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DOI: 10.1055/a-2131-4797
Measuring the observer (Hawthorne) effect on adenoma detection rates
- Abstract
- Introduction
- Patients and methods
- Results
- Sensitivity analysis
- Discussion
- Conclusions
- References
Abstract
Background and study aims An independent observer can improve procedural quality. We evaluated the impact of the observer (Hawthorne effect) on important quality metrics during colonoscopies.
Patients and Methods In a single-center comparative study, consecutive patients undergoing routine screening or diagnostic colonoscopy were prospectively enrolled. In the index group, all procedural steps and quality metrics were observed and documented, and the procedure was video recorded by an independent research assistant. In the reference group, colonoscopies were performed without independent observation. Colonoscopy quality metrics such as polyp, adenoma, serrated lesions, and advanced adenoma detection rates (PDR, ADR, SLDR, AADR) were compared. The probabilities of increased quality metrics were evaluated through regression analyses weighted by the inversed probability of observation during the procedure.
Results We included 327 index individuals and 360 referents in the final analyses. The index group had significantly higher PDRs (62.4% vs. 53.1%, P=0.02) and ADRs (39.4% vs. 28.3%, P=0.002) compared with the reference group. The SLDR and AADR were not significantly increased. After adjusting for potential confounders, the ADR and SLDR were 50% (relative risk [RR] 1.51; 95%, CI 1.05–2.17) and more than twofold (RR 2.17; 95%, CI 1.05–4.47) more likely to be higher in the index group than in the reference group.
Conclusions The presence of an independent observer documenting colonoscopy quality metrics and video recording the colonoscopy resulted in a significant increase in ADR and other quality metrics. The Hawthorne effect should be considered an alternative strategy to advanced devices to improve colonoscopy quality in practice.
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Keywords
Polyps / adenomas / ... - Endoscopy Lower GI Tract - Colorectal cancer - CRC screening - Endoscopic resection (polypectomy, ESD, EMRc, ...)Introduction
The effectiveness of colonoscopy screening in preventing colorectal cancer (CRC) is directly linked to its procedural quality [1]. The adenoma detection rate (ADR), defined as the proportion of colonoscopy procedures with at least one adenoma detected, serves as the paramount operator-dependent quality metric [2]. The American College of Gastroenterology (ACG) and the American Society for Gastrointestinal Endoscopy (ASGE) recommend ADR benchmarks of 25% for all patients and sex-specific rates of 30% for men and 20% for women [2]. A higher ADR is associated with a lower risk of interval cancer and reduced mortality [3]. Other known quality metrics that improve ADR are related to the endoscopist’s level of experience and procedural quality, including withdrawal time, cecal intubation rate, and bowel preparation quality [2] [4]. Recent advances in endoscopy technology, such as high-definition imaging or computer-assisted colonoscopy with artificial intelligence (AI) support, have shown promising results for improving ADR [5]. Given the variable ADR among endoscopists and its potential to encourage a "one-and-done" approach, it cannot sufficiently reflect endoscopists' performance. Therefore, other quality metrics such as advanced adenoma detection rate (AADR) were proposed to mitigate the limitations of ADR [4] [6]. The value of these markers is, however, unknown, and they are not recommended by the colonoscopy guidelines as quality markers with an established threshold.
The presence of an independent observer (e.g. nurses, fellows, or technicians) during a medical procedure, known as the Hawthorne effect, can influence procedural quality. This effect is known to improve health-related outcomes in different disciplines. For example, a Canadian study showed an approximately threefold increase in hand hygiene dispenser use when an observer was present compared to when no observer was in sight [7]. The Hawthorne effect could also be an important factor influencing colonoscopy quality, including ADR, but available results and studies are limited or controversial [4] [6]. Therefore, we compared colonoscopy quality metrics in patients undergoing outpatient colonoscopies under stringent observer conditions, involving observing and documenting all procedure steps and video-recording each colonoscopy in full length by an independent research assistant. Findings were compared with a reference group of patients who underwent routine colonoscopies without any procedural observation or documentation. We hypothesized that colonoscopies performed in the observer (index) group would have higher ADR and other quality metrics than routine colonoscopies in the reference group, conducted by the same endoscopists at the same institution for similar indications.
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Patients and methods
Study design
We conducted a comparative study of patients aged 45 to 80 years who underwent an outpatient colonoscopy at the Centre Hospitalier de l’Université de Montréal (CHUM). The "observed" index cohort was prospectively collected consecutive individuals within a project focused on obtaining full-length annotated video recordings of colonoscopy procedures for the development of an AI system [8]. The colonoscopy procedures were recorded, and a research assistant documented all procedure steps in real time, including the detection of lesions, withdrawal time, and identification of anatomical landmarks. However, no additional modalities, such as computer-assisted detection, or image-enhancing techniques, were employed to enhance the chances of polyp or adenoma detection. Endoscopists conducted the colonoscopies while being aware that all procedure quality metrics and characteristics would be documented by a research assistant, and the recorded videos were later utilized for analysis of procedural quality.
Written informed consent was obtained from all patients in the index group. The Institutional Review Board approval for this study protocol was granted, including waiving the need for informed consent for the retrospective reference group (CRCHUM IRB#21.045).
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Study participants
The index group was selected from a cohort of patients who underwent screening, surveillance, or diagnostic colonoscopy procedures performed by four attending endoscopists between January and November 2021 at CHUM. Referents were selected by reviewing the electronic medical records of patients who underwent an outpatient colonoscopy by the same attending endoscopists at the same center between January and December 2020. Only the colonoscopies performed without the presence of a research assistant and any form of real-time video recording were included. All eligible colonoscopies, regardless of the indication or patient family history of CRC, were included. The exclusion criteria are shown in the list below. There was no overlap between the index and reference groups of patients.
Exclusion criteria
Indications for colonoscopy with high likelihood of polyp or neoplastic lesion discovery (e.g., referral for polypectomy procedures, previous computed tomography colonography, or other imaging indicating a polypoid colorectal lesion):
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Incomplete colonoscopies
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Known inflammatory bowel disease
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Active colitis
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Coagulopathy
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Familial polyposis syndrome
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Poor general health (American Society of Anesthesiologists [ASA] physical status class >III, including ASA class IV & V)
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Colonoscopy procedure
Patients in both the index and reference groups received standard bowel preparation regimens and sedation [9]. All colonoscopies were performed using the same platform of high-definition video endoscopy (Olympus colonoscopes 190 series; Olympus Corp., Center Valley, Pennsylvania, United States). All detected polyps were resected using standard instruments and techniques, based on endoscopist discretion. Following polypectomy, all resected polyp specimens underwent histopathology evaluation by an institutional pathologist according to the current institutional standards [10]. Polyps with tubulovillous or villous histology, traditional serrated adenomas, and any polyp histology showing high-grade dysplasia or cancer were classified as advanced pathology [11].
In the index group, video recordings were started prior to the insertion of the colonoscope into the patient's rectum. A stopwatch function was initiated by the research assistant upon insertion to accurately document the withdrawal time and moments of landmark detections (e.g., appendiceal orifice, ileocecal valve, polyps).
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Data collection
[Table 1] displays the collected data, including patient, proceduel, and polyp/polypectomy characteristics that were assessed in the study [12]. Patient and procedure characteristics were extracted from the study case report forms for the index group and from electronic patient records for the reference group.
Category |
Characteristics |
Patient characteristics |
Age |
Sex |
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Procedure date (month) |
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Procedure time (morning/afternoon) |
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Endoscopist name |
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American Society of Anesthesiologists [ASA] classification |
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Colonoscopy indication |
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Procedure characteristics |
Sedation |
Boston bowel preparation scale score (adequate or inadequate) |
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Cecal intubation (surrogate for complete colonoscopy) |
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Total withdrawal time (precisely calculated in index group, self-reported in reference group) |
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Polyp and polypectomy characteristics |
Number of identified polyps |
Location (ascending, hepatic flexure, transverse, splenic flexure, descending, sigmoid, rectum) |
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Size |
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Morphology (polypoid/non-polypoid according to Paris classification [9]) |
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Study outcomes
The primary outcome was the ADR in both the index and reference groups, defined as the proportion of colonoscopies with at least one adenoma detected. Secondary outcomes included: polype detection rate, defined as the proportion of colonoscopies with at least one detected polyp of any pathology type; serrated lesion detection rate (SLDR), defined as the proportion of colonoscopies with at least one serrated lesion detected; AADR, defined as the proportion of colonoscopies with at least one advanced adenoma detected. Furthermore, we evaluated the rates of MYH-associated polyposis and mean number of adenomatous and sessile serrated polyps detected per patient (MASP), and the withdrawal time in the index and reference groups. Finally, we conducted a sensitivity analysis to compare the quality metrics between index patients and referents with positive and negative fecal immunochemical test (FIT) results.
In addition, we estimated the probability of an increase in detection rates and mean detected adenoma (and serrated lesions) per patient. We also evaluated the random effect of the endoscopists on these quality metrics, considering the fixed effect of the group.
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Statistical analyses
Descriptive statistics were calculated for categorical and continuous variables as frequencies, and median (interquartile range) or mean (SD), respectively. Baseline characteristics and detection rates were compared by chi-squared or two-tailed Fisher’s exact tests for the categorical variables, and Mann-Whitney U and the Kruskal-Wallis tests for continuous variables, as appropriate.
To control for patient- and procedure-related confounding factors, a propensity score was estimated to balance baseline patient and procedural characteristics between index and reference groups using logistic regression, with the presence of a research assistant as the dependent variable and the following variables as the independent variables: sex (male vs. female), age (continuous), colonoscopy indications (screening, adenoma or CRC surveillance, positive FIT, diarrhea, anemia or bleeding, other [such as a change in bowel habit]), first-degree family history of CRC, endoscopist (considering the ADRs among endoscopists with various level of experience), period of colonoscopy (performed in the same month), procedure time (morning vs. afternoon procedure, considering lower afternoon ADR due to endoscopist fatigue), and physician-assessed bowel preparation quality (adequate vs. inadequate). Then, the inverse of propensity score weighting (IPTW) was used to weigh each individual. In these analyses, we included covariates mentioned above because they are known as risk factors for the polyp detection rate (PDR) and ADR [13] [14] [15] [16] [17] [18] [19] [20] [21] [22]. Previous studies have consistently shown that the ADR is higher in surveillance colonoscopies than screening colonoscopies, and screening ADR is higher than diagnostic ADR [23] [24]. The current recommendation of the ASGE/ACG is limited to the colonoscopy-naïve population with no or negative FIT or fecal occult blood test (FOBT). The target ADR in colonoscopies with the diagnostic indication (i.e., positive FIT) has been meager, although the estimated ADR in diagnostic colonoscopies is typically higher than in screening colonoscopies [4] [25]. Due to the high positive predictive value of the FOBT and FIT for CRC, the ASGE has raised the target ADR for this population over the screening population [26]. Also, we hypothesized that physician fatigue and procedure time would affect their ability to detect colorectal lesions. Generalized estimating equations (GEE) models to account for multiple polyps per patient, using a binomial distribution and a logarithm link function and generalized linear regressions were developed to compare the outcomes of interest, and the results were expressed as the relative risk (RR) and Beta (B) coefficients for linear regressions along with the 95% confidence intervals (Cis).
To estimate the random effect of endoscopists on the quality metrics of interest, the IPTW was estimated without endoscopists as a risk factor. The mixed models were created when endoscopists and IPTW were considered as random and fixed effects, respectively.
A sensitivity analysis compared the quality metrics between indexes and referents with positive and negative FIT results.
Sample size estimation can be found in the Supplementary Material. Significance was established at the 0.05 level (two-sided) in all comparisons. Analyses were performed using SPSS version 26.0 (IBM Corp., Armonk, New York, United States).
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Results
Patient and procedure characteristics
A total of 687 patients were included (327 indexes and 360 referents) in the final analysis. [Fig. 1] shows the flowchart of patient selection. The majority of colonoscopies were performed for screening or adenoma surveillance. [Table 2] shows detailed patient and procedure characteristics.
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Detection rates and mean number of detected polyps
In the reference and index cohorts, 355 and 453 polyps, respectively, were identified and underwent attempted resection ([Table 2]).
The PDR was higher in the index group (62.4%) than in the reference group (53.1%; P=0.02) ([Table 3]). The endoscopists were about 50% (RR 1.47, 95% CI 1.08–1.99) more likely to detect at least one polyp during colonoscopies in the index group than in the reference group. When adjusted for confounders, the probability of polyp detection was 20% higher in the index group (RR 1.21, 95% CI 0.86–1.71).
The ADR was 11.1 percentage points higher in the index group than in the reference group (39.4% vs. 28.3%). The unadjusted and adjusted RRs were 1.65 (95% CI 1.20–2.27) and 1.51 (95% CI 1.05–2.17), respectively, indicating significant effect of a research assistant documenting the procedural characteristics on the ADR. Although the ADRs for the individual endoscopists increased in the index group, the difference reached the significance level only for one endoscopist ([Table 3]).
Although the SLDR was higher in the index group compared to the reference group, the observed difference was not statistically significant (7.3% vs. 4.4%; P=0.14). After adjusting for confounders, the index group demonstrated a more than twofold higher probability of detecting adenomatous serrated lesions compared to the reference group (RR 2.17, 95% CI 1.05–4.47) ([Table 3]).
Moreover, the AADR was slightly but not statistically significantly higher in the index group, but this difference was reduced after adjusting for confounding factors.
The mean number of adenomatous polyps detected per patient (MAP) and (MASP) were significantly increased in the index group compared with the reference group (P<0.001). The regression analyses for both metrics demonstrated the direct and significant association between the Hawthorne effect and elevated MAP/MASP ([Table 3]).
In contrast to detection rates, withdrawal time was shorter in the index group than in the reference group (6.9 vs. 8.0 minutes; P=0.003). Regression analyses showed an inverse relationship between the Hawthorne effect and withdrawal time; however, none of the point estimates reached statistical significance. Notably, withdrawal times in the index group were independently measured by the research assistant using a stopwatch shown on the recorded videos, while withdrawal times in the reference group were self-reported and obtained from the electronic health records, which makes them potentially inaccurate.
The mixed-effects models, with the endoscopist as a random effect and the group (index and reference groups) as fixed effects, yielded P<0.001 for all detection rates, MAP, and MASP. However, in the mixed model analysis, no significant variation in withdrawal time was observed among the endoscopists when comparing the reference group with the index group (P=0.26), as the residual variance for the individual endoscopists was negligible.
[Table 3] shows details of the quality metrics in total and for individual endoscopists. [Fig. 2] displays the detection rates for all colonoscopies as well as for screening, surveillance, and diagnostic colonoscopies.
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Sensitivity analysis
In the cohort of patients with a negative FIT result (n=638), the PDR, ADR, and SLDR were higher in the index group. The association with the Hawthorne effect remained statistically significant in both unadjusted and adjusted regression analyses ([Table 4]). The SLDR was increased by more than twofold in the index group compared with the reference group (adjusted RR 2.39, 95% CI 1.14–5.03). The AADR showed no statistically significant difference between the index and reference groups. However, the MAP and MASP showed a significant increase in the index group compared to the reference group. These associations remained significant after adjusting for confounders. The change in withdrawal time was similar to that for the whole cohort of patients. The variability of all detection rates, and the MAP/MASP rates among the endoscopists were significant in the mixed model analyses (P<0.001), but not for the withdrawal time (P=0.29) ([Table 4]).
In contrast, in the cohort of patients with a positive FIT result (n=49), no statistically significant differences were observed in detection rates, MAP, and MASP between the reference and index groups. Furthermore, regression analyses did not yield significant results after adjusting for confounders. Withdrawal time in the index group was approximately half that of the reference group (P<0.001) and was inversely related to the Hawthorne effect. The random effects of endoscopists were significant for all metrics.
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Discussion
In this study, we found that the presence of an observer significantly increased ADR, PDR, MAP and MASP during screening and surveillance colonoscopies. When comparing the index and reference groups, we observed an 11-percentage-point difference in the ADR. These increases in colonoscopy quality metrics remained significant after adjusting for potential confounders. Notably, the individual endoscopist also significantly influenced the outcomes. The validity of these findings was confirmed in the negative FIT cohort, with higher PDR and ADR observed in FIT-positive patients.
The ADR for all colonoscopies combined was 33.6% and did not vary among endoscopists (endoscopists 1=34.1%, 2=48.0%, 3=31.4%, 4=30.5% in the complete cohort). All endoscopists surpassed the recommended ADR threshold, with a significant increase in the index group [2], ([Fig. 2], [Fig. 3]). ADRs in screening colonoscopies (22.7%) were 10.9 percentage points lower than all colonoscopies for any indication, and lower than surveillance and diagnostic colonoscopies [25].
The existing evidence on the impact of the Hawthorne effect on ADR has been inconclusive and primarily focused on the presence of trainees, nurses, or fellows in the endoscopy room. A meta-analysis of five randomized controlled trials (RCTs) showed a statistically significant increase in ADR when two observers were present during endoscopies (33.9% vs. 29.5%; RR 1.24) [27]. In addition, the PDR was significantly higher for the observer group in four RCTs (43.3% vs. 40.0%; RR 1.31) [27]. In contrast, another meta-analysis of 14 studies found no difference between the ADR (RR 1.04, 95%CI 0.94–1.15) and PDR (RR 1.03, 95%CI 0.93–1.14) of colonoscopies with and without the attendance of fellows [28]. Neither study employed an independent observer who documented quality metrics and recorded full-length procedures without being directly involved in the medical procedure. We believe that our study design accurately reflects an independent observation effect on increasing endoscopist vigilance without involvement in the clinical process, providing a better representation of the Hawthorne effect. Noteworthy, the utilization of video recording in conjunction with the presence of a research assistant may have had a synergistic effect on the observed Hawthorne effect. However, due to the retrospective design of this study, it was not possible to quantify the extent of this effect. To address this issue, additional prospective or randomized studies are needed to provide more definitive insights.
Previous studies did not report or adjust ADR for colonoscopy indications or individual endoscopist performance. We attempted to control for confounding patient- and procedure-related factors. Interestingly, our findings highlight the significant impact of individual endoscopists on the association between colonoscopy quality metrics and the Hawthorne effect after accounting for this influence in the adjusted analysis. Unlike the study mentioned above, we did not observe an increase in withdrawal time due to the Hawthorne effect. This difference may be due to the self-reporting of withdrawal time in the reference group, while the index group had their withdrawal times measured by a research assistant using a stopwatch. This may lead to more precise documentation in the index group, as endoscopists in the reference group might have rounded up the time to the nearest whole minute. One endoscopist had a longer withdrawal time, but in the mixed model analysis, the variability between endoscopists did not reach significance, suggesting minimal impact of endoscopists on this quality metric.
Recent publications have primarily focused on integrating advanced devices or imaging technology for improving colonoscopy ADR [5]. Our study reveals that independent observer documentation improves ADR, highlighting quality monitoring impact on colonoscopy. Many centers now monitor and provide feedback on ADR to endoscopists. Moreover, our study highlights the need to consider the potential impact of the Hawthorne effect when interpreting ADR reports in studies evaluating AI-assisted systems, where the presence of a research assistant during the procedure was neglected. It seems that apart from AI's computational power in detecting colorectal lesions, the vigilance of endoscopists using such systems may also contribute to AI’s superior outcome. Therefore, our study shows that an independent observer might be a simple solution for increasing ADR or a significant contributor to increased detection when implementing AI-based colonoscopy solutions [2]. In the future, AI systems are expected to act as a second observer in colonoscopy procedures, alerting endoscopists to the presence of polyps and automating the reporting of important components like withdrawal time and detection of landmarks [8].
The association between ADR and SLDR has been well-described in previous research [29] [30] [31]. The prevalence of serrated lesions in our study (6.2% in the whole cohort) was slightly lower than the prevalence reported in other studies [29] [30]. Interestingly, significant correlations were observed between PDR and SLDR (P < 0.001), but no significant correlation was found between ADR and SLDR in the entire cohort and the cohort of patients with FIT-negative and -positive results (P=0.85, 0.50, and 0.11, respectively). Our findings differ from other studies that have concluded that FIT-based screening programs may not effectively detect advanced serrated lesions, as these lesions are less likely to produce a positive FIT result. Given that the minimal ADR threshold for FIT-positive population is higher than the acceptable threshold for the screening population, we found that the PDR, ADR, AADR, MAP, and MASP of patients with a positive FIT result were significantly higher than in patients with a negative FIT result [26] [32]. However, documentation of the procedure by an independent observer did not improve these metrics in FIT-positive patients. Due to the small sample size, we could not assess the potential influence of the Hawthorne effect on the SLDR. Notably, we stratified the patients based on FIT results and included all colonoscopies performed for any indication in the comparison groups. All colonoscopies were also performed by the same endoscopists, eliminating the random effect of endoscopists on the polyp detection.
Some limitations must be acknowledged for this study. There is a possibility of selection bias due to the retrospective design of the reference group and the different processes involved in the recruitment of index and referent patients. We attempted to address this bias by applying the same exclusion criteria to the reference group as used in the index group, and by adjusting for the other confounding factors. We focused solely on the performance of expert gastroenterologists in our study and did not assess the influence of factors such as training year, expertise level, or training program (gastroenterology or surgery) on detection rates and other quality metrics by including fellows. Therefore, generalization of the results to other endoscopists with different backgrounds or training standards must be done with caution. The likelihood of the increase in the PDR, AADR, and withdrawal time due to the Hawthorne effect did not reach statistical significance after adjusting for potential confounding factors; however, this may have been due to insufficient study power.
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Conclusions
In conclusion, our study highlights the significant impact of the Hawthorne effect on colonoscopy quality metrics. These findings support the consideration of the Hawthorne effect, presence of an assistant during colonoscopy procedures, and recording of the procedures, as a potential contributor to improving quality in clinical practice and when interpreting research results evaluating ADR. Although this adjustment may involve additional costs, it is a feasible solution that can lead to better detection rates, improved procedure quality, and favorable patient outcomes.
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Conflict of Interest
Daniel vonRenteln is supported by a “Fonds de Recherche du Québec Santé” career development award. He has also received research funding from ERBE, Ventage, Pendopharm, and Pentax, and is a consultant for Boston Scientific and Pendopharm. The remaining authors declare that they have no conflict of interest.
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Correspondence
Publication History
Received: 05 November 2022
Accepted after revision: 13 July 2023
Accepted Manuscript online:
17 July 2023
Article published online:
06 October 2023
© 2023. The Author(s). This is an open access article published by Thieme under the terms of the Creative Commons Attribution-NonDerivative-NonCommercial-License, permitting copying and reproduction so long as the original work is given appropriate credit. Contents may not be used for commercial purposes, or adapted, remixed, transformed or built upon. (https://creativecommons.org/licenses/by-nc-nd/4.0/).
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