Introduction
Xanthomas are non-neoplastic lesions resulting from the accumulation of foamy histiocytes,
which are characteristically found in the oral cavity and genital skin [1 ]. Xanthomas in the gastrointestinal tract are asymptomatic and can be discovered
incidentally during gastrointestinal endoscopy for other conditions [2 ]. The majority of gastrointestinal xanthomas are found in the stomach. In Japan,
gastric xanthomas are especially common [3 ] because of the high prevalence of Helicobacter pylori infection and chronic atrophic
gastritis in this population. As such, endoscopic characteristics have been established
within the Japanese population and the lesion is usually only diagnosed by endoscopic
findings and without the use of biopsies. However, since esophageal xanthomas are
rare, and only 17 cases have been described in the English literature before the present
study [4 ]
[5 ]
[6 ]
[7 ]
[8 ]
[9 ]
[10 ]
[11 ]
[12 ]
[13 ]
[14 ]
[15 ]
[16 ]
[17 ], endoscopic diagnosis of esophageal xanthomas have not been thoroughly investigated.
In this study, therefore, using magnifying or image-enhanced endoscopy, we examined
the endoscopic appearance of esophageal xanthomas which were diagnosed histologically
in our hospital.
Patients and methods
This was a retrospective observational study performed at a referral cancer center
in Japan. Consecutive patients who were histologically diagnosed as having esophageal
xanthoma at the Osaka International Cancer Institute between 1 July 2016 and 28 February
2017 were abstracted from our database of pathology. Written informed consent for
study participation was waived as only anonymous retrospective data were used in this
study. The study protocol was approved by the institutional review board of Osaka
International Cancer Institute.
Endoscopy
Four types of upper gastrointestinal endoscope (GIF-Q240Z, GIF-H260Z, GIF-RQ260Z,
and GIF-HQ290; Olympus Optical Co., Tokyo, Japan) were used in this study. Magnifying
endoscopy with narrow-band imaging (NBI) was performed in all cases apart from one
patient who underwent endoscopic examination with GIF-HQ290. Biopsies were performed
in all cases.
Histological examination
The biopsy specimens were routinely fixed in 10 % formalin, processed, and stained
with hematoxylin and eosin. In all cases, immunohistochemical staining was performed
with antibodies for CD68 and CD34.
Measured outcomes
The endoscopic appearance, by magnifying or image-enhanced endoscopy, and histological
findings of esophageal xanthomas were investigated in order to elucidate the characteristics
of esophageal xanthomas. Age, sex, comorbidities, medical history, drinking history,
and smoking history were investigated to assess the etiology and significance of esophageal
xanthomas.
Results
Among the 685 patients from whom biopsy samples were collected from the esophagus
during the study period, 7 had an esophageal xanthoma. The patient and lesion characteristics
of these 7 patients are shown in [Table 1 ] and [Table 2 ]. The patients were six men and one woman with median age of 68 years (range, 59 – 78
years). Noticeable (n ≥ 2) comorbidities and past histories were as follows: esophageal
squamous cell carcinoma (n = 5), radiation therapy of the lesion area (n = 4), head
and neck cancer (n = 2), hyperlipidemia (n = 2), gastric cancer (n = 2), atrophic
gastritis (n = 2). All patients had both drinking and smoking habits.
Table 1
Patient and endoscope characteristics.
Patient no.
Sex
Age, years
Comorbidities
Past histories
Drinking
Smoking
Purpose of endoscopy
Type of endoscope
1
Male
68
DM, reflux esophagitis, HT, gastric SMT
None
Current
Current
SMT surveillance
GIF-H260Z
2
Male
71
Atrophic gastritis, HT
Laryngeal cancer, gastric cancer
Current
Former
Cancer surveillance
GIF-RQ260Z
3
Male
67
None
Esophageal cancer, gastric cancer
Former
Former
Cancer surveillance
GIF-RQ260Z
4
Male
67
HL, HT, benign prostatic hyperplasia
Esophageal cancer, laryngeal cancer
Current
Former
Cancer surveillance
GIF-H260Z
5
Male
59
HL, old myocardial infarction
Esophageal cancer
Current
Former
Cancer surveillance
GIF-Q240Z
6
Female
71
Esophageal cancer, atrophic gastritis, HT, PAF
Esophageal cancer, IPMN
Current
Former
Cancer surveillance
GIF-HQ290
7
Male
78
Chronic hepatitis C
Esophageal cancer, renal cancer DU, cholecystolithiasis, alcoholism
Former
Former
Cancer surveillance
GIF-Q240Z
DM: diabetes mellitus, HT: hypertension, SMT: submucosal tumor, HL: hyperlipidemia,
PAF: paroxysmal atrial fibrillation, IPMN: intraductal papillary mucinous neoplasm,
DU: duodenal ulcer.
Table 2
Lesion characteristics.
Patient no.
No. of lesions
Location
Size, mm
White light endoscopic finding
Magnifying endoscopic appearance
Histological findings
CD68
CD34 (intrapapillary capillaries around the foam cells)
1
Solitary
Ut
2
Slightly elevated yellowish lesion
Aggregation of minute yellowish spots with tortuous microvessels inside
Foam cells in the papillae and LPM
Positive
Positive
2
Solitary
Mt
1
Flat area with yellowish granular spots
Aggregation of minute yellowish spots with tortuous microvessels inside
Foam cells in the papillae
Positive
Positive
3
Solitary
Ce
3
Flat area with yellowish granular spots
Aggregation of minute yellowish spots with tortuous microvessels inside
Foam cells in the papillae
Positive
Positive
4
Solitary
Ut
2
Flat area with yellowish granular spots
Aggregation of minute yellowish spots with tortuous microvessels inside
Foam cells in the papillae and LPM
Positive
Positive
5
Solitary
Lt
1
Slightly elevated yellowish lesion
Aggregation of minute yellowish spots with tortuous microvessels inside
Foam cells in the papillae
[1 ]
Positive
6
Solitary
Ce
5
Flat area with yellowish granular spots
Not performed
Foam cells in the papillae
Positive
Positive
7
Solitary
Ut
1.5
Slightly elevated yellowish lesion
Aggregation of minute yellowish spots with tortuous microvessels inside
Foam cells in the papillae
Positive
Positive
Ut: upper thoracic esophagus, Mt: middle thoracic esophagus, Ce: cervical esophagus,
Lt: lower thoracic esophagus, LPM: lamina propria mucosae.
1 The prepared specimen did not include the lesion.
All of the patients had a solitary lesion with a median size of 2 mm (range, 1 – 5 mm).
Although the lesions were found throughout the esophagus, they were most likely to
be found in the upper (n = 3) or cervical (n = 2) esophagus. Endoscopically, four
lesions appeared as flat areas with yellowish granular spots ([Fig. 1a ]) and three as slightly elevated yellowish lesions ([Fig. 1b ]). Magnifying white-light endoscopy revealed the lesions to be aggregates of minute
yellowish spots with tortuous microvessels inside; this was the case in all six lesions
apart from one where magnifying endoscopy was not performed ([Fig. 2a,b ]). In all lesions, magnifying NBI contrasted the yellowish spots and microvessels
inside more clearly than white-light endoscopy ([Fig. 3a,b ]). In all lesions, histological examinations showed that the yellowish spots corresponded
to papillae filled with foam cells. In two lesions, the foam cells were also seen
in the lamina propria mucosae ([Fig. 4a,b ]). Foam cells were strongly immunopositive for CD68 in all six lesions, apart from
one in which the lesion could not be identified in the prepared slice used for immunohistochemical
staining ([Fig.4c,d ]). In all lesions, immunohistochemical staining for CD34 showed intrapapillary capillaries
around the aggregated foam cells in the papillae ([Fig. 4e,f ]).
Fig. 1 Non-magnifying endoscopy showing esophageal xanthomas. a A flat area with yellowish granular spots in Patient 4. b A slightly elevated yellowish lesion in Patient 1.
Fig. 2 Magnifying white light images showing esophageal xanthomas. An aggregation of minute
yellowish spots with tortuous microvessels on their surface is shown in (a ) Patient 4 and (b ) Patient 1. The white arrow in (a) is 0.6 mm in length.
Fig. 3 Magnifying narrow-band images showing esophageal xanthomas. Minute yellowish spots
with tortuous microvessels on the surface are clear in (a ) Patient 4 and (b ) Patient 1.
Fig. 4 Histological examination and immunohistochemical staining with antibodies to CD68
and CD34. Foam cells filling the papillae and lamina propria mucosae in (a ) Patient 4 and (b ) Patient 1; foam cells strongly immunopositive for CD68 in (c ) Patient 4 and (d ) Patient 1; immunohistochemical staining for CD34 showing intrapapillary capillaries
around the foam cells in (e ) Patient 4 and (f ) Patient 1. The white bars in images are 0.2 mm in length.
Discussion
In this retrospective observational study of esophageal xanthomas, magnifying endoscopy
revealed an aggregation of minute yellowish spots with tortuous microvessels. These
findings are unique and were similarly observed in all lesions regardless of their
non-magnifying endoscopic appearance (flat or slightly elevated). Due to their rareness,
the characteristic endoscopic appearance, etiology, and clinical significance of esophageal
xanthomas are not well known. Previous reports have suggested the endoscopic findings
of esophageal xanthomas to be yellowish granular spots, yellowish elevated lesions,
yellow-white colored plaques, or yellow verruciform lesions, measuring from 2 to 20 mm
(usually ≤ 5 mm) [4 ]
[5 ]
[6 ]
[7 ]
[8 ]
[9 ]
[10 ]
[11 ]
[12 ]
[13 ]
[14 ]
[15 ]
[16 ]
[17 ]. However, no previous report has described the magnifying endoscopic appearance
of esophageal xanthomas.
In the present study, using non-magnifying endoscopy, four lesions were present as
flat areas with yellowish granular spots and three appeared as slightly elevated yellowish
lesions; median size of the lesions was 2 mm (range, 1 – 5 mm). These findings are
consistent with those reported in previous articles [4 ]
[5 ]
[6 ]
[7 ]
[8 ]
[9 ]
[10 ]
[11 ]
[12 ]
[13 ]
[14 ]
[15 ]
[16 ]
[17 ]. Lesions presenting as flat areas with yellowish granular spots are unique, even
in non-magnifying endoscopic appearance. Considering the results of the present study,
for these flat lesions, a diagnosis of esophageal xanthomas can be made relatively
easily and a biopsy may be unnecessary in these cases.
However, slightly elevated yellowish lesions may be difficult to identify from only
non-magnifying images, making diagnosis of esophageal xanthoma more complicated. Under
non-magnifying endoscopy, some esophageal xanthomas can be misdiagnosed as ectopic
sebaceous glands, malignant lymphomas, or papillomas [5 ]
[6 ]
[7 ]. Therefore, biopsy is recommended for such slightly elevated yellowish lesions if
magnifying endoscopy is unavailable. Use of magnifying endoscopy, however, may solve
this problem. In magnifying endoscopic images, both flat lesions with yellowish granular
spots and slightly elevated yellowish lesions have a similar appearance, with aggregates
of minute yellowish spots with tortuous microvessels inside. With the maximum magnification,
a short side of the octagonal endoscopic image frame measures 0.6 mm in length ([Fig. 2a ], [Supplementary Fig. e1 ]); therefore, the size of each yellowish nodule is estimated to be 0.1 – 0.3 mm,
which is the same size as the papillae filled with aggregated CD68-positive foam cells
in histological images ([Fig. 4c,d ]).
Fig. e1 Supplementary Graph paper observed using endoscope GIF-H260Z with maximum magnification.
Lines are drawn at 1-mm intervals.
Moreover, immunohistochemical staining for CD34 showed that intrapapillary capillaries
surrounded the foam cells in the papillae, which is suggestive of the tortuous microvessels
on the surface of the yellowish spots. Accordingly, the magnifying endoscopic images
correspond well with the histological findings of esophageal xanthoma; this unique
endoscopic appearance may make the diagnosis of esophageal xanthomas easier. A difference
in non-magnifying endoscopic appearance between flat areas with yellowish granular
spots and slightly elevated yellowish lesions is considered to represent a difference
in density of the minute yellowish spots, that is, papillae filled by foam cells.
To the best of our knowledge, the reason why foam cells aggregate mainly in the papillae,
not homogeneously in the lamina propria mucosae, is as yet unknown. However, many
cases of esophageal xanthomas have shown this particular histological finding [6 ]
[7 ]
[9 ]
[11 ]
[12 ]
[13 ]
[16 ]
[17 ]. Moreover, xanthomas in other organs covered with squamous epithelium, such as the
pharynx or oral cavity, also show the same finding [19 ]
[20 ]
[21 ]. Therefore, this finding would be characteristic of xanthomas in the squamous epithelium.
The etiology and clinical significance of esophageal xanthomas remain largely unknown.
In the present study, all patients had a history of both drinking and smoking, and
the majority of patients had a history of either esophageal or head and neck cancers;
drinking and smoking are well known risk factors for esophageal or head and neck cancers
[18 ]. On the other hand, mucosal damage caused by several inciting agents has been presumed
to play a major role in the pathogenesis of gastrointestinal xanthomas [6 ]
[7 ]. Mucosal damage caused by alcohol consumption and tobacco smoking over a long period
of time may contribute to the development of esophageal xanthoma, sharing a similar
pathogenesis to esophageal or head and neck cancers. In this regard, esophageal xanthoma
is speculated to be a high risk marker for the development of esophageal or head and
neck cancers, in the same way that gastric xanthoma is suggested to be a high risk
marker for gastric cancers [2 ]. According to previous case reports of esophageal xanthoma, 10 of 15 patients were
men [4 ]
[5 ]
[6 ]
[7 ]
[9 ]
[10 ]
[11 ]
[12 ]
[13 ]
[14 ]
[15 ]
[16 ]
[17 ]. Similarly, in the present study, the lesions were detected mainly in men. Usual
habits of alcohol consumption and tobacco smoking in elderly men may contribute to
the male predominance of esophageal xanthomas. Four of the seven patients in the present
study had a history of radiation therapy in the area with esophageal xanthoma. There
have been two previously reported cases of esophageal xanthoma that developed in patients
with a history of radiotherapy, suggesting a possible pathogenesis of the disease
[7 ]
[12 ]. However, as all four patients also had a history of drinking, smoking, and esophageal
or head and neck cancers, the role of radiation therapy remains unknown. To date,
no apparent relationship between esophageal xanthoma and hyperlipidemia has been indicated
[15 ].
The present study has some limitations. First, the sample size was very small. However,
esophageal xanthomas are considered to be rare and only 17 cases have been described
in the English literature before the cases described here. The present study included
no less than seven consecutive cases, and despite these originating from a single
center, their contribution is still valuable. In the present study, after the first
detection of an esophageal xanthoma, the others were detected over a short period,
indicating that esophageal xanthomas were probably often missed during routine endoscopy;
this is likely because most endoscopists are unfamiliar with the endoscopic characteristics
of the lesions. Therefore, esophageal xanthomas may be more common than previously
thought. If endoscopists recognized the characteristics indicated in this study, the
lesions would be detected more frequently; thus, the etiology, clinical significance,
and natural history of esophageal xanthomas could be fully elucidated. Second, because
the cases were enrolled in a tertiary cancer center, there may be a selection bias
for patients at high risk for cancers, such as those with a habit of drinking and
smoking. Therefore, the data with regard to the prevalence and risk factors of the
disease should be validated in the general population.
In conclusion, the yellowish spots with tortuous microvessels inside, as identified
by magnifying endoscopic images, represent unique and characteristic findings of esophageal
xanthoma. These findings correspond well with histological findings and as such, they
may assist in the endoscopic diagnosis of the lesion.