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DOI: 10.1055/a-2554-7325
Safe, Sustainable, and Recyclable by Design (SSRbD): A Qualitative Integrated Approach Applied to Polymeric Materials Early in the Innovation Process
Funding Information SURPASS (Safe-, sUstainable- and Recyclable-by design Polymeric systems: A guidance towardS next generation of plasticS) received funding from the European Union’s Horizon Europe research and innovation program under grant agreement No 101057901.
- ABSTRACT
- Introduction
- Methodology
- Results and Discussion
- Case Study Descriptions
- Conclusions
- References
ABSTRACT
The safe and sustainable by design (SSbD) concept integrates functionality with safety and sustainability aspects at an early phase of the innovation and product development process. A qualitative integrated safe, sustainable, and recyclable by design (SSRbD) approach was developed in a series of cocreation workshops involving risk assessors, toxicologists, eco-design, and sustainable development experts. The SSRbD approach consists of (1) identification of functionality, criticality, toxicity, environmental, social, circularity/recyclability, and economic impacts in a life cycle thinking perspective; (2) development of SSRbD strategies; and (3) verification of SSRbD strategies. The first two steps were applied to three case studies (building sector: new recyclable-by-design bio-sourced polyurethane (PU) to replace PVC (polyvinyl chloride) as insulating material for window frames; transport sector: fire-resistant, intrinsically recyclable epoxy-vitrimer materials for sustainable composites to replace metal for train body; and packaging sector: recyclable MultiNanoLayered (MNL) films to replace multilayer films for packaging with drastically reduced concentrations of compatibilizers). Guidance for identifying polymer material-relevant information needs was developed. In terms of internal organization, an interdisciplinary group for case study assessment was developed. Each case study comes with specific challenges and needs, which is why a tailor-made approach is required for the application of SSRbD of polymeric materials and products.
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Keywords
Innovation - Safety - Sustainability - Recyclability - Polymeric materials - Integrated approach - SSbDA qualitative integrated safe, sustainable, and recyclable by design (SSRbD) approach was developed to bring together functionality with safety, sustainability, and recyclability aspects. The approach consisted of three steps: (1) identification of functionality, criticality, toxicity, environmental, social, circularity, and economic impacts in a life cycle thinking perspective; (2) development of SSRbD strategies; and (3) verification of SSRbD strategies. The first two steps in the SSRbD approach were applied to three case studies in the building, transport, and packaging sectors.
Introduction
The safe and sustainable by design (SSbD) concept is central to the European Commission’s (EC) Chemicals Strategy for Sustainability (CSS) aiming to innovate for safe and sustainable chemicals and achieve safe products and nontoxic material cycles [1]. SSbD identifies safety and sustainability hotspots at an early phase of the innovation and product development process in order to minimize potential hazard(s) and/or exposure and to maximize sustainability [2]. SSbD ensures that newly developed materials integrate functionality with safety and sustainability from the innovation phase through to the final product.
The EC Joint Recent Centre (JRC) has published several reports on SSbD, including (i) a review of safety and sustainability dimensions, aspects, methods, indicators, and tools [3]; (ii) the SSbD framework for the definition of criteria and evaluation procedure for chemicals [4]; (iii) the application of SSbD framework to case studies [5]; and (iv) the SSbD chemicals and materials methodological guidance [6]. The aim of the SSbD framework is to support the design and development of safe and sustainable chemicals and materials with research and innovation (R&I) activities. A recommendation was also published by the Commission in the Official Journal of the European Union in December 2022 [7]. The EC JRC SSbD framework is a voluntary approach to guide the innovation process for chemicals and materials. The aims of the SSbD framework are to (i) steer the innovation process toward the green and sustainable industrial transition; (ii) minimize the production and use of substances of concern, in line with, and beyond existing and upcoming regulatory obligations; and (iii) minimize the impact on health, climate, and the environment during sourcing, production, use, and end-of-life of chemicals, materials, and products [4]. The SSbD framework is composed of a (re-)design phase and an assessment phase that are applied iteratively as data becomes available. The (re-)design phase consists of the application of guiding principles to steer the development process. The goal, the scope, and the system boundaries, which will frame the assessment of the chemical or material, are defined in this phase. The assessment phase comprises four steps: i) hazard (human and environmental), ii) worker exposure during production, iii) exposure during use, and iv) life-cycle assessment. The assessment can be carried out either on newly developed chemicals and/or materials or on existing chemicals and/or materials to improve their safety and sustainability performance during production, use, and/or end-of-life [4]. Some examples where SSbD has been applied include a plasticizer (non-phthalate) in food contact material, flame retardants (halogen-free) in information and communication technology products, surfactants in textiles [5], nano-silver-based antimicrobial textile coatings production [8], battery materials [9], nano-enabled PFAS (polyfluoroalkyl substances)-free antisticking coating for bakery molds, and nanodrops of essential oil anchored to the surface of nano clays and encapsulated in a polymeric film [10].
Industry (mainly the European Chemical Industry Council, Cefic) also supports the SSbD concept and has published several reports on SSbD. These focus on how SSbD can be implemented to boost innovation and growth within the European chemical industry [11] and how SSbD acts as a transformative power behind circular and climate-neutral innovations [12]. Cefic has recently also developed guidance to unleash the transformative power of innovation [13]. Here, guiding design principles were proposed for a selected set of safety and sustainability considerations or dimensions to be assessed at the level of product–application combination in a stage-gate-like approach during innovation. The basic principle when innovating to improve the functionality and performance of chemicals, materials, products, processes, or services, is to advance in at least one of the dimensions of safety and sustainability without causing significant negative impacts in any of the other dimensions [13].
Plastic waste poses various risks to public health and the environment, while in 2019, 22 million tonnes of plastic were released into the environment, a figure that is expected to double by 2060 according to the OECD [14]. Danger of endocrine disruption and land, air, and water pollution are only some of the adverse effects of plastic waste on public and environmental health. Still, 70% of plastic waste collected in Europe is landfilled or incinerated [15], [16]. In this study, the SSbD concept has been expanded with extra emphasis on recyclability as this is still a major shortfall for many polymeric materials, while at the same time a necessary path toward circularity [17]. The EC JRC SSbD framework [4] covers recycling partly within the SSbD design principles SSbD1 material efficiency, SSbD4 use renewable sources, SSbD7 design for end-of-life (avoid using chemical/materials that hamper the recycling processes at end-of-life), and SSbD8 consider the whole life cycle (consider the most likely use of chemical/material and if there is the possibility to recycle it); yet extra attention is needed to the use phase and life cycle of the product. For this reason, the SSbD framework has been modified with special attention to recyclability into the safe, sustainable- and recyclable-by-design (SSRbD) integrated approach. This update was done in anticipation of going beyond material and process, focusing on the life cycle of future products with extra emphasis on end-of-life (EoL). This approach focuses not only on content but also on developing multidisciplinary teams that bring several disciplines together including material and process scientists, hazard assessment experts, toxicologists, and environmental impact specialists. This is especially important for plastics that are predominantly made from fossil feedstock with critical issues with EoL (mostly landfilled or incinerated).
The SSRbD integrated approach consists of three steps: (i) identification of criticality, toxicity, environmental, social, circularity, functionality, and economic impacts from a life cycle thinking perspective; (ii) development of SSRbD strategies; and (iii) verification of Safe, Sustainable, and Recyclable by Design strategies to ensure they lead to safer, more sustainable and more circular alternatives ([Figure 1]).


The SSRbD was applied to polymeric materials in three case studies. The first case study examines a new recyclable bio-sourced polyurethane (PU) for window frames in the building sector. The second case study examines fire-resistant, intrinsically recyclable epoxy-vitrimer materials for composites to be used as train bodies in the transport sector. The third case study examines recyclable MultiNanoLayered (MNL) films with reduced compatibilizer concentrations in the food packaging sector. In this study, the SSRbD integrated approach is presented using the three case studies as demonstrators. The focus of this study is on the identification of the safety and sustainability hotspots and the development of SSRbD strategies.
# 2
Methodology
2.1Development of SSRbD Integrative Approach
Reports from the EC JRC [3] [4] [5] [6], Cefic publications [11] [12] [13], and SSbD case studies [5], [8] [9] [10] were considered for the development of the integrative SSRbD strategy. The SSbD concept may be considered as the identification of safety (risks concerning humans and the environment) and sustainability (environmental, social, and/or economic impacts) hotspots at an early phase of the innovation and product development process in order to minimize potential hazard(s) and/or exposure [3], and to maximize sustainability. A first description of the SSbD concept can be found in the EU – CSS: ‘safe and sustainable by design can be defined as a pre-market approach to chemicals that focuses on providing a function (or service), while avoiding volumes and chemical properties that may be harmful to human health or the environment, in particular groups of chemicals likely to be (eco) toxic, persistent, bio-accumulative or mobile. Overall sustainability should be ensured by minimizing the environmental footprint of chemicals in particular on climate change, resource use, ecosystems, and biodiversity from a life cycle perspective.’ [4]
The ‘by design’ or (re)design phase consists of SSbD principles, including (i) SSbD1 Material efficiency; (ii) SSbD2 Minimize the use of hazardous chemicals/materials; (iii) SSbD3 Design for energy efficiency; (iv) SSbD4 Use renewable sources; (v) SSbD5 Prevent and avoid hazardous emissions; (vi) SSbD6 Reduce exposure to hazardous substances; (vii) SSbD7 Design for EoL; and (viii) SSbD8 Consider the whole life cycle [4].
In the context of the framework of SSbD criteria definition for chemicals and materials, the EC JRC SSbD framework [4], defines the term ‘by-design’ in three levels: (i) Molecular design: this is the design of new chemicals and materials based on the atomic level description of the molecular system. This type of design effectively delivers new substances, whose properties may, in principle, be tuned to be safe(r) and (more) sustainable. (ii) Process design: this is the design of new or improved processes to produce chemicals and materials. Process design does not change the intrinsic properties (e.g., hazard properties) of the chemical or material, but it can make the production of the substance safer and more sustainable (e.g., more energy or resource-efficient production process, minimizing the use of hazardous substances in the process). The process design includes upstream steps, such as the selection of the feedstock. (iii) Product design: this is the design of the product in which the chemical/material might be used with a specific function that will eventually be used by industrial workers, professionals, or consumers.
The development of a new chemical/material is often brought on through an innovation process that can be structured in a stage-gate approach. The process development can be monitored using the technology readiness level (TRL) and at each stage, quantitative and qualitative new information may be available for the assessment.
A new understating of safety: The safety concept is related to the absence of unacceptable risks for humans and the environment by avoiding the use of hazardous chemicals [4]. In the CSS, the ambitions toward a toxic-free environment and protection against the most harmful chemicals are evident. An important development is the extension of the generic approach to risk management to ensure that chemicals that cause cancers, gene mutations, affect the reproductive or the endocrine system, or are persistent and bioaccumulative, are not present in consumer products. This generic approach will be extended to other harmful chemicals, including those affecting the immune, neurological, or respiratory systems, and chemicals toxic to specific organs [1]. The scope of this CSS is also to protect vulnerable groups which typically include pregnant and nursing women, the unborn, infants, and children, the elderly people as well as workers and residents subject to high and/or long-term chemical exposure [1].
An SSRbD integrated approach was developed and applied to polymeric materials in three case studies by integrating several SSbD approaches [4], [6], [9], [18], [19].
# 2.2
Testing the SSRbD Integrated Approach in Various Case Studies
The first case study examines a new recyclable bio-sourced polyurethane (PU) for window frames in the building sector. The second case study examines fire-resistant, intrinsically recyclable epoxy-vitrimer materials for composites to be used as train bodies in the transport sector. The third case study examines recyclable MultiNanoLayered (MNL) films with reduced compatibilizer concentrations in the food packaging sector. In this study, the SSRbD integrated approach is presented using the three case studies as demonstrators. The focus of this study is on the identification of the safety and sustainability hotspots and the development of SSRbD strategies. SSRbD strategies included for instance the use of bio-based sources instead of fossil-based, recycled material content, the use of easily recyclable materials (e.g., vitrimerization), the use of safer (nontoxic) chemicals, additivation (e.g., covalently bound fire retardants, optimized content of compatibilizers), optimization of production processes with regard to energy and time, more energy efficient transport, simplified formulations for easy recycling, more durable products, and more efficient sorting, decontamination, and recycling processes.
2.2.1Supportive Interdisciplinary Case Study Groups
Internal professional multidisciplinary co-creation sessions were held using tools such as Menti and cocreation guidelines [20] [21] [22].
A series of internal workshops were organized during monthly meetings to brainstorm on how to operationalize the proposed SSbD framework from the EC to polymeric material-specific SSRbD in a cocreation process involving consortium participants involved in the case studies, risk assessment, toxicology, eco-design, and sustainable development. The SSRbD strategy and methodology were developed through several co-creation sessions with the SURPASS consortia [17]. An important consideration is that SURPASS is developing and implementing this strategy at the same time, and a first draft description is provided. The SSRbD strategy integrates innovation/functionality with safety and sustainability in an iterative process.
The content in [Tables 1], [3] and [5] was developed with biweekly meetings with the case studies. Here, information for the tables was gathered and the SSRbD strategies were defined and optimized.
An internal interdisciplinary group was assigned to each case study encompassing SURPASS[1] consortium partners with at least one partner from hazard, release, and exposure, health and environmental life cycle impact, and life cycle costing. Additional teams for sustainability and qualitative scoring were also developed. The case study interdisciplinary group has monthly technical meetings to co-create strategies and provide the necessary data needed for risk and sustainability assessment.
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# 2.3
Development of Guidance to Facilitate Safety and Sustainability Assessment
Guidance was developed for identifying polymer material-relevant information needs for the dimensions of safety, sustainability, and economics across the various life stages of polymeric materials, products, and processes through the integration of several approaches [10], [19], [23] [24] [25] [26] [27] and in co-creation with the SURPASS consortium.
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# 3
Results and Discussion
3.1Development of the SSRbD Integrative Approach
The focus of this study is on the first two steps of the SSRbD approach. For each of the case studies, the biggest safety and sustainability challenges were identified, along with the development of SSRbD strategies. The strategies identified in step two are currently under development to assess the technical feasibility, prior to the assessments of safety and sustainability improvements in step three.
For the development of SSRbD strategies (analogous to the (re)design phase of the JRC framework), important characterization parameters for polymeric materials were considered such as functionality challenges. The implementation of SSRbD strategies leads to the development of a global practical approach to link the use of SSRbD strategies and the assessment phase. Thus, the SSRbD practical approach will follow an iterative process that considers the TRL, integrating a life cycle vision and covering the steps of the JRC SSbD framework assessments. In addition to the JRC reports mentioned above, the global practical approach developed also considers the CEN 1325 (value management, value analysis, functional analysis vocabulary) [28] and ISO 15686-5 standards (Buildings and Constructed Assets – Service Life Planning – Part 5: Life-Cycle Costing) [29]. [Figure 2] shows how to link the SSRbD strategies and the assessment phase.


The first step (red and blue) of the approach defines the function in a life cycle perspective (functional unit). Recyclability is a technical function always included. The second step (yellow) defines performance criteria for technical solutions. The next step is the core of the approach with the Technical Design phase. To evaluate the SSRbD alternatives, the tiered approach is performed. The assessment stage follows the JRC SSbD framework plus the performance function assessment. Parallel assessments are preferred in contrast to sequential ones to allow iterative improvements. This choice is based on lessons learned from safe by design activities conducted in several projects [30] [31] [32] [33] [34] [35]. The life cycle sustainability is then assessed against relevant defined aspects. If the whole process evaluation is successful (orange arrow), the product TRL design increases. If not, hotspots and leverage opportunities are identified (green arrow). SSRbD alternatives are then implemented and a new loop is performed. If no hotspots are identified, either performance criteria are reassessed, or the product development is stopped. If the product reaches the final TRL level, a blue arrow points at the SSRbD product obtained. The initial step is to identify value chain safety and sustainability challenges using the ‘big picture’ and hotspot analysis.
The characterization of polymeric materials should include: (i) polymer class: classification of polymers based on properties (e.g., thermoplastics or thermosets); (ii) polymer type: a specific sort of polymer within a polymer class (e.g., polyethylene terephthalate, PET, or polypropylene (PP)); (iii) grade and purity: a specific structure and molecular mass within a polymer type and purity; (iv) additives: substances added to the polymer to improve its properties (e.g., pigment or flame-retardant); (v) blends: a combination of polymers (e.g., thermoplastic-thermoplastic blend); (vi) production residues: substances that do not deliberately remain in the material (e.g., catalyst or monomer); (vii) nonintentionally added substances (NIAS): substances that have not been deliberately added to the material or unplanned new substances resulting from contact to other materials (e.g., due to degradation substances that leach into the material) [19].
# 3.2
Case Study Descriptions
3.2.1Building Sector, Case Study CS#1: New Recyclable-by-Design Bio-sourced Polyurethane (PU) to Replace PVC (Polyvinyl Chloride) as Insulating Material for Window Frames
Polyurethane (PU) foams are the best and affordable isolation materials present on the market [36]. PU foams have the potential to replace polyvinyl chloride (PVC) in some building applications, such as insulating window frames. The vitrimer function uses catalysts and a temperature constraint to modify the behavior of PU from a thermoset to a thermoplastic (reformable thermoset). This method avoids the energy-intensive chemical recycling to return to the monomer.
3.2.1.1Functionality
The expected functional properties for a PU window frame can be described as follows: (i) mechanical properties; (ii) thermal properties; and (iii) nontoxic product reaction to fire and controlled fumes released. More details on the functionality parameters are presented in [Table 1].
# 3.2.1.2
Materials and Product Redesign
Current situation: fossil-based window frames with complex formulation using toxic chlorinated flame-retardant.
Safer solution: Bio-based polyurethane (PU) including halogen-free flame-retardant.
The window products as developed are as solid as the wooden frames so they do not need metal reinforcement, as for PVC. Besides, these PU foams can be partially bio-based (currently <5% w/w bio-based content and a target of more than 75% w/w for the polyol phase by the end of the project). This has proven an extremely high insulating degree, with a heat transmittance more than two times lower than that of PVC (CE marking test results). Its inherent properties allow some hazardous additives to be removed from the formulation, for example, organo-halogen fire-retardant additives (as used in PVC) that can be efficiently replaced by innocuous mineral nitro-phosphate salts.
# 3.2.1.3
Process and Manufacturing Redesign
Current situation: low recycling rate through mechanical or chemical methods. Solid polyurethane waste is generated during window assembly and production.
Safer and more sustainable solution: recyclable PU with enhanced vitrimer properties and prevention from using fresh resin.
The chemistry of PU makes recycling difficult as it cannot be melt-reprocessed like a thermoplastic. The current solution consists of micronizing unused PU and using it as a filler in new formulations, which allows recycling percentages to be no more than 50%, and in most cases degrading performance. An emerging alternative is chemical depolymerization [37], but with higher cost and energy demands. Today, less than 30% of thermoset PU is effectively recycled (the remaining is landfilled or incinerated).
# 3.2.1.4
Use and EoL
Current situation: unavailability of infrastructure for PU recycling purposes. There is a lack of safety in the current vitrimization catalytic system.
Safer and more sustainable solution: Safer vitrimization process adapted to new PU formulated matrix resulting in zero waste approach.
Material aging is investigated through comprehensive accelerated weathering tests, assessing impacts on volatile organic compound (VOC) emissions and mechanical properties. At this stage, a maximum of 5% micronized scrap from the PU process is used to reprocess window frames. The use of vitrimer chemistry will be developed to increase the recyclability of PU and enable the upcycling to create bio-sourced PU resins with enhanced vitrimer properties to replace PVC for window frames – with similar insulating properties, and to achieve a higher number of recycling loops ([Figure 3]).


An overview of the baseline generation is provided in [Table 2] with the SSRbD strategies in [Figure 3].
Life cycle stage |
||||
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Raw material and resources |
Processing and manufacturing |
Use |
End-of-life |
|
Environmental impact |
Polyamines are toxic for aquatic organisms and accidental release needs to be considered |
Solid polyurethane residues (powder, chips) during window assembly |
Rigid polyurethane foams will, when ignited, burn rapidly and produce intense heat, dense smoke, and gases that are irritating, flammable, and/or toxic. Polyurethanes form carbon monoxide, hydrogen cyanide, and other toxic products on decomposition and combustion |
|
Impregnation solvents (can be alcohols) during the vitrimerization process have an impact as VOC + are flammable and ocular irritants |
Compression molding is done at high temperatures and the actual situation needs to be considered |
|||
Integration of catalysts (IAS) in the polymer can increase the production of NIAS + release catalyst |
Use of recycled input, recycling process more complex than existing manufacturing process will need more qualified workers, manipulation of chemicals (even nontoxic) can lead to a disapproval of the process |
Solid polyurethane residues (chips) during window assembly |
||
Social impact |
Bio-based components (bio-polyols needed in INDRESMAT formulation): potential land use competition (feedstock) |
Isocyanate extension and synthesis of poly(oxime-urethane) require more steps and more high-quality job positions |
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Health-safety impact |
Catalysts are organic or acid bases, they are classified as corrosive and can be irritants for lungs when used as powders. |
Window assembly tools can be dangerous to handle, and sanding of the window frames could release fine dust particles which can harm the respiratory tract, solvent-based paints (for windows) |
Isocyanates are toxic and it is compulsory that <1 ppm of isocyanate group are unreacted in the final product. |
|
Isocyanate, which is a main component in PU synthesis, needs to be used by specially trained employees due to its effect on human health https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32020R1149 |
Compression molding: considerations due to the high temperatures used (burning) and potential toxic vapors generation |
Integration of catalysts (IAS) in the polymer can increase the production of NIAS + release catalyst |
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A prominent example of PU vitrimer chemistry uses toxic catalysts, for example, dibutyltin dilaurate, a tin-based catalyst |
Grinding (fine powders possibly affect the airway), impregnation (chemicals, solvent, temperature for drying solvents), extrusion (mechanical hazard, high temperature (160–200 °C)) |
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Economic impact |
Bio-based components are not produced at a large scale as much as fossil-based materials, therefore they could be more expensive |
Energy consumption is expected to be higher than with the use of the usual manufacturing process (grinding, impregnation, and extrusion/foaming vs molding/foaming), a compromise between energy consumption and toxicity/flammability of solvents will be done for the impregnation step |
Polyurethane products require larger investment from the end user than commodities: raw materials price volatility due to the oligopoly nature of the polyurethane market |
|
Fossil-based components depend directly on rising transport costs which are related to rising energy prices due to the Russia–Ukraine war |
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Poly(oxime-urethane) strategy requires more expensive materials than traditional PU and PVC |
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# 3.2.2
Transport Sector, Case Study CS#2: Fire-Resistant, Intrinsically Recyclable Epoxy-Vitrimer Materials for Sustainable Composites to Replace Metal for Train Body
In recent decades, the interest in the use of composite materials for structural applications for the transport sector has been increasing, mostly because composites are much lighter materials than some metals [38] [39] [40]. Currently, in the railway sector, composites are mainly used for interior parts and secondary structures. It is still of great interest to expand the application of these lightweight materials as alternatives to metals, which would allow a significant reduction in vehicle weight and, thus, energy consumption.
3.2.2.1Functionality
The functionality properties such as (i) Fire resistance avoiding toxic halogenated additives; (ii) nontoxic fumes released during burning; (iii) mechanical properties; and (iv) fixed hardener to support recyclability were considered. In addition to these functionalities, the production process of the composite is energy efficient (instead of the metal used in the current railway). More details on the functionality parameters are presented in [Table 3].
# 3.2.2.2
Material and Product Redesign
Current situation: the use of metal and nonrecyclable epoxy matrix which contains fibers and harmful flame retardants.
Safer and more sustainable solution: Replacement of toxic flame-retardant with halogen-free flame-retardant and the use of a recyclable epoxy matrix and fiber.
The application of composite materials in rolling stock (primary structures) shall meet specific fire, smoke, and toxicity (FST) requirements, which are set by EN45545 [41], to ensure human and environmental safety.
The improved fire resistance comes from the use of flame retardants (FR) in composite materials. The current trend is to replace halogen-based flame retardants, especially bromine, with halogen-free flame retardants, which are less toxic and more environmentally friendly [36], [42]. The most common strategies to obtain flame-retardant properties in halogen-free epoxy resin formulations are based on the use of inorganic flame retardants such as aluminum hydroxide (ATH), ammonium polyphosphate (APP), various organophosphorus compounds, etc [42] [43] [44].
Glass or carbon fiber reinforcements for composites have good flame-retardant properties, and therefore it is mainly the resin that needs to be improved in terms of fire resistance.
Recently, some thermoset composite materials (i.e., once cured they cannot be re-mixed) that meet the requirements of EN45545 have been developed. However, these novel composite materials are not sustainable at the end of their useful life, as they are not intrinsically recyclable, and often end up landfilled or incinerated.
# 3.2.2.3
Process and Manufacturing Redesign
Current situation: The current manufacturing process is energy-intensive with low output.
More Sustainable solution: Infusion manufacturing process with medium energy consumption and high output.
A sustainable epoxy-vitrimer system [45] which is easy to synthesize from readily available starting materials in a scalable manner and exhibits rapid high-temperature stress relaxation (vitrimer behavior) without the need for a catalyst, making the material recyclable, processable, and repairable due to the reversible bonds presented in the epoxy-vitrimer system.
# 3.2.2.4
Use and EoL
Final product re-design
Current situation: Heavy metal structure, or conventional nonrecyclable composite material with flame retardants.
Safer and more sustainable solution: A lightweight, halogen-free flame-retardant that is recyclable due to the structural composite part of the railway.
To anticipate the growing replacement of metal by non-recyclable composite for structures, this case study targets the transport sector with the objective of developing epoxy vitrimers that: (i) meet all the requirements of the railway FST; (ii) achieve the required mechanical performance; (iii) fulfill the needs of the manufacturing process; (iv) contribute to human and environmental safety through the use of non-harmful flame retardants and are intrinsically recyclable at the end of their life.
End-of-life
Current situation: high energy recycling of the metal and likely landfilling or incineration of non-recycling composite parts.
More Sustainable solution: Open-loop recycling for additional valuable applications.
The rapid stress relaxation behavior observed in the composites will allow the final product, and the waste generated during production as well, to be recycled through two different routes (mechanical and chemical route) in the product EoL phase. Thus, recycled parts will be generated, by simple mechanical recycling (grinding and thermoforming), and the epoxy matrix, fibers, and flame retardants will be recovered and used for additional applications ([Figure 4]).


An overview of the baseline generation is provided in [Table 4] with the SSRbD strategies in [Figure 4].
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# 3.2.3
Packaging Sector, Case Study CS#3: Recyclable MultiNanoLayered (MNL) Films to Replace Multilayer Films for Packaging with Reduced Concentrations of Compatibilizers
Multilayer plastic films are widely used as packaging for food protection and preservation. This is due to their unique barrier properties, protection can be provided directly by preventing goods from contamination and indirectly by extending their shelf life [46].
Multilayer films are commonly composed of multiple high-performance layers, each one having its own useful function. Regardless of their design, the outer layer provides sealability, printability, and resistance against abrasion. Meanwhile, the inner layer provides, among others, oxygen barrier properties. The most common materials used for the external layers are polyolefins, with low-density polyethylene (LDPE) being the most prominent one, followed by polypropylene (PP), high-density polyethylene (HDPE), and polyethylene terephthalate (PET). With regard to the barrier properties, PA (polyamide), and EVOH (ethylene and vinyl alcohol copolymer), are widely used. Uncertainty about the impact of a recycling stream, unsuitable current designs, and the absence of sorting and dedicated recycling concepts for such multilayers often prevent their recycling in an economically and environmentally sustainable way.
In multilayer film designs, such as five-layered films, the central layer is often delimited by two adhesive layers that enable adhesion to both the outer and inner layers. This structure is common in barrier films containing PA or EVOH, as these polymers exhibit poor adhesion to the primary structure. Therefore, copolymers, acting as tie layers, are used to improve adhesion between the barrier and external layers [47]. The selection of compatibilizers in multilayer films is essential for optimizing performance, as they ensure proper adhesion between layers, which is critical for applications like food packaging. However, these tie layers also influence the overall recyclability of the films, adding cost and requiring careful consideration of their compatibility with existing recycling streams. The goal is to optimize their proportion to balance strong layer adhesion and desirable properties, such as oxygen permeability while minimizing resource use and enhancing sustainability.
Multi-nanolayer (MNL) polymer-based films, produced using a specific coextrusion technology, involve combining multiple extruders through a multichannel-layered feedblock to create films with up to 1000 layers. Polymer streams are combined into parallel layers before exiting to form a film, sheet, or annular die. This nano-structuring process allows the production of films with a good barrier, mechanical, and optical properties while reducing the need for compatibilizing agents, which helps lower costs and improves the recyclability of the final product through fine predispersion.
MNL coextrusion is a continuous process of the combination of one or more materials into films with several thousands of alternating nanometric layers. The tortuous path created by this layering enhances gas barrier performances.
3.2.3.1Functionality
The functionality properties include: (i) sealability, printability, and resistance against abrasion; (ii) oxygen barrier; (iii) shelf life; and (iv) sealing strength. More details on the functionality parameters are presented in [Table 5].
# 3.2.3.2
Material and Product Redesign
Current situation: External layers of polyolefins as low-density polyethylene (LDPE) with EVOH (ethylene and vinyl alcohol copolymer) for barrier properties.
Safer and more sustainable solutions: PE/EVOH and PE/PA blends are developed to form base multilayer films without multipliers. The MNL polymer-based films result in lower contents of polyethylene grafted with maleic anhydride (PE-g-MA).
Multilayer films are commonly composed of multiple high-performance layers, each one having its own useful function. Regardless of their design, the outer layer provides sealability, printability, and resistance against abrasion. Meanwhile, the inner layer provides oxygen barrier properties. The MNL polymer-based films result in lower contents of Pe-g-MA and potentially lower amounts of barrier materials for the same performance.
# 3.2.3.3
Process and Manufacturing Redesign
Current situation: Multilayer extrusion where risk assessment is necessary at the workplace to ensure there is minimal PE-g-MA exposure. PE-g-MA, handled as a pure solid form, is irritating to the eyes, the respiratory system, and the skin.
Safer and more sustainable solution: multi-nanolayer coextrusion process with low levels of PE-g-MA. Playing with the # of layers and thickness to reduce the % of PE-g-MA and potentially reduce the amount of barrier material.
Multi-nanolayer film coextrusion is developed by first establishing combinations of PE/EVOH and PE/PA blends to form base multilayer films without multipliers. This step is needed to test the homogeneity of the layers and their interfacial adherence, as well as to optimize the viscosity difference between the coextruded polymers. Blends will then be formulated with different concentrations of compatibilizers by applying the multi-nanolayer coextrusion technology, using diverse multiplying elements. The objective is to obtain multi-nanolayer films with up to 1024 layers. Therefore, with the best formulations, the influence of the nanolayering parameters (number of layers, thickness, and composition of the layers) on the barrier and mechanical properties of the final product will be investigated.
# 3.2.3.4
Use and EoL
Current situation: There is a complex waste collection and sorting system needing decontamination for closed-loop recycling.
Safer and more sustainable solution: Safer and less complex bends resulting in better sorting, increased recyclability, and reduction of landfill waste; all supporting a closed material loop recycling.
An overview of the baseline generation is provided in [Table 6] with the SSRbD strategies in [Figure 5].


#
#
# 3.3
Reflections and Guidance Development for the Safety and Sustainability Assessment
The developed SSRbD approach is in line with the EC JRC framework in the (re)design phase [4] and the scoping analysis in the EC JRC methodological guidance [6]. The scoping analysis consists of three steps: (i) the system definition, (ii) the (re)design definition, and (iii) the engagement with the actors along the life cycle. At the end of the scoping analysis, the safety and sustainability assessments need to be performed in an iterative way. The first step of the SSRbD approach (‘big picture’ and hotspot analysis) aligns with the ‘the system definition’, while the development of SSRbD strategies (second step) aligns with the ‘(re)design definition’ steps of the scoping analysis in the EC JRC methodological guidance. In addition, the supportive interdisciplinary case study groups address the third step of the scoping analysis by supporting engagement with actors along the life cycle.
A key lesson learned in the development of the SSRbD approach is the importance of co-creating in an interdisciplinary team. This is in line with learning-by-doing work related to SSbD building blocks and roadmap [48], [49]. Also, the explicit inclusion of recyclability as a key performance criterion in SSRbD solutions highlights the need for a thorough evaluation of system complexity versus recycling performance. For example, the use of added substances like compatibilizers in multilayers or vitrimerization catalysts for PU introduces additional considerations that may not arise in a more linear SSbD approach, where such substances would typically be minimized. This comprehensive analysis ensures the selection of safe and sustainable ‘enabling’ materials that support both performance and recyclability.
In order to guide how to start the safety and sustainability assessment, guidance for identifying polymer material-relevant information needs for the dimensions of safety, sustainability, and economics across the various life stages of polymeric materials, products, and process was developed ([Table 7]).
Safety |
Hazard characterization/assessment human toxicity:
Environment toxicity
Exposure characterization/assessment
|
Environment |
Raw materials and resources
Is there a high amount of waste in the process of manufacturing?
Production,
Transport
Use
End-of-life (Recyclability and reusability)
Other aspects
|
Economic |
|
Social |
|
#
# 4
Conclusions
A qualitative SSRbD integrated approach was developed consisting of: (1) the identification of functionality, criticality, toxicity, environmental, social, circularity/recyclability, and economic impacts in a life cycle thinking perspective; (2) the development of SSRbD strategies; and (3) verification of SSRbD strategies to ensure they lead to safer and more sustainable alternatives. These first 2 steps were applied to three case studies in the building, transport, and packaging sectors. The third step would include a more quantitative or semiquantitative approach. Guidance was also developed on how to start the safety and sustainability assessment (Step 3), for identifying polymer material-relevant information needs for the dimensions of safety, sustainability, and economics across the various life stages of polymeric materials, products, and processes.
The developed approach is novel in comparison to other published work [6], [8], [10], [13] in (i) the inclusion of quantitative functionality product parameters ([Tables 1], [3] and [5]), (ii) the application of SSRbD at the product level (instead of at the material or chemical level) in the plastic sector and value chain, and (iii) in the inclusion of re(design) strategies at the material and product level, at the process and manufacturing level and the use and EoL level with extra focus in recyclability and circularity. The biggest challenge was optimizing the necessary product functionality while applying the SSRbD strategies. The global practical approach ([Figure 2]) where functionality is central to supporting the ‘fail-early, fail-cheap’ industrial principle for innovation [13] and competitiveness by providing strategies to close the innovation gap [50]. From a broader scientific perspective, the field of innovation needs to be closer to the fields of safety and sustainability (environmental, social, and economic). In this way, the knowledge generated in safety and sustainability is applied to industrial innovation practices. An efficient science-policy-industry interface is needed to bridge this knowledge transfer gap [51].
Finally, in terms of internal organization, an interdisciplinary group for each case study encompassing partners from hazard, release and exposure, health and environmental impact, and life cycle costing was developed to actively support the operationalization of the SSRbD approach. In this respect, new business models are needed that embed SSbD principles in innovation projects [52]. Innovation managers play an important role in bringing SSbD to practical applicability and training is needed for them to embed SSbD into their daily practices [52].
#
#
Contributors’ Statement
Conceptualisation: L.G. Soeteman-Hernández, G. Cabrera, A. Huegun, P.R. Outon, S. Artous, S. Clavaguera; Writing – original draft: L.G. Soeteman-Hernández, G. Cabrera, A. Huegun, P.R. Outon, S. Artous, S. Desrousseaux, V. Cazzagon, C. Delpivo, D. Ganszky, S. Clavaguera; Writing – review & editing : L.G. Soeteman-Hernández, G. Cabrera, A. Huegun, P.R. Outon, S. Artous, S. Desrousseaux, Y. Staal, V. Cazzagon, C. Delpivo, D. Ganszky, S. Clavaguera; Funding acquisition: S. Artous, S. Clavaguera.
Conflict of Interest
The authors declare that they have no conflict of interest.
Acknowledgment
SURPASS would like to acknowledge the case study lead partners INDRESMAT, CIDETEC, and IPC.
1 https://www.surpass-project.eu/approach-and-methodology
-
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SUNSHINE.
Safe and sUstainable by desigN Strategies for HIgh performance multi-component NanomatErials.
https://www.h2020sunshine.eu/
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Correspondence
Publication History
Received: 28 October 2024
Accepted after revision: 28 February 2025
Accepted Manuscript online:
10 March 2025
Article published online:
27 May 2025
© 2025. The Author(s). This is an open access article published by Thieme under the terms of the Creative Commons Attribution License, permitting unrestricted use, distribution, and reproduction so long as the original work is properly cited. (https://creativecommons.org/licenses/by/4.0/).
Georg Thieme Verlag KG
Oswald-Hesse-Straße 50, 70469 Stuttgart, Germany
Lya G. Soeteman-Hernández, Géraldine Cabrera, Arrate Huegun, Pablo R. Outón, Sébastien Artous, Stephanie Desrousseaux, Yvonne Staal, Virginia Cazzagon, Camilla Delpivo, Daniel Ganszky, Simon Clavaguera. Safe, Sustainable, and Recyclable by Design (SSRbD): A Qualitative Integrated Approach Applied to Polymeric Materials Early in the Innovation Process. Sustainability & Circularity NOW 2025; 02: a25547325.
DOI: 10.1055/a-2554-7325
-
References
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- 32 SABYDOMA. Safety BY Design Of nanoMaterials – From Lab Manufacture to Governance and Communication: Progressing Up the TRL Ladder. 2024 https://www.sabydoma.eu/
- 33 SAbyNA. Simple, robust and cost-effective approaches to guide industry in the development of safer nanomaterials and nano-enabled products. 2024 https://www.sabyna.eu/
- 34
SUNSHINE.
Safe and sUstainable by desigN Strategies for HIgh performance multi-component NanomatErials.
https://www.h2020sunshine.eu/
- 35 SbD4Nano. Computing infrastructure for the definition, performance testing and implementation of safe-by-design approaches in nanotechnology supply chains. 2024 https://www.sbd4nano.eu/
- 36 Samali B, Nemati S, Sharafi P. et al. Structural Performance of Polyurethane Foam-Filled Building Composite Panels: A State-Of-The-Art. J. Compos. Sci. 2019; 3 (02) 40
- 37 Mangold H, von Vacano B. The Frontier of Plastics Recycling: Rethinking Waste as a Resource for High-Value Applications. Macromol. Chem. Phys. 2022; 223 (13) 2100488
- 38 Khan F, Hossain N, Mim JJ. et al. Advances of composite materials in automobile applications – A review J. Eng. Res.. 2024
- 39 Bhong M, Khan TK. H, Devade K. et al. Review of composite materials and applications Mater. Today: Proc.. 2023
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- 44 Ciesielski M, Burk B, Heinzmann C, Döring M. Fire-retardant high-performance epoxy-based materials. In Novel Fire Retardant Polymers and Composite Materials. Elsevier; 2017. pp 3-51
- 45 Ruiz de Luzuriaga A, Martin R, Markaide N. et al. Epoxy resin with exchangeable disulfide crosslinks to obtain reprocessable, repairable and recyclable fiber-reinforced thermoset composites. Mater. Horiz. 2016; 3 (03) 241-247
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