Keywords
degenerative shoulder diseases - shoulder injuries - epidemiology - ICD10 - health
care situation
Introduction
The global incidence and prevalence of shoulder diseases has been increasing for years
[1]
[2]. But despite this increasing burden of disease, awareness of this issue appears
to be limited. In contrast to knee, hip and wrist arthrosis, acromioclavicular joint
arthrosis or arthrosis of the shoulder joint is not a diagnosis for which the global
burden of disease is recorded in the Global Burden of Disease (GBD) study [3]. For 33 years, the GBD study has carried out regular investigations into the global
impact of diseases and risk factors which have provided a clear picture over time
of the health status of people living in different countries. In their study, however,
arthrosis of the shoulder is simply grouped together with other degenerative joint
changes under the collective term “other arthroses”, which does not clearly show their
contribution to
public health burdens.
The current study situation is best described as heterogeneous. Consequently, the
collected figures diverge to some extent, which may be due to very specifically defined
study populations, age groups, and diagnostic criteria. Moreover, a high prevalence
of prior asymptomatic changes are assumed, especially with regards to rupture of the
rotator cuff [4]
[5]
[6].
Despite the increasing global importance of shoulder diseases, there are no reliable
figures on the incidence and prevalence, on imaging and the coding behaviour of different
groups of medical specialists, or about the prescription of medications in the Federal
Republic of Germany [7]. In a recently published editorial in the medical journal Deutsches Ärzteblatt,
Berger et al. [8] pointed out that while data from health insurance companies do not provide precise
comprehensive documentation of care, the data does permit a simple and cost-efficient,
cross-sectoral and longitudinal investigation to be made into the care provided to
large numbers of people [9]. Several studies about the coding quality of diagnoses made by panel doctors for
different pathologies have been published [10], but to the best of our
knowledge, there has been no comparable study on shoulder diseases and injuries. Our
study now provides these figures for 9 shoulder diagnoses ([Table 1]), according to age and gender of the affected persons. The study differentiates
between accident-related injuries of the shoulder and shoulder diseases caused by
degenerative changes of the shoulder mechanism. The data of 4.9 million individuals
insured by the statutory health insurance fund AOK Baden-Württemberg (AOK BW) were
evaluated.
Table 1 Assignment of ICD-10 codes to a total of 9 diagnosis groups.
Diagnosis groups
|
ICD-10 codes
|
Degenerative diseases
|
Arthrosis of shoulder
|
M19.x1
|
Joint diseases of shoulder
|
M24.x1 (other types of specified joint damage), M25.x1 (other joint diseases, not
classified elsewhere)
|
Diseases of synovium and tendons of shoulder
|
M67.x1
|
Rotator cuff lesions
|
M75.1
|
Impingement syndrome of shoulder
|
M75.4
|
Other shoulder lesions
|
M75.0 (adhesive capsulitis of shoulder), M75.2 (bicipital tendinitis), M75.3 (calcific tendinitis of shoulder), M75.5 (bursitis of shoulder), M75.6 (labrum lesion with degenerative change of shoulder joint), M75.8 (other shoulder lesions), M75.9 (shoulder lesion, unspecified)
|
Traumatic disease
|
Fracture in the area of shoulder and upper arm
|
S42.0- (fracture of clavicle), S42.1- (fracture of scapula), S42.2- (fracture of upper end of humerus), S42.3 (fracture of shaft of humerus), S42.7 (multiple fractures of clavicle, scapula, and humerus), S42.8 (fracture of other parts of shoulder and upper arm), S42.9 (fracture of shoulder girdle, part unspecified)
|
Dislocation, sprain and strain of joints and ligaments of shoulder girdle
|
S43.-
|
Injury of muscle(s) and tendon(s) of the rotator cuff of shoulder
|
S46.0
|
The aim of this study was to make statements about the care provided to treat the
most common shoulder diagnoses and comorbidities. This means that, for the first time,
reliable data are presented about the reality of care for a large patient population
in Germany. This will provide a verifiable database for planning needs-based prevention
and care in the coming years.
Material and Methods
Data
The billing data of persons in whom a shoulder disease was coded in 2022 and who were
insured by the statutory health insurance fund AOK BW were used ([Table 1]). To obtain an understanding of the coding behaviour of the treating physicians,
unspecific codes were also chosen in addition to specific ICD-10 codes for diseases.
This permits a differentiation to be made between the codes used for underlying diseases
(specific) and unspecific codes which only code for the symptoms. To be able to evaluate
the required diagnosis-free periods in the preceding quarters and the utilisation
of services on the part of an insured individual during a maximum period of 6 months
after receiving the diagnosis, data from the years 2020/2021 and from the 1st quarter
of 2023 were additionally consulted. The evaluations were carried out for the period
from December 2023 to February 2024. Data were analysed using SQL scripts (Toad for
SAP Solutions 4.1.0.142).
The coded diagnoses and data on the utilisation of services from the outpatient and
inpatient care sectors and the prescribed therapeutic and medicinal products sector
of a statutory health insurance were used for the analysis. Only insured persons with
incidental diagnoses were included in the evaluation of the utilisation of care services.
As the costs of conventional diagnostic X-ray and sonography procedures performed
in hospital and in the context of selective contracts (§§ 73c and 140a SGB V) are
not billed separately, the data for these 2 areas of care were not included in the
analysis.
A case requiring treatment may be assigned to several diagnosis groups if several
diagnoses were coded. Age standardisation based on the 2013 European population was
done to permit comparisons between groups [11].
To determine whether shoulder diseases are associated with specific comorbidities,
chi-square tests were done using RStudio Pro (version 4.2.3) for age-standardised
cohorts disaggregated according to gender, and the effect size was determined using
Cramer’s V. The effect size measurement Cramer’s V, i.e., the quantifiable extent
of the effect and its practical relevance, can have a value between 0 and 1. The higher
the value, the more relevant the association between the two tested variables. The
chisq.test function of the R Stats Package [12] and the cramersV function of the R lsr Package [13] were used for calculations.
Data protection
Analysis was done based exclusively on routine billing data compiled internally by
AOK BW which was case-related and was not related to individual insured persons. All
analyses included here are the result of automated routine evaluations and are presented
in anonymised form as purely numerical values or percentages. This completely excludes
observations on individual insured persons. All analyses were done in compliance with
data protection regulations and in consultation with the data protection officer of
AOK BW.
Analysis criteria: prevalence and incidence rate
To obtain prevalence and incidence rates for 2022, the diagnoses of shoulder diseases
were assigned to one of the 9 diagnosis groups. For the outpatient sector, only assured
diagnoses were included in the analysis; for the inpatient sector, only the principal
and secondary diagnoses were included. The diagnoses were assigned to the quarters
1/2022 to 4/2022, as the precise date when the diagnosis was coded could not be determined.
A total of 4887491 million people were insured by AOK BW for at least one day in the
year 2022. Of these 4887491 million people, 343770 insured persons (7.03%) were recorded
as having one of the shoulder diseases listed in [Table 1].
The incidence rates were calculated for trauma-related shoulder injury to obtain more
precise records compared to prevalence, for example, for cases which were coded multiple
times in the computer-based information system of the surgery or hospital. Only insured
persons who had a coded diagnosis for a shoulder injury in 2022 and had additionally
been insured by AOK BW over the 8 previous quarters prior to 2022 during which period
they had not had a diagnosis from the respective diagnosis group were included. This
lead time without a diagnosis made it possible to select the at-risk population while
excluding the possibility that the current diagnosis was related to an earlier injury
in the patient’s medical history. A total of 36398 insured persons met these criteria.
Analysis criteria: comorbidities
Insured persons with prevalent or incidental shoulder disease or injury diagnosed
in 2022 were checked to see whether they had also been coded in the same year for
at least one assured outpatient diagnosis or an inpatient principal or secondary diagnosis
of diabetes mellitus (ICD-10 codes E10–E14), hypertension (ICD-10 codes I10–I15),
thyroid gland disorder (ICD-10 codes E00–E07), or lipoprotein metabolism disorder
(ICD-10 codes E78.-). All insured persons who were not diagnosed with a shoulder disease
or injury during the study analysis period served as the comparison group (age-matched
controls).
Insured persons who were diagnosed with degenerative shoulder disease were grouped
together (comorbidity group 1) as were insured persons with trauma-related disease
without fractures (comorbidity group 2). Insured persons with fractures (comorbidity
group 3) were additionally investigated for the comorbidity osteoporosis (ICD-10 codes
M81–M82). Testing for significance and determination of the effect size was done separately
for men and women.
Analysis criterion: coding behaviour
Diagnostic data from the outpatient and inpatient sector was used to evaluate the
coding behaviours of the relevant medical specialist groups treating shoulder diseases
and of the hospital sector. Physicians were classified into the following groups based
on the medical specialist group key (as indicated by the last two numbers of the 9-digit
lifelong doctor identifier number): general practitioner/internal specialist (01,
02, 03, 23), orthopaedist (10, 12), surgeon (06, 11), rheumatologist (31), physical
medicine specialist (57), radiologist (62). All other medical specialist group keys
were summarised as “other MS groups.” This group also includes outpatient emergency
treatments in hospital. Assignment to the inpatient hospital sector was differentiated
according to the type of diagnosis (principal or secondary inpatient diagnosis). The
coding frequency for all treatment cases according to diagnosis and medical specialist
group was evaluated for the 9 diagnosis groups.
Insured population
In 2022, 44.9% (men 45.1%; women 44.7%) of persons living in the federal state of
Baden-Württemberg who were insured in a statutory health insurance system were insured
by AOK BW. A detailed list is given in [Table 2], differentiated according to age and gender. Overall, the percentage of persons
insured by AOK BW amounts to 6.2% of all women and 6.3% of all men in a statutory
health insurance scheme in Germany. From intermediate age onwards, the percentage
of men insured by AOK BW is several percentage points higher than for women. Above
the age of 80, the percentage of women is slightly higher, reaching almost 50% above
the age of 85.
Table 2 Percentage of persons insured by AOK Baden-Württemberg compared to the total population
of Baden-Württemberg insured in a statutory health insurance scheme. Arranged according
to age and gender for the year 2022. Own calculation by AOK BW based on the number
of insured persons provided by the National Association of Statutory Health Insurance
Funds in Germany.
Age group (years)
|
Percentage of women AOK BW
|
Percentage of men AOK BW
|
0
|
51.6%
|
48.5%
|
1–4
|
47.8%
|
48.0%
|
5–9
|
47.6%
|
47.6%
|
10–14
|
47.6%
|
47.7%
|
15–19
|
47.5%
|
47.2%
|
20–24
|
45.4%
|
45.3%
|
25–29
|
45.4%
|
45.0%
|
30–34
|
45.7%
|
45.6%
|
35–39
|
44.5%
|
45.0%
|
40–44
|
43.7%
|
44.4%
|
45–49
|
44.7%
|
45.6%
|
50–54
|
43.3%
|
44.9%
|
55–59
|
41.6%
|
43.3%
|
60–64
|
42.6%
|
43.8%
|
65–69
|
43.5%
|
44.3%
|
70–74
|
43.0%
|
43.9%
|
75–79
|
41.3%
|
41.9%
|
80–84
|
44.4%
|
42.2%
|
≥ 85
|
49.4%
|
44.1%
|
Alle
|
44.7%
|
45.1%
|
Results
In 2022, 181913 out of 2.5 million women (7.3%) and 161856 out of 2.39 million men
(6.9%) insured with AOK BW received outpatient or inpatient treatment for shoulder
disease or shoulder injury. The distribution of affected persons in the 9 diagnosis
groups is shown in [Table 3]. Also shown are the age-standardised prevalence and incidence rates and the mean
ages for the respective diagnosis groups. The most commonly coded diagnosis for both
cohorts was for the group “other shoulder lesions,” followed by impingement syndrome,
rotator cuff lesions, and shoulder arthrosis. Out of 100000 women, 2.1% visited a
health professional in the context of a rotator cuff lesion and 2.5% for other shoulder
lesions. Out of 100000 men, the age-standardised percentage was 2.2% and 2.4% respectively
(s. [Table 3]). Of the insured persons with degenerative shoulder disease in 2022, a total of
28.7% were diagnosed with arthrosis
of shoulder, with a higher percentage found in women compared to men (women 15.5%
vs. men 13.2%). The age-standardised rate was 1.8% for women and 2% for men per 100000
insured persons. In 2022, a first treatment visit in the context of a fracture was
coded for around 4900 men. The figure was significantly higher for women with around
6400 cases. A review of the age-standardised rates found no differences between men
and women, with approximately 0.2% of persons newly diagnosed with disease. However,
men were affected more often by dislocations and strains than women (0.5% vs. 0.3%
per 100000 insured persons).
Table 3 Prevalence and incidence rates of common shoulder diseases and injuries for men and
women in 2022. An insured person may be included in several diagnosis groups, i.e.,
a case with disease/injury may be included in several diagnosis groups.
Diagnosis group
|
Number of insured persons affected
|
Mean age (years)
|
Age-standardised prevalence rate/100000 IY
|
Number of insured persons affected
|
Mean age (years)
|
Age-standardised incidence rate/100000 IY
|
M: men; W: women; IY: number of years insured; NP: not performed
|
|
M
|
W
|
M
|
W
|
M
|
W
|
M
|
W
|
M
|
W
|
M
|
W
|
Arthrosis of shoulder
|
42375
|
49759
|
67
|
73
|
1984
|
1799
|
NP
|
NP
|
NP
|
NP
|
NP
|
NP
|
Joint diseases of shoulder
|
39546
|
37315
|
54
|
59
|
1760
|
1499
|
NP
|
NP
|
NP
|
NP
|
NP
|
NP
|
Diseases of synovium and tendons of shoulder
|
529
|
564
|
57
|
60
|
24
|
23
|
NP
|
NP
|
NP
|
NP
|
NP
|
NP
|
Rotator cuff lesions
|
46900
|
53731
|
62
|
65
|
2157
|
2100
|
NP
|
NP
|
NP
|
NP
|
NP
|
NP
|
Impingement syndrome of shoulder
|
53077
|
60020
|
61
|
62
|
2418
|
2408
|
NP
|
NP
|
NP
|
NP
|
NP
|
NP
|
Other shoulder lesions
|
53440
|
62666
|
60
|
62
|
2422
|
2507
|
NP
|
NP
|
NP
|
NP
|
NP
|
NP
|
Fracture in the area of shoulder and upper arm
|
8583
|
12582
|
54
|
74
|
390
|
448
|
4921
|
6433
|
53
|
74
|
222
|
232
|
Dislocation, sprain and strain of joints and ligaments of shoulder girdle
|
9680
|
5308
|
39
|
61
|
422
|
210
|
4937
|
2784
|
39
|
59
|
285
|
146
|
Injury of muscle(s) and tendon(s) of the rotator cuff of shoulder
|
2059
|
1720
|
63
|
70
|
95
|
66
|
992
|
718
|
61
|
67
|
54
|
37
|
Prevalence
[Fig. 1] shows the prevalence of degenerative shoulder disease, i.e., diseases caused by
changes of the musculoskeletal system without prior trauma, and the prevalence rates
of traumatic disease or after-effects of injury to the shoulder. Degenerative diseases
of the shoulder joint significantly outweigh traumatic injuries, peaking in the 5th
and 6th decades for impingement syndrome, rotator cuff lesions and other shoulder
diseases and a sharp increase in arthrosis of shoulder from the age of 40 which increases
even more sharply in women than men.
Fig. 1 Prevalence rates (number of insured persons affected per 100000 number of years insured)
of persons insured by AOK Baden-Württemberg for degenerative and traumatic diseases
of the shoulder according to gender in 2022. The numbers in bold show the most affected
age group.
Coding behaviour
As [Fig. 2] shows, the diagnoses for degenerative shoulder disease and shoulder injuries are
mainly coded by general practitioners. The percentage of diagnoses coded by orthopaedic
or surgical specialists is significantly lower.
Fig. 2 ICD coding behaviour according to medical specialist group or sector for persons insured
by AOK Baden-Württemberg in the year 2022. Percentage of treatment cases for degenerative
and traumatic diseases of the shoulder in relation to all treatment cases of the respective
diagnosis groups.
While arthrosis of shoulder, joint diseases of shoulder, and injury of muscle(s) and
tendon(s) of the rotator cuff of shoulder were coded mostly by general practitioners,
orthopaedists predominantly coded rotator cuff lesions, impingement syndrome of shoulder,
and dislocations, sprains, and strains. Surgeons predominantly coded post-traumatic
conditions. [Fig. 2] shows incidental and prevalent treatment cases for both the outpatient and inpatient
sector.
Incidence
[Fig. 3] shows newly diagnosed shoulder injuries for the year 2022. It is notable that the
number of shoulder fractures increases significantly later in men compared to women
and that, overall, women sustain a shoulder fracture significantly more often than
men. Dislocations, however, occur predominantly in men, peaking significantly in youth
and early adulthood.
Fig. 3 Incidence rates of traumatic diseases of shoulder (number of newly diagnosed insured
persons per 100000 number of years insured) for persons insured by AOK Baden-Württemberg
according to gender and age group in 2022. The figure in bold indicates the most severely
affected age group.
Utilisation of care services
In the period covered by the study, 26% of patients were examined with diagnostic
imaging to diagnose degenerative shoulder disease (see [Fig. 4]). With the exception of the diagnosis “joint diseases of shoulder,” in all other
investigated diagnosis groups diagnostic X-ray was performed in a mean of 19.9% of
patients.
Fig. 4 Percentage of persons insured by AOK Baden-Württemberg whose diagnostic workup included
imaging as part of their standard care for incidental degenerative shoulder disease
according to diagnosis groups in 2022. The bars show the percentage of insured persons
who had diagnostic imaging (sonography, X-ray, magnetic resonance imaging – MRI),
although an insured individual might have several different imaging procedures. The
curve indicates the percentage of insured persons who received at least one imaging
procedure.
In most diagnosis groups, magnetic resonance imaging (MRI) was not carried out significantly
more often than ultrasound examination. The total number of prescribed imaging procedures
was lowest for the diagnosis “joint diseases of shoulder” and highest for the diagnosis
“rotator cuff lesions.”
The evaluation of prescribed medications ([Table 4]) showed that both the group of patients with shoulder injuries and the group of
patients with degenerative disease were usually prescribed non-steroidal anti-inflammatory
drugs (NSAIDs), with patients with shoulder injuries often also prescribed metamizole.
Table 4 Percentages for the top 5 drugs affecting analgesia for persons insured by AOK BW
with incidental degenerative disease of shoulder or incidental shoulder injury in
2022. The drugs were prescribed either in the same quarter as the diagnosis or in
the following quarter.
3-digit ATC code for prescribed medicines
|
Degenerative shoulder disease
|
Traumatic shoulder disease
|
Anti-inflammatory and antirheumatic drugs
|
49%
|
45%
|
Remedies for acid-related disease
|
29%
|
32%
|
Metamizole sodium analgesics
|
27%
|
38%
|
Systemic corticosteroids
|
15%
|
16%
|
Other analgesics
|
13%
|
21%
|
Physiotherapy prescriptions were also investigated ([Fig. 5]). The data were first reviewed to see whether physiotherapy had been prescribed,
irrespective of the recorded indication, and then reviewed again to find out which
treatment was prescribed in the context of shoulder disease or injury. On average,
57% of patients were prescribed physiotherapy. When the physiotherapy data was reviewed
along with indications on the prescription relating to a shoulder disorder, the mean
figure was only 42% of patients.
Fig. 5 Percentage of persons insured by AOK Baden-Württemberg who were prescribed physiotherapy
for an incidental degenerative or traumatic shoulder disease according to diagnosis
groups in 2022. The pale blue bar shows the percentage of insured persons who were
prescribed physiotherapy based on an indication to treat shoulder disease/injury.
The dark blue bar shows the percentage of all insured persons prescribed physiotherapy,
irrespective of whether the indication was related to shoulder disease/injury or to
another disease/injury. The pale blue bar is therefore always a subset of the dark
blue bar.
Comorbidities
[Fig. 6] shows the number of persons with disease per 100000 number of insured years (IY)
for patients with degenerative shoulder disease (comorbidity group 1) in 2022 per
diagnosis group for the investigated comorbidities (a) diabetes mellitus, (b) hypertension, (c) thyroid gland disorder, and (d) lipoprotein metabolism disorder. Although the differences between individual diagnosis
groups were limited, the comorbidity rates of persons with shoulder disease were clearly
higher than those of the reference group.
Fig. 6 Prevalence rates (number of affected persons insured per 100000 number of years insured)
for persons insured by AOK Baden-Württemberg with (comorbidity group 1) and without
degenerative shoulder disorders according to gender and age group in 2022. The prevalence
rates for diabetes mellitus (a), hypertension (b), thyroid gland disorders (c), and lipoprotein metabolism disorders (d) are shown. The dotted lines show the prevalence rates for insured persons without
degenerative shoulder disease (age-matched controls).
The differences in comorbidity rates between the comorbidity groups 1–3 and the age-
and gender-matched insured persons without shoulder disorders were reviewed for statistical
significance. The results are statistically significant (p < 0.01). Cramer’s V values
were between 0.01 and 0.07, which indicates only a weak effect.
Discussion
Health insurance data from AOK BW were used for this study of the epidemiology, ICD-10
coding behaviour, and utilisation of therapies by persons with shoulder disease and
shoulder injury. This data source has not been used before in Germany. The data shows
that a significant increase in most degenerative diseases occurs in both genders in
the age groups around the end of their working life. Comparatively, men tended to
have slight injuries more often than women and usually at a younger age. This differed
with regards to fractures. Both genders are similarly affected in younger years before
the incidence drops again, to be followed by a strong increase. The increase is steeper
in women and is already present from middle age. The largest percentage of coded diagnoses
were coded by general practitioners who mainly used ICD-10 codes to code for symptoms,
followed by medical specialists for orthopaedics and trauma surgery who tended to
code for the underlying causes of disease. Of
the patients with newly developed disease or injury, around one quarter had diagnostic
imaging and fewer than half had physiotherapy for shoulder disease. Insured persons
with shoulder disease were more likely to have hypertension, metabolic disorders or
lipid metabolism disorders compared to insured persons without shoulder disease.
This study shows the prevalence of degenerative shoulder joint disorders, which was
found to peak in the 5th and 6th decades of life for impingement syndrome, rotator
cuff lesions and other shoulder joint lesions. This largely corresponds to the findings
of international studies [14]
[15]. The findings for visits to a physician for shoulder pain differed from those reported
in a Swedish study. The Swedish study reported only about half as many visits to a
doctor (1%) compared to those reported in our data [16]. In a systematic review, Lucas et al. reported a wide prevalence range for the general
population of between 0.7% and 55% and a treatment rate by a physician of between
1.0% and 4.8% [17]. A steep increase after the age of 40 was found for arthrosis of the shoulder, and
this increase was even
steeper in women than men. Clinical studies of patients with shoulder pain found no
difference between genders with regards to the prevalence of shoulder arthrosis [18], and the results in those studies did not differ greatly after standardising for
age (2.0% men vs. 1.8% women). The overall prevalence was 21.2%, which was slightly
lower than our findings of 28.7%. The higher percentage of women among the persons
affected by shoulder disease could be explained by the higher life expectancy of women,
as this clinical picture correlates with higher age [19].
The collected data revealed that dislocations of the shoulder joint occur mainly in
men in adolescence and early adulthood. A review of previously published data shows
that our results are comparable [20]
[21]
[22]. Although the findings can be plausibly explained by higher activity levels, higher
occupational physical loads, a greater appetite for risk (e.g., in contact or extreme
sports) or a greater alcohol consumption in men, these associations can only be assumed
for our study as they are not documented by ICD-10 codes and can only be determined
by carrying out patient surveys or smaller studies with only a few participants.
The current study also showed that the absolute number of affected women with shoulder
fractures is higher than that of men and that the increase in the numbers of shoulder
fractures in men starts significantly later than in women. It could be that earlier
changes in bone density (osteoporosis) and an earlier decrease in coordination (increased
propensity to fall) play a role [23]. A further aspect which could explain the higher number of women is possibly the
prescription of medication (e.g., the analgesic pethidine, the antidepressant paroxetine,
or the peripheral vasodilators pentoxifylline and nafronyl), which might also be associated
with a higher risk of falling [24]. In Germany, these medications are included in the PRISCUS list. One study concluded
that women are more frequently prescribed such medications than men [24]. The median age of
the women in our study was 74 years and therefore significantly higher than that of
the men (53 years). A higher age is correlated with a higher need for care which,
in turn, could affect the prescription of potentially inappropriate medication and
could be an explanation for the higher number of shoulder fractures in women.
The specificity of ICD-10 codes depends on the exactness of the diagnosis, and the
diagnosis depends on the examiner’s level of medical knowledge and the availability
of imaging methods and their interpretation. One limitation of the ICD-10 classification
is that it defines some diseases based on individual symptoms but does not describe
the pathomorphological cause. Especially for joint disease, the diagnoses “joint pain”
and “impingement syndrome” are unspecific but are often coded. This is clearly confirmed
in our study and is reflected by the fact that such unspecific ICD-10 codes were primarily
coded by general practitioners. In contrast, medical specialists (orthopaedic or surgical)
coded more specifically (e.g., rotator cuff lesions or (post-) traumatic conditions),
and this was probably be based on their having carried out a more detailed examination
including functional tests and having more specific in-depth knowledge. However, it
could also be due to the category of
patients they examined. Patients who had contacted a general practitioner but then
found that their painful symptoms healed spontaneously did not then require a visit
to a medical specialist for a more detailed investigation into the cause of the pain.
It should be mentioned in this context that, in almost all diagnosis groups, instrument-based
diagnostic procedures such as MRI examinations were not carried out significantly
more often than ultrasound examinations. Unsurprisingly, diagnostic imaging was carried
out less often for shoulder diseases with unspecific codes (e.g., joint pain or impingement)
compared to cases with specific diagnoses. This could be connected to spontaneous
healing or improvement of the pain, which meant that further visits to the doctor
or diagnostic imaging were unnecessary. As several authors have reported, many patients
have asymptomatic rotator cuff changes [4]
[5]
[6]. Our study can therefore not determine whether the morphological diagnosis (e.g.,
rotator cuff rupture) was the cause of the patient’s clinical symptoms.
Our study also evaluated the billing of physiotherapeutic prescriptions. The study
reviewed physiotherapy prescribed to treat shoulder disease as well as physiotherapy
prescribed for other diagnoses. Surprisingly, only a little over 50% of patients in
each diagnosis group were prescribed physiotherapy and just under 40% of patients
were prescribed medication for a shoulder diagnosis. These data could reflect uncertainty
on the part of the examiner when making the diagnosis or deciding on the appropriate
therapy or could be a strategic approach to prescribing therapeutic measures in the
face of known budgeting constraints relating to therapeutic care and the potential
for claims to be made against the prescribing medical professional. However, another
reason could also be failure to make use of prescribed therapy. In other words, the
treating medical professional issued a prescription but the patient did not redeem
it. Further studies should look at data on the utilisation of
services in the context of surgical procedures and map out the course of treatment.
Age- and gender-matched standardisation was done prior to carrying out comparisons
to determine the impact of comorbidities of the cardiovascular system and metabolic
disorders, as these variables are relevant disturbance variables. We showed that patients
with shoulder disease had disorders of the cardiovascular and metabolic system more
often than the comparison group. Other studies have also investigated possible associations.
After evaluating data in a systematic review, Burne et al. were able to show that
patients with a metabolic syndrome had higher risk of rotator cuff lesions [25]. The results of the study by Zhao et al. identified hypertension as an additional
risk factor [26].
The following limitations should be noted with regards to this study: in contrast
to primarily collected data, no bias, for example, recall bias or non-response, is
expected in routine statutory health insurance data, which makes routine statutory
health insurance data suitable for estimates of prevalence or incidence. However,
this data still has certain limitations which need to be considered when using and
interpreting results. As the data is entirely obtained from billing data and not from
medical records, it is possible that the data may be of lower quality. Its validity
cannot be conclusively assessed and precise operationalisation is not always possible
because some data are missing [13]. Moreover, patients’ lifestyles, sports activities, and physical stresses are additional
relevant adjustment variables. But this information is not included in the billing
data. When estimating prevalence based on billing data it is important
to be aware that the automatic coding of diagnoses in the computer-based information
systems of surgeries or hospitals may lead to an overestimation of prevalence. It
can also not be excluded that shoulder diagnoses are coded without clinical symptoms
of a shoulder injury or disease being present. When looking at very large samples,
the results of significance tests should always be reported together with the effect
size, as very large samples are almost always statistically significant but this is
does not mean that the results are relevant [27]. Finally, it should be mentioned that the evaluated data from the year 2022 must
be considered as conditional due to the COVID-19 pandemic and the possible related
changes in the utilisation of services.
Conclusion
In our study, descriptive analysis was able to show the disease burden of a large
percentage of the population of Baden-Württemberg and highlight the importance of
shoulder disease, especially of degenerative shoulder disease. It would be useful
if the not insignificant percentage of diagnoses coded using unspecific ICD-10 codes
could be reduced and greater attempts made to arrive at a clear diagnosis. To this
end, it could be useful to improve the training of general practitioners with regards
to this issue, although this would be more time-consuming. A more consistent practice
of referrals to a medical specialist would be beneficial. A better understanding of
the real reasons why patients have recourse to healthcare services and a prompt and
targeted diagnostic workup would lead to quicker initiation of therapeutic measures.
This would allow studies of routine statutory health insurance data to be used better
to determine specific disease burdens and make more targeted
adjustments to healthcare structures.
This study can also serve as a basis for future, more specific questions, e.g., focusing
on individual shoulder diseases with a high prevalence such as rotator cuff lesions
or the impact of shoulder disease on employment or in the context of surgical care.