expression pattern of structural and regulatory genes driving the pathways.

Lavender essential oils are primarily made up of monoterpenes (C10), although trace levels of sesquiterpenoids (C15) can also be present. Like other terpenoids, these low molecular weight biochemicals are derived from condensation of the universal terpene precursors isopentenyl diphosphate (IPP, C5) and dimethylallyl diphosphate (DMAPP, C5). The condensation reactions initially form geranyl diphosphate (GPP) and farnesyl diphosphate (FPP), which can be modified by terpene synthases to produce over 1000 monoterpenes and approximately 5000 sesquiterpenes, respectively [55], [56], [57], [58], [59], [60], [61]. Monoterpenes are derived from GPP by the action of monoterpene synthases, and sesquiterpene synthases transform FPP to various sesquiterpenes [62]. An overview of the enzymatic reactions resulting in synthesis of major lavender monoterpenoids is shown in [Fig. 1]. Monoterpenes directly derived from GPP may be further modified through the actions of cytochrome P450 hydroxylases, reductases, dehydrogenases, and transferases to produce additional terpenes, which often have unique physical and chemical properties as well as biological activities [63]. For example, linalool is modified by the addition of an acetyl group to form linalyl acetate, although the enzyme responsible for this reaction has not been yet identified.

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Fig. 1 Enzymatic reactions involved in the synthesis of major lavender monoterpenoids. IPP = isopentenyl diphosphate, DMAPP = dfimethylallaly diphosphate, GPP = geranyl diphosphate. Asterisks (*) denote chiral centers.

In plants, IPP and DMAPP are derived from two distinct biochemical pathways: the classical acetate-mevalonate (MVA) pathway, and the more recently discovered 2-C-methyl-D-erythritol 4-phosphate (MEP) pathway. Terpene biosynthesis in plants is largely compartmentalized, with sesquiterpenoids primarily being synthesized in the cytosol via the MVA pathway, and with monoterpenoids mainly being derived from the plastidial MEP pathway [64]. However, it has been demonstrated that a considerable amount of cross-talk can occur between the MVA and MEP pathways. For example, Laule et al. [65] demonstrated that Arabidopsis plants, in which the MVA pathway was blocked, continued to produce sterols, presumably through the plastidial MEP pathway. Furthermore, in snapdragon, IPP precursors destined for both mono- and sesquiterpene assembly were derived from the MEP pathway [66]. The two biosynthetic pathways can operate in concert, as studies of sesquiterpene production in chamomile, for example, have shown that isoprenoid precursors were derived from both the plastidial and cytosolic terpenoid biosynthetic pathways [67]. In a series of elegant experiments using tobacco cell cultures, radiolabeled precursor metabolites, and protein biochemistry techniques, Hemmerlin et al. [68] described the considerable cross-talk between the MVA and MEP metabolic pathways in vivo.

The conversion of IPP/DMAPP to GPP and FPP, and the subsequent transformation of the later precursors to various terpene backbones – catalyzed by terpene synthases – have been extensively studied. Terpene synthases were first identified in tobacco (Nicotiana tabacum) [69] and spearmint (Mentha spicata) [70], and subsequently in numerous other plants including Arabidopsis thaliana, Citrus spp., Abies grandis, and Zea mays (for a detailed review, see [71]). To date, only three terpene synthase genes (including limonene, linalool, and bergamotene synthases) have been cloned and biochemically characterized in lavender. However, efforts are currently underway to develop genomics resources in lavender to facilitate the discovery of additional structural and regulatory genes that control the production of essential oil constituents in these plants [72].

The discovery and cloning of terpene biosynthetic genes has recently prompted extensive genetic engineering efforts aimed at improving production of mono- and sesquiterpenes in higher plants. These studies have yielded promising results. For instance, over-expression of a key MEP pathway enzyme, 1-deoxy-D-xylulose 5-phosphate synthase (DXS), in Arabidopsis resulted in increased monoterpene production, as well as increases in quantities of chlorophyll and carotene terpenoids [73]. The relatively slow action of deoxyxylulose phosphate reductoisomerase (DXR), the enzyme that catalyzes the second step of the MEP pathway, was shown to be remediated by the co-overexpression of DXR and DXPS in Escherichia coli, resulting in increased production of lycopene (C40) compared with cells that overexpressed DXPS alone [74]. Furthermore, yields of the p-menthane monoterpenes have been shown to increase 40–60 % via ectopic expression of DXR in peppermint (Mentha × piperita) [75]. These results underscore the potential of genetic engineering to improve the quality of essential oil in plants.

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Regulation of Terpenoid Biosynthesis

The biosynthesis of terpenoid compounds is strongly modulated by a myriad of environmental factors, including biotic stress. It is believed that the constitutive induction of volatile compounds is necessary for plants to thwart feeding insects and fungi [76]. Van Poeke and coworkers found that Arabidopsis plants infested with herbivorous Pieris rapae upregulated terpene synthase genes AtTPS03 and AtTPS10, as well as terpenoids myrcene and β-ionone [77]. Increased emission of volatiles [including linalool, β-ocimine, and (E)-β-farnasene] was also observed in cotton exposed to the herbivore Lygus [78]. As such, the enhancement of terpenoid biosynthesis may have potentially significant impacts on crop defense.

Abiotic environmental factors also result in the induction of terpene biosynthesis. Leaves from holm oak (Quercus ilex) emit monoterpenoids, particularly cis-β-ocimene and trans-β-ocimene, in response to heat stress [79]. Seasonal temperature fluctuations were found to elicit volatile emissions from many Mediterranean woody species, including Arbutus unedo, Erica arborea, and Quercus coccifera, with maximum terpene emission rates in spring [80], and monoterpenoid emission potential was greatest in early summer in Scots pine (Pinus sylvestris) [81]. Recent research on lavender has confirmed that volatiles are emitted at various times over the course of plant development, with maximal volatile emissions early in the growing season [82] and that emissions are linked to stages of flower development [83].

Since biosynthesis of terpenoids is believed to be predicated on corresponding terpene synthase gene expression in nature [56], our understanding of terpenoid biosynthesis has been greatly advanced using gene expression analysis and modern genomics techniques (such as microarray), revealing intriguing new insights into the intricacies of plant secondary metabolism. To advance our understanding of terpenoid gene expression, plant researchers have applied powerful web-based software tools, such as Genevestigator (http://www.genevestigator.ethz.ch/), to assess the considerable amounts of new genomics information generated from microarray experiments [84]. For instance, in a comprehensive microarray study, key terpene synthase genes were found to be preferentially expressed in Arabidopsis roots, which led to the identification of a tandem-organized pair of genes that were mechanically wound-inducible [85]. Despite these exciting advancements in terpenoid-related gene expression, the key molecular regulators of terpenoid biosynthesis have not been discovered.

Lavender is emerging as a model system for the study of terpenoid-related gene expression. Three lavender terpene synthases were first identified and characterized by Landmann in 2007 [72]. Since then, the first expressed sequence tag (EST) library of L. angustifolia has recently been reported [83]. This EST library contains 9453 unigenes, with many coding terpenoid biosynthesis-related enzymes, including terpene synthases, prenyl transfereases, and representatives from both the MVA and MEP terpene biosynthesis pathways [83]. Gene expression studies using this EST library revealed the enrichment of terpene synthase and MEP pathway transcripts in lavender glandular trichomes, in addition to detailing the temporal relationship between terpene synthase gene expression and essential oil accumulation [83]. The association of terpene synthase gene expression and terpene accumulation was also observed in L. angustifolia grown under natural conditions [82].

Advancements in genetic engineering protocols optimized for lavender have contributed to our understanding of essential oil production. Using transformation procedures, Munoz-Bertomeu et al. [86] found that over-expression of DXS, resulted in significant increases in total essential oil yield in L. latifolia. Studies such as these open new possibilities to target and explore terpene metabolism in Lavandula, potentially leading to the development of lavender cultivars with exceptional yields of therapeutically crucial terpenoids. Such technologies permit increasing the production of medicinal constituents, and hence developing new and more potent plants.

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Conclusions and Future Directions

A recent increase in the popularity of alternative medicine and “natural products” has renewed interest in lavenders and their essential oils as potential natural remedies. This surge has provided an exciting marketplace for lavenders with novel properties and applications, and future research is vital to better develop our understanding and production of lavender oils. Many discreet compounds in lavender oils have shown a myriad of potential therapeutic applications, and researchers continue to seek novel therapies to various ailments. Given that some of the most potent oil constituents (e.g., perillyl alcohol) are not highly abundant, our rapidly developing knowledge of terpenoid metabolic pathways will pave the way for improving the production of these compounds in lavenders through traditional breeding, or through modern plant biotechnology.

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References

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Dr. Soheil Mahmoud

Biology
University of British Columbia Okanagan

3333 University Way

Kelowna, B. C.

Canada V1V 1V7

Telefon: + 12 5 08 07 87 52

Fax: + 12 5 08 07 80 05

eMail: soheil.mahmoud@ubc.ca

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References

  • 1 Aqil M, Ahad A, Sultana Y, Ali A. Status of terpenes as skin penetration enhancers.  Drug Discov Today. 2007;  12 1061-1067
  • 2 Lis-Balchin M. Lavender: the genus Lavandula. London; CRC Press 2002: 208-209
  • 3 Gilani A H, Aziz N, Khan M A, Shaheen F, Jabeen Q, Siddiqui B S. Ethnopharmacological evaluation of the anticonvulsant, sedative and antispasmodic activities of Lavandula stoechas L.  J Ethnopharmacol. 2000;  71 161-167
  • 4 Khalil A M, Ashy M A, El-Tawil B A H, Tawfiq N I. Constituents of local plants: 5. The coumarin and triterpenoid constituents of Lavandula dentata L. plant.  Pharmazie. 1979;  34 564-565
  • 5 National Non-Food Crops Centre .http://www.nnfcc.co.uk/metadot/index Accessed February 1, 2010
  • 6 Wyckoff L, Sievers A. Lavender growing in America.  Am Perfumer. 1935;  31 67-70
  • 7 Perry N, Perry E. Aromatherapy in the management of psychiatric disorders clinical and neuropharmacological perspectives.  CNS Drugs. 2006;  20 257-280
  • 8 Heuberger E, Hongratanaworakit T, Böhm C, Weber R, Buchbauer G. Effects of chiral fragrances on human autonomic nervous system parameters and self-evaluation.  Chem Senses. 2001;  26 281-292
  • 9 Frey W H. Bypassing the blood-brain barrier to deliver therapeutic agents to the brain and spinal cord.  Drug Deliv Technol. 2002;  2 46-49
  • 10 Born J, Lange T, Kern W, McGregor G P, Bickel U, Fehm H L. Sniffing neuropeptides: a transnasal approach to the human brain.  Nat Neurosci. 2002;  5 514-516
  • 11 Hallschmid M, Benedict C, Born J, Fehm H-L, Kern W. Manipulating central nervous mechanisms of food intake and body weight regulation by intranasal administration of neuropeptides in man.  Physiol Behav. 2004;  83 55-64
  • 12 Hudson R. The value of lavender for rest and activity in the elderly patient.  Complement Ther Med. 1996;  4 52-57
  • 13 Field T, Field T, Cullen C, Largie S, Diego M, Schanberg S, Kuhn C. Lavender bath oil reduces stress and crying and enhances sleep in very young infants.  Early Hum Dev. 2008;  84 399-401
  • 14 Goel N, Kim H, Lao R P. An olfactory stimulus modifies nighttime sleep in young men and women.  Chronobiol Int. 2005;  22 889-904
  • 15 Tasev T, Toléva P, Balabanova V. Neurophysical effect of Bulgarian essential oils from rose, lavender and geranium.  Folia Med (Plovdiv). 1969;  11 307-317
  • 16 Tisserand R. The essential oil safety data manual. Brighton; Tisserand Aromatherapy Institute 1988
  • 17 Kritsidima M, Newton T, Asimakopoulou K. The effects of lavender scent on dental patient anxiety levels: a cluster randomised-controlled trial.  Community Dent Oral Epidemiol. 2009;  38 83-87
  • 18 Sugawara Y, Hara C, Tamura K, Fujii T, Nakamura K, Masujima M, Aoki T. Sedative effect on humans of inhalation of essential oil of linalool: sensory evaluation and physiological measurements using optically active linalools.  Anal Chim Acta. 1998;  365 293-299
  • 19 Hoferl M, Krist S, Buchbauer G. Chirality influences the effects of linalool on physiological parameters of stress.  Planta Med. 2006;  72 1188-1192
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Dr. Soheil Mahmoud

Biology
University of British Columbia Okanagan

3333 University Way

Kelowna, B. C.

Canada V1V 1V7

Telefon: + 12 5 08 07 87 52

Fax: + 12 5 08 07 80 05

eMail: soheil.mahmoud@ubc.ca

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Fig. 1 Enzymatic reactions involved in the synthesis of major lavender monoterpenoids. IPP = isopentenyl diphosphate, DMAPP = dfimethylallaly diphosphate, GPP = geranyl diphosphate. Asterisks (*) denote chiral centers.